Issuer to Underwriter Transactions
Underwriter to Issuer Transactions
Statute: § 551.202(10), Wis. Stats.
Used for: Transactions between issuers and underwriters.
Filing requirement: Self-Executing. No filing or Consent to Service of Process is necessary in order to claim this exemption.
Frequently asked questions:
Q: Is this exemption selfexecuting?
A: Yes. No filing or Consent to Service of Process is required.
History : Predecessor statute 551.23(4), Wis. Stats., adopted on January 1, 1970. Identical to Uniform Securities Act of 1956 section 402(b)(4). Renumbered effective January 1, 2009.