Securities Filings
for January 21, 2008 through February 02, 2008
Exemption Filings Made with DFI's Securities Division between 21-JAN-08
and 01-FEB-08
ENHANCED ICNOME FUND 1 LLC
File No: 528769 File Code: 7 Date Recvd: 01-FEB-08 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA
NNN WOODBRIDGE APARTMENTS LLC
File No: 528772 File Code: 7 Date Recvd: 01-FEB-08 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA
PCL EMPLOYEES HOLDINGS LTD
File No: 528770 File Code: 8 Date Recvd: 01-FEB-08 Status 1: P
Examiner: City: State: Country: CANADA
VIDOOP LLC
File No: 528771 File Code: 7 Date Recvd: 01-FEB-08 Status 1: F
Examiner: City: TULSA State: OK Country: USA
CYPRESS EQUIPTMENT FUND 14 LLC
File No: 528756 File Code: 7 Date Recvd: 31-JAN-08 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA
EQUITABLE AGENTS REINSURANCE CO
File No: 528755 File Code: 7 Date Recvd: 31-JAN-08 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA
INVESTMENT CENTERS OF AMERICA INC
File No: 528740 File Code: 7 Date Recvd: 31-JAN-08 Status 1: F
Examiner: City: BISMARK State: ND Country: USA
JACKSON NATIONAL LIFE INSURANCE CO
File No: 528741 File Code: 7 Date Recvd: 31-JAN-08 Status 1: F
Examiner: City: LANSING State: MI Country: USA
NATIONAL PLANNING CORP
File No: 528742 File Code: 7 Date Recvd: 31-JAN-08 Status 1: F
Examiner: City: SANTA MONICA State: CA Country: USA
NY LIFE INSURANCE CO
File No: 528743 File Code: 7 Date Recvd: 31-JAN-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA
VFUSA LLC
File No: 528739 File Code: 7 Date Recvd: 31-JAN-08 Status 1: F
Examiner: City: ROME State: WI Country: USA
DCTRT LEASING CORP
File No: 528721 File Code: 7 Date Recvd: 30-JAN-08 Status 1: F
Examiner: City: DENVER State: CO Country: USA
LUX TOLO 7 LLP
File No: 528722 File Code: 7 Date Recvd: 30-JAN-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA
BOSTON COMMON INTERNATIONAL CATHOLIC SRI FUND LLC
File No: 528703 File Code: 7 Date Recvd: 29-JAN-08 Status 1: F
Examiner: City: BOSTON State: MA Country: USA
SCICG NEXXANINE FUND 1 LLC
File No: 528704 File Code: 7 Date Recvd: 29-JAN-08 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA
TARTESSO WEST COMMERCIAL MIXED USE LLC
File No: 528702 File Code: 7 Date Recvd: 29-JAN-08 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA
GLL INVESTORS LTD
File No: 528582 File Code: 7 Date Recvd: 28-JAN-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA
MINDS I INC
File No: 528580 File Code: 7 Date Recvd: 28-JAN-08 Status 1: F
Examiner: City: LIBERTY LAKE State: WA Country: USA
WL FIELD 3 3 WELL PROJECT JOINT VENTURE
File No: 528581 File Code: 7 Date Recvd: 28-JAN-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA
CAVALIER WIRELESS LLC
File No: 528579 File Code: 7 Date Recvd: 25-JAN-08 Status 1: F
Examiner: City: JACKSON State: MS Country: USA
CB ELLIS RICHARD STRATEGIC PARTNERS US EMPLYEE VALUE 5 LP
File No: 528513 File Code: 7 Date Recvd: 25-JAN-08 Status 1: F
Examiner: City: LAS ANGELES State: CA Country: USA
SHALE ROYALTIES 7 INC
File No: 528514 File Code: 7 Date Recvd: 25-JAN-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA
HAMPDEN AGENCIES LTD
File No: 528287 File Code: 7 Date Recvd: 24-JAN-08 Status 1: F
Examiner: City: LONDON EC3V 0AA State: Country: ENGLAND
SAMANO WEST 3 D JOINT VENTURE
File No: 528744 File Code: 7 Date Recvd: 24-JAN-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA
CROWNBUTTE WIND POWER LLC
File No: 528234 File Code: 7 Date Recvd: 23-JAN-08 Status 1: F
Examiner: City: MANDAN State: ND Country: USA
PEAK BIOSCIENCES INC
File No: 528232 File Code: 7 Date Recvd: 23-JAN-08 Status 1: F
Examiner: City: FORT COLLINS State: CO Country: USA
PHAROS INNOVATIONS LLC
File No: 528233 File Code: 7 Date Recvd: 23-JAN-08 Status 1: F
Examiner: City: NORTHFILED State: IL Country: USA
IL FINANCE AUTHORITY
File No: 528519 File Code: 17 Date Recvd: 22-JAN-08 Status 1: F
Examiner: RES City: State: IL Country: USA
JK PRODUCTIONS LLC
File No: 528223 File Code: 7 Date Recvd: 22-JAN-08 Status 1: F
Examiner: City: NASHOTAH State: WI Country: USA
LUGOS CAPITAL LP
File No: 528224 File Code: 7 Date Recvd: 22-JAN-08 Status 1: F
Examiner: City: BARRINTON State: IL Country: USA
REPORT ITEMS 30
Franchise Filings Made with DFI's Securities Division between 21-JAN-08
and 01-FEB-08
MAD SCIENCE GROUP
File No: 528784 File Code: 71 Date Recvd: 01-FEB-08 Status 1: R
Examiner: City: MONTREAL QC H4P 2G1 State: Country: CANADA
MONEY MAILER FRANCHISE CORP
File No: 528785 File Code: 71 Date Recvd: 01-FEB-08 Status 1: R
Examiner: City: GARDEN GROVE State: CA Country: USA
PERMA GLAZE FRANCHISING LLC
File No: 528783 File Code: 71 Date Recvd: 01-FEB-08 Status 1: R
Examiner: City: TUCSON State: AZ Country: USA
BREADNIKS GROUP INC
File No: 528780 File Code: 71 Date Recvd: 31-JAN-08 Status 1: R
Examiner: City: VINEYARD HAVEN State: MA Country: USA
CAMILLES FRANCHISE SYSTEM LLC
File No: 528781 File Code: 71 Date Recvd: 31-JAN-08 Status 1: R
Examiner: City: TULSA State: OK Country: USA
JAN PRO FRANCHSING INTERNATIONAL INC
File No: 528782 File Code: 71 Date Recvd: 31-JAN-08 Status 1: R
Examiner: City: ALPHARETTA State: GA Country: USA
MATCAL INC
File No: 528753 File Code: 71 Date Recvd: 30-JAN-08 Status 1: R
Examiner: City: AGAWAM State