1998 Administrative Orders (Securities)

Signed copies of  Petitions for Order and Orders associated with the following persons or entities are available in the PDF format.

Use the appropriate link below to view the Petition for Order.

The Order (or Orders) associated with that Petition can be accessed by using the links (red rectangles) within the Petition

For Orders issued on or after November 25, 1998, the Waiver associated with an Order can be accessed by using the links (green rectangles) within the Orders.

•   Matthew S. Freed (PDF: 262 KB / 4 pages)
  Order Issued:  December 30, 1998

•   Phyllis A. Hoeth (PDF: 162 KB / 3 pages)
  Order Issued:  December 23, 1998

•   Christopher A. Polley, Lydia L. Banes, Raymond H. Beam, David E. Morris, Richard H. Inzer, Stephen Henderson, George Holmes, and Howard W. Kratz (PDF: 223 KB / 3 pages)
  Orders Issued:  December 22, 1998

•   Investors Financial Center of Wisconsin, LLC (PDF: 72 KB / 1 page)
  Order Issued:  December 18, 1998

•   Block Trading, Inc. (PDF: 125 KB / 2 pages)
  Orders Issued:  December 18, 1998

•   Capella Consulting, Inc. (PDF: 183 KB / 3 pages)
  Orders Issued:  December 18, 1998

•   Tel Com Plus (PDF: 340 KB / 4 pages)
  Orders Issued: December 17, 1998
  Tel Com Plus, Inc., Prime Equities Group, Inc., Marketing Concepts International, United States Telecommunications, Inc., Tel Com Plus East, LLC/Tel Com Plus West, LLC, Millennium Associates, Inc., Capital Funds Administration, Inc., Venture Funding Resources, United Telecommunications Services, Richard J. Pollara, Charles Polley, Ronald McCintre, Jim Brody, Al Little, Michael Andrews, Steven Sanders, Jim Grant, Sarah Doyle and Jerome Cohen

•   D. H. Blair & Co., Inc. (PDF: 166 KB / 3 pages)
  Order Issued:  December 15, 1998

•   Mark B. Sirianni (PDF: 111 KB / 2 pages)
  Order Issued:  December 15, 1998

•   Wise Choice Discount Brokerage, Inc. (PDF: 68 KB / 1 page)
  Order Issued:  December 15, 1998

•   Westhagen & Westhagen, Inc. (PDF: 73 KB / 1 page)
  Order Issued:  December 14, 1998

•   Terence L. O'Brien (PDF: 72 KB / 1 page)
  Order Issued:  December 14, 1998

•   Roger A. Hanson and Hanson & Turner Services, Inc. (PDF: 111 KB / 2 pages)
  Orders Issued:  November 29, 1998

•   Jerome E. Liss and Liss Financial Services d/b/a J. E. Liss & Company, Inc. (PDF: 186 KB / 3 pages)
  Orders Issued:  November 25, 1998

•   T.D. and Associates, Inc., West Ovalo Gardner Lime Unit-Phase I, Dennis Timpe, and Michael L. Spradley (PDF: 142 KB / 2 pages)
  Orders Issued:  November 19, 1998

•   JKB & Associates, James A. Baumann, and Kathleen M. Baumann (PDF: 66 KB / 1 page)
  Orders Issued:  November 19, 1998

•   Aide the Living, Inc. and Clare William Willman (PDF: 268 KB / 4 pages)
  Order Issued:  November 2, 1998

•   Vacation Invitations, Inc. (PDF: 105 KB / 2 pages)
  Orders Issued:  October 29, 1998
  Vacation Invitations, Inc., William Kegley a/k/a Billy D. Kegley

•   Compact Connection, Inc. (PDF: 140 KB / 2 pages)
  Orders Issued:  October 29, 1998
  Compact Connection, Inc., James Bradley a/k/a Darrell Piercy, R. W. Kelly, Tom Sheahan

•   Denis A. Brissette (PDF: 95 KB / 2 pages)
  Order Issued:  October 23, 1998

• Anthony G. Gilchrist
  Order Issued:  October 19, 1998
  Order Vacated:  November 12, 1998

•   L. T. Lawrence & Co., Inc. (PDF: 95 KB / 2 pages)
  Orders Issued:  October 13, 1998
  Marlon D. Tropeano, L.T. Lawrence & Co., Inc.

•   Apex Resources, Inc. (PDF: 70 KB / 1 page)
  Orders Issued:  October 8, 1998
  Apex Resources, Inc., James E. Egloff, Mario A. Garcia

•   Thornwater Company, LP (PDF: 99 KB / 2 pages)
  Order Issued: October 1, 1998

•   Premier Financial Services (PDF: 145 KB / 3 pages)
  Orders Issued: September 30, 1998
  Rudy Scarborough, Capital Finance Services, Inc., Premier Financial Services

•   Great Basin Petroleum, Inc. (PDF: 126 KB / 2 pages)
  Orders Issued: September 24, 1998
  Great Basin Petroleum, Inc., Crawford Gas Well Partners, Kevin G. Harley, Scott J. Hoonakker, Frank P. Turner, R. Frederick Morrow

•   PLA Development Trust (PDF: 125 KB / 2 pages)
  Orders Issued: September 18, 1998
  Gayle E. Porter, PLA Development Trust