State-Specific Information

Illinois

• You must file in at least two of the ten states to qualify for Midwest Regional Review.
• Once the initial application has been received, you may not add other states to that application.
• Once the initial application has been received, you may file for Midwest Regional Review in at least two additional states, but will be subject to a new coordinated review.

To Other State Information Pages

• INDIANA
• IOWA
• KANSAS
• MICHIGAN
• MISSOURI
• NEBRASKA
• NORTH DAKOTA
• SOUTH DAKOTA
• WISCONSIN

General Information

• INTRODUCTION
• APPLICATION
• EXHIBITS
• SCOR STATEMENT OF POLICY

Midwest Regional Review Program Home Page

Address:

520 South 2nd St., Suite 200
Springfield, IL 62701

Contact: William Hanner, Senior Examiner

Telephone Number: (217) 785-4949

E-mail: bhanner@ilsos.net

Fax Number: (217) 524-2172

Website Address: http://www.sos.state.il.us/departments/securities/securities.html

Checks Payable To: Illinois Secretary of State

Rule 504 Filing Fees:

Exam Fee: $150
Filing Fee: $250

Reg A Filing Fees:

Exam Fee: $150
Filing Fee: $250

Agent Issuer Fees and Filing and Testing Requirements: $75 per agent + U-4. Two exams: Series 62 or Series 7 + Series 63. Series 62 or 7 may be waived, upon request. Note: Officers of an issuer may sell without being registered as a salesperson, provided no commission, discount or remuneration is paid or given, directly or indirectly, on account of any sale of the securities.

Post-Effective Filing That Requires Fee: Amendments and supplements. Exam fee of $25.