State-Specific Information

Michigan

• You must file in at least two of the ten states to qualify for Midwest Regional Review.
• Once the initial application has been received, you may not add other states to that application.
• Once the initial application has been received, you may file for Midwest Regional Review in at least two additional states, but will be subject to a new coordinated review.

To Other State Information Pages

• ILLINOIS
• INDIANA
• IOWA
• KANSAS
• MISSOURI
• NEBRASKA
• NORTH DAKOTA
• SOUTH DAKOTA
• WISCONSIN

General Information

• INTRODUCTION
• APPLICATION
• EXHIBITS
• SCOR STATEMENT OF POLICY

Midwest Regional Review Program Home Page

Address:

7150 Harris Dr.
Lansing, MI 48909

Contact: Karen Wildmo, Senior Securities Examiner

Telephone Number: (517) 241-6352

E-mail: kdwildmo@michigan.gov

Fax Number: (517) 241-6356

Website Address: http://www.cis.state.mi.us/ofis/

Checks Payable To: State of Michigan

Rule 504 Filing Fees: 1/10 of 1% of amount to be registered in MI, minimum of $100, maximum of $1000

Reg A Filing Fees: 1/10 of 1% of amount to be registered in MI, minimum of $100, maximum of $1250

Agent Issuer Fees and Filing and Testing Requirements: $30 per agent + U-4. Officers who effectuate transactions and are not paid a sales commission are excluded from the definition of agent. In this case, no examination is required.

Post-Effective Filing That Requires Fee: $250 late fee for over sales, plus an additional $1 per $1000 to increase amount registered.