State-Specific Information

Kansas

• You must file in at least two of the ten states to qualify for Midwest Regional Review.
• Once the initial application has been received, you may not add other states to that application.
• Once the initial application has been received, you may file for Midwest Regional Review in at least two additional states, but will be subject to a new coordinated review.

To Other State Information Pages

• ILLINOIS
• INDIANA
• IOWA
• MICHIGAN
• MISSOURI
• NEBRASKA
• NORTH DAKOTA
• SOUTH DAKOTA
• WISCONSIN

General Information

• INTRODUCTION
• APPLICATION
• EXHIBITS
• SCOR STATEMENT OF POLICY

Midwest Regional Review Program Home Page

Address:

618 S. Kansas Ave.
Topeka, KS 66603-3804

Contact: Steve Wassom, Director of Finance

Telephone Number: (785) 296-3307

E-mail: swassom@cjnetworks.com

Fax Number: (785) 296-6872

Website Address: http://www.ink.org/public/ksecom/

Checks Payable To: Kansas Securities Commissioner

Rule 504 Filing Fees: 1/20 of 1% of amount to be registered in KS, minimum of $100, maximum of $500

Reg A Filing Fees: 1/20 of 1% of amount to be registered in KS, minimum of $100, maximum of $1500

Agent Issuer Fees and Filing and Testing Requirements: $50 per agent + U-4. Exams waived if no commissions are to be received.

Post-Effective Filing That Requires Fee: $100 plus fee above to increase amount registered.