You are here:   

Securities Administrative Orders Issued

Signed copies of  Petitions for Order and Orders associated with the following persons or entities are available in the PDF format.


See the Archives below.


Leland Energy, Inc., Leland Tennessee Holdings, Inc., Leland Energy Fund II, LLP, Stephen M Thompson and Michael A Rava - File No. S-225797 (EX). Summary Cease and Desist Orders were issued for violations of the Wisconsin Statutes Ch. 551 by Thompson and the Leland respondents by hiring an unregistered agent to offer unregistered securities in Wisconsin in willful violation of an Order of Prohibition and Revocation issued in 2002. Michael A Rava violated Wis. Stat. Ch. 551 by offering unregistered securities in Wisconsin as an unregistered securities agent, asking the Wisconsin resident to provide an address in a different state to avoid the restrictions of the prior order.

Orders were issued on February 17, 2015


 

To: 2014 Securities Administrative Order Archive

To: 2013 Securities Administrative Order Archive

To: 2012 Securities Administrative Order Archive

To: 2011 Securities Administrative Order Archive

To: 2010 Securities Administrative Order Archive

To: 2009 Securities Administrative Order Archive

To: 2008 Securities Administrative Order Archive

To: 2007 Securities Administrative Order Archive

To: 2006 Securities Administrative Order Archive

To: 2005 Securities Administrative Order Archive

To: 2004 Securities Administrative Order Archive

To: 2003 Securities Administrative Order Archive

To: 2002 Securities Administrative Order Archive

To: 2001 Securities Administrative Order Archive

To: 2000 Securities Administrative Order Archive

To: 1999 Securities Administrative Order Archive

To: 1998 Securities Administrative Order Archive