State-Specific Information

Iowa

• You must file in at least two of the ten states to qualify for Midwest Regional Review.
• Once the initial application has been received, you may not add other states to that application.
• Once the initial application has been received, you may file for Midwest Regional Review in at least two additional states, but will be subject to a new coordinated review.

To Other State Information Pages

• ILLINOIS
• INDIANA
• KANSAS
• MICHIGAN
• MISSOURI
• NEBRASKA
• NORTH DAKOTA
• SOUTH DAKOTA
• WISCONSIN

General Information

• INTRODUCTION
• APPLICATION
• EXHIBITS
• SCOR STATEMENT OF POLICY

Midwest Regional Review Program Home Page

Agency: Iowa Securities Bureau

Address:

340 East Maple Street
Des Moines, IA 50319-0066

Contact: Tom Alberts, Staff Attorney

Telephone Number: (515) 281-4441

E-mail: talberts@comm6.state.ia.us

Fax Number: (515) 281-6467

Website Address: http://www.state.ia.us/

Checks Payable To:

Rule 504 Filing Fees: $100

Reg A Filing Fees: N.A.

Agent Issuer Fees and Filing and Testing Requirements: $10 per agent + U-4. Exams waived.

Post-Effective Filing That Requires Fee: None