2000 Administrative Orders (Securities)

Signed copies of  Petitions for Order and Orders associated with the following persons or entities are available in the PDF format.

Use the appropriate link below to view the Petition for Order.

The Order (or Orders) associated with that Petition can be accessed by using the links (red rectangles) within the Petition

For Orders issued on or after November 25, 1998, the Waiver associated with an Order can be accessed by using the links (green rectangles) within the Orders.

• Ecoquest International, f/k/a Alpine Industries, Inc. (PDF: 130 KB / 3 pages)
  Orders Issued: December 20, 2000
  Ecoquest International, f/k/a Alpine Industries, Inc., Best Investments, Inc., Thunderstorm, Inc., William J. Converse, Michael J. Jackson, John F. Kelly

• Equitrade Securities Corp. (PDF: 129 KB / 3 pages)
  Order Issued: December 20, 2000
  

• The Profit Center, A Limited Liability Company d/b/a Moneylink International (PDF: 101 KB / 2 pages)
  Orders Issued: December 18, 2000
  The Profit Center, A Limited Liability Company d/b/a Moneylink International; Douglas Kent Bawden; Bernard Joseph Titony; and Keith William Jeske

• Milan Capital Group, Inc. (PDF: 77 KB / 2 pages)
  Orders Issued: December 18, 2000
  Milan Capital Group, Inc.; and Bradley D. St. Myer

• Greengrove Corporation and William D. Meade (PDF: 69 KB / 2 pages)
  Orders Issued: December 7, 2000

• Alvaro F. Dumancella (PDF: 45 KB / 1 page)
  Orders Issued: November 30, 2000

• Vista Consulting and C. Steven Bolen (PDF: 84 KB / 2 pages)
  Orders Issued: November 30, 2000

• Phil D. Bautz (PDF: 206 KB / 6 pages)
  Orders Issued: November 2, 2000

• Ronald Craig Harris and Raymond C. Idec, Jr. (PDF: 78 KB / 2 pages)
  Orders Issued: October 24, 2000

• James M. Peters (PDF: 39 KB / 1 page)
  Order Issued: October 24, 2000

• MAS Fortune, Inc. n/k/a Forex Trading, Inc. (PDF: 164 KB / 3 pages)
  Orders Issued: October 24, 2000
  MAS Fortune, Inc. n/k/a Forex Trading, Inc., Ross G. Erskine, Spencer M. Paul, Thomas Walters, Rafael P. Francis, Jerson M. Suarez, James Taylor, Eduardo C. Andrades, Leslie Jones, and Dennis Heyburn

• New Times Securities Services Inc. (PDF: 46 KB / 1 page)
  Order Issued: October 13, 2000

• HeartScan Unit Investment Trust (PDF: 144 KB / 3 pages)
  Orders Issued: October 9, 2000
  HeartScan Unit Investment Trust, HeartScan, LLC, Cornerstone Financial Consulting n/k/a Pacific Capital Network.com, Patrick Kavanaugh, Richard Ward, Mark A. Ellison, and Daniel Caterino

• Web Booth Corporation, (PDF: 97 KB / 2 pages)
  Orders Issued: October 9, 2000
  Web Booth Corporation, John E. Perry, and Harmon Cogert

• Wireless Technology Group, Inc. (PDF: 164 KB / 3 pages)
  Orders Issued: October 9, 2000
  Wireless Technology Group, Inc., Wireless Technology Corporation of America, Inc., SMR Alliance Partnership, Fred Fazio, Dean K. Lucas, Gary D. Walk, and Michael Ebby

• Sierra West Unit Investment Trust (PDF: 293 KB / 5 pages)
• Alan B. Baiocchi Order (PDF: 383 KB / 7 pages) Case No. S-99007
  Orders Issued: September 12, 2000
  Sierra West Unit Investment Trust, Sierra West-“A” Unit Investment Trust, Pac West II Unit Investment Trust, ATM Of Nevada, LLC, Century Capital Group, Inc., ITS Consulting, Inc., Integrity Financial Group, Inc., Blake W. Wilson aka Arnold Kramer aka Arnold Cramer aka Irv Kranberg, Robert L. Wilson, Andrew J. Prendiville, Alan B. Baiocchi, David E. Morris, James Silver, Bob Hugley, Donald G. Ryan, and Dan Walker

• Gregg S La Plant (PDF: 68 KB / 2 pages)
  Order Issued: September 12, 2000

• JC Gear.Com (PDF: 76 KB / 2 pages)
  Orders Issued: September 7, 2000
  JC Gear.Com, Arthur J. Comeau, Arthur M. Comeau, and Kenneth B. Barker

• Hotel Connect Management Inc (PDF: 99 KB / 2 pages)
  Orders Issued:September 7, 2000
  Hotel Connect Management, Inc., Hotel Connect #600 LLC, Mark L. Ehrlich, and Billy Ray Smith

• Tri-National Development Corporation (PDF: 136 KB / 3 pages)
  Orders Issued: August 30, 2000
  Tri-National Development Corporation, Michael A Sunstein, Jason A Sunstein, and Gilbert R Fuentes

