Put and Call Options
Call and Put Options

Statute: § 551.22(13), Wis. Stats.

Used for: Put and call options for securities qualifying for secondary trading under § 551.23(3), Wis. Stats.

Filing requirement: Self-Executing. No filing or Consent to Service of Process is necessary in order to claim this exemption.

Frequently asked questions:

Q: Is the exemption self-executing?

    A: Yes. No filing or Consent to Service of Process is required.

History:  Adopted on January 1, 1970. No parallel section in the Uniform Securities Act.

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