State-Specific Information

Missouri

• You must file in at least two of the ten states to qualify for Midwest Regional Review.
• Once the initial application has been received, you may not add other states to that application.
• Once the initial application has been received, you may file for Midwest Regional Review in at least two additional states, but will be subject to a new coordinated review.

To Other State Information Pages

• ILLINOIS
• INDIANA
• IOWA
• KANSAS
• MICHIGAN
• NEBRASKA
• NORTH DAKOTA
• SOUTH DAKOTA
• WISCONSIN

General Information

• INTRODUCTION
• APPLICATION
• EXHIBITS
• SCOR STATEMENT OF POLICY

Midwest Regional Review Program Home Page

Address:

600 West Main St, Room 229
P.O. Box 1276.
Jefferson City, MO 65102-1276

Contact: Melanie Moffat, Securities Counsel

Telephone Number: (573) 751-4136

E-mail: moffam@sosmail.state.mo.us

Fax Number: (573) 526-3124

Website Address: http://mosl.sos.state.mo.us

Checks Payable To: Director of Revenue State of Missouri

Rule 504 Filing Fees: $100 + 1/20 of 1% of amt. to be registered in MO over $100,000, min. fee $100, max. fee $1000

Reg A Filing Fees: $100 + 1/20 of 1% of amt. to be registered in MO over $100,000, min. fee $100, max. fee $1000

Agent Issuer Fees and Filing and Testing Requirements: $50 per agent + U-4. Exams waivedat the discretion of the commissioner.

Post-Effective Filing That Requires Fee: None