State-Specific Information

South Dakota

• You must file in at least two of the ten states to qualify for Midwest Regional Review.
• Once the initial application has been received, you may not add other states to that application.
• Once the initial application has been received, you may file for Midwest Regional Review in at least two additional states, but will be subject to a new coordinated review.

To Other State Information Pages

• ILLINOIS
• INDIANA
• IOWA
• KANSAS
• MICHIGAN
• MISSOURI
• NEBRASKA
• NORTH DAKOTA
• WISCONSIN

General Information

• INTRODUCTION
• APPLICATION
• EXHIBITS
• SCOR STATEMENT OF POLICY

Midwest Regional Review Program Home Page

Agency: South Dakota Division of Securities

Address:

118 West Capitol
Pierre, SD  57501

Contact: Leonore Friez, Examiner

Telephone Number: (605) 773-4823

E-mail: Leonore.friez@state.sd.us

Fax Number: (605) 773-5953

Website Address: http://www.state.sd.us/dcr/securities/security.htm

Checks Payable To: Division of Securities

Rule 504 Filing Fees: $200

Reg A Filing Fees: $100 minimum, $1 per $1000 up to $500,000; $.75 per $1000 thereafter.

Agent Issuer Fees and Filing and Testing Requirements: $125 per agent; $150 for company.  Exams:  Series 63.

Post-Effective Filing That Requires Fee: None