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State-Specific Information

Indiana

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Remember: 
  • You must file in at least two of the ten states to qualify for Midwest Regional Review.
  • Once the initial application has been received, you may not add other states to that application.
  • Once the initial application has been received, you may file for Midwest Regional Review in at least two additional states, but will be subject to a new coordinated review.

To Other State Information Pages


General Information


Midwest Regional Review Program Home Page

Agency: Office of the Secretary of State, Securities Division

Address:

    302 West Washington, Room E111
    Indianapolis, IN 46204

Contact: Patrick Sanders, Chief Counsel

Telephone Number: (317) 232-6681

E-mail: psanders@sos.state.in.us

Fax Number: (317) 233-3675

Website Address: http://www.ai.org/sos/index.html

Checks Payable To: Indiana Secretary of State

Rule 504 Filing Fees: No Fees

Reg A Filing Fees: 1/20 of 1% of amount to be registered in IN, minimum of $250, maximum of $1000

Agent Issuer Fees and Filing and Testing Requirements: No fees, State Form 26203 (R/6-92) (instead of U-4), Reg A filings only.

Post-Effective Filing That Requires Fee: None