• Metro Group International, Inc. (PDF: 117 KB / 3 pages)
  Orders Issued: August 30, 2000
  Metro Group International, Inc., Martin S. Rubin, L. Anthony Grant, and Patrick Danan

• The US Associates (PDF: 114 KB / 2 pages)
  Orders Issued: August 24, 2000
  The US Associates and Don W. Slater

• Randy N Welsh (PDF: 77 KB / 2 pages)
  Order Issued: August 24, 2000

• G.T.O. Corporate Holdings, Inc. (PDF: 114 KB / 2 pages)
  Orders Issued: August 24, 2000
  G.T.O. Corporate Holdings, Inc., Global Trade Online Inc., Rama Remo Balidemaj a/k/a Remo Balidema, and Zeeshan Haider

• NT Distributors, Inc. (PDF: 48 KB / 1 page)
  Order Issued: August 3, 2000

• Americas Fidelity Capital Management, Ltd., and David A. Morgenstern (PDF: 145 KB / 3 pages)
  Order Issued: August 3, 2000

• Sunpoint Securities, Inc. (PDF: 44 KB / 1 page)
  Order Issued: August 1, 2000

• Socal Securities (PDF: 46 KB / 1 page)
  Order Issued: August 1, 2000

• Packerland Investors, Inc. (PDF: 47 KB / 1 page)
  Order Issued: July 31, 2000

• EZ Stocks.com, Inc. (PDF: 318 KB / 7 pages)
  Order Issued: July 13, 2000

• Michael B Grieco (PDF: 129 KB / 2 pages)
  Order Issued: July 13, 2000

• Michael J. Konkel (PDF: 171 KB / 1 page)
  Order Issued: July 6, 2000

• Trispectrum Corporation (PDF: 80 KB / 2 pages)
  Orders Issued: July 6, 2000 (Order against Boris Bugarski amended 5/17/01)
  Trispectrum Corporation, Walter Bugarski, Boris Bugarski, Frank Adell, and Lee Marshall

• Assured International, Inc. (PDF: 244 KB / 4 pages)
  Orders Issued: July 6, 2000
  Assured International, Inc., Sharp Financial Corp., Sam E. Harris, Max Becker, Tralana Tanawa Fox f/k/a/Tralana Lee, Kirk E. Kuykendoll II a/k/a Ken Kinetski, and Angela Tate

• Cindy C Frane (PDF: 78 KB / 2 pages)
  Order Issued: June 9, 2000

• Arthur P Sanger (PDF: 84 KB / 2 pages)
  Order Issued: June 6, 2000
  

• Investors Choice, Incorporated (PDF: 81 KB / 2 pages)
  Orders Issued: June 2, 2000
  Investors Choice, Incorporated and Daniel J. Jeffers

• Millennicom, Inc. (PDF: 52 KB / 1 page)
  Orders Issued: June 2, 2000
  Millennicom, Inc. and Walter W. Knitter

• James M. Peters (PDF: 50 KB / 1 page)
  Orders Issued: May 17, 2000
  

• Telecom Entertainment, Telecom Action Entertainment (PDF: 90 KB / 2 pages)
  Orders Issued: May 12, 2000
  Telecom Entertainment, Telecom Action Entertainment, William Marlin & Co., William B. Marlin, David Wagner, and William Davis

• World Audio Video Enterprises, L.C. d/b/a On-Hold International (PDF: 90 KB / 2 pages)
  Orders Issued: May 5, 2000
  World Audio Video Enterprises, L.C. d/b/a On-Hold International and Donna M. Luke

• Argosy Capital Corporation, G. McClellan Joyce, and Gordon R. Hein (PDF: 220 KB / 4 pages)
  Orders Issued: May 2, 2000
  

• Omne SRL a/k/a Taormina Omne SRL (PDF: 105 KB / 2 pages)
  Orders Issued: April 27, 2000
  Omne SRL a/k/a Taormina Omne SRL, Aguda Financial Services, Hendrik Rienstra, Joseph J. Aguda, Jean Noel Pineau, and Craig L. Brown

• Global Capital Management (PDF: 53 KB / 2 pages)
  Orders Issued: April 27, 2000
  Global Capital Management, Virtual On-Line, Inc., and Stephen N. Alexander

• Tri-Financial Group, Inc. (PDF: 133 KB / 2 pages)
  Order Issued: April 27, 2000
  Tri-Financial Group, Inc., Daivd A. Nickerson, Robert J. Scott, Clyde A. Sinclair, and John N. Alexander

• Robert William Whitney (PDF: 118 KB / 2 pages)
  Order Issued: April 27, 2000
  

• First Global Securities, Inc. a/k/a FG (USA) (PDF: 50 KB / 1 page)
  Order Issued: April 27, 2000
  

• Caribbean Securities, LLC (PDF: 48 KB / 1 page)
  Order Issued: April 27, 2000
  

• John L. Coleman (PDF: 78 KB / 2 pages)
  Order Issued: April 25, 2000
  

• David P. Brunette (PDF: 78 KB / 2 pages)
  Order Issued: April 25, 2000
  

• Alan P. Bower (PDF: 76 KB / 2 pages)
  Order Issued: April 25, 2000
  

• William M. Behrens (PDF: 78 KB / 2 pages)
  Order Issued: April 25, 2000
  

• Barbara J. Brennan (PDF: 77 KB / 2 pages)
  Order Issued: April 25, 2000
  

• John S Carrel III (PDF: 77 KB / 2 pages)
  Order Issued: April 25, 2000
  

• John K. Finn (PDF: 75 KB / 2 pages)
  Order Issued: April 7, 2000
  

• Robert Paul Witt (PDF: 39 KB / 1 page)
  Order Issued: April 7, 2000
  

• Phoenix Telecom, LLC (PDF: 129 KB / 2 pages)
  Orders Issued: April 7, 2000
  Phoenix Telecom, LLC, H. Ellis Ragland, Jr., Jerry Beacham, and Jerry Clawson

• William J. King (PDF: 235 KB / 4 pages)
  Order Issued: March 28, 2000
  

• Theodore R. Miller (PDF: 103 KB / 2 pages)
  Order Issued: March 28, 2000
  

• Michal K. Nickel (PDF: 122 KB / 2 pages)
  Order Issued: March 23, 2000
  

• Kevin A. Malovrh (PDF: 110 KB / 3 pages)
  Order Issued: March 22, 2000
  

• Jerry A. Klemp (PDF: 162 KB / 3 pages)
  Order Issued: March 16, 2000
  

• Corlogic Corporation (PDF: 44 KB / 1 page)
  Order Issued: March 16, 2000
  

• 5 Star Global, LLC (PDF: 197 KB / 3 pages)
  Orders Issued: March 7, 2000
  5 Star Global, LLC, Gary L. Augustine, and Ronald M. Turner

• Force Tek, Inc. [Forcetek Holding, Inc.] (PDF: 88 KB / 2 pages)
  Orders Issued: March 7, 2000
  Force Tek, Inc. [Forcetek Holding, Inc.], Chandler Hooper, and Nick Garcia

• Daniel J. Krueger (PDF: 135 KB / 3 pages)
  Orders Issued: March 7, 2000
  Daniel J. Krueger and Financial Dimensions, Inc.

• Security Financial Group, Inc. (PDF: 83 KB / 2 pages)
  Orders Issued: March 7, 2000
  Security Financial Group, Inc. and Brian S. Wright

• Estela M. Mahnke (PDF: 108 KB / 2 pages)
  Order Issued: February 24, 2000

• David A. DeMore (PDF: 62 KB / 2 pages)
  Order Issued: February 16, 2000

• Steven C. Hanson (PDF: 69 KB / 2 pages)
  Order Issued: February 16, 2000

• Michael C. Lueck (PDF: 70 KB / 2 pages)
  Order Issued: February 16, 2000

• Tradescape, LLC (PDF: 45 KB / 1 page)
  Order Issued: February 16, 2000

• Timothy D. Morales (PDF: 91 KB / 2 pages)
  Findings of Fact, Conclusions of Law and Default Order Revoking Securities Agent License: February 11, 2000

• International Currency Consultants, Inc. (PDF: 88 KB / 2 pages)
  Orders Issued: February 10, 2000
  International Currency Consultants, Inc., Fred Schoenfeld, Robert Mathis, and Alex Marcucci

• Thomas H. Murphy (PDF: 159 KB / 3 pages)
  Orders Issued: February 7, 2000
  Thomas H. Murphy, Richard C. Peterson, and Liberty Investment Counsel, Ltd.

• Skyline Entertainment (PDF: 102 KB / 2 pages)
  Orders Issued: February 3, 2000
  Skyline Entertainment, Skyline Entertainment Financing IV, Brian Byer, Elan Sassoon, Jason Goldberg, and Peter Ellin

• Gerald E. Sonneson (PDF: 62 KB / 2 pages)
  Order Issued: February 3, 2000

• Ryan J. Posewitz (PDF: 65 KB / 2 pages)
  Order Issued: February 3, 2000

• J. Banks Co. and Jeffrey Barry Banks a/k/a Jeffrey Barry Nuss
  Order Issued: January 25, 2000

  • Petition (PDF: 57 KB/ 2 pages)
  • J. Banks Co. Order (PDF: 47 KB/ 1 page)
  • Jeffrey Barry Banks Order (PDF: 49 KB/ 1 page)

• Mark W. Stewart (PDF: 61 KB / 2 pages)
  Order Issued: January 24, 2000

• Dennis G. Semph (PDF: 116 KB / 2 pages)
  Order Issued: January 24, 2000

• Richard N. Konkol (PDF: 61 KB / 1 page)
  Order Issued: January 24, 2000

• Raymond G. Carlson (PDF: 101 KB / 2 pages)
  Order Issued: January 24, 2000

• William C. Seitz (PDF: 80 KB / 2 pages)
  Order Issued: January 24, 2000

• Denny P. Darmodihardjo (PDF: 38 KB / 1 page)
  Order Issued: January 4, 2000

• Thomas J. Gasman, Sr. (PDF: 42 KB / 1 page)
  Order Issued: January 4, 2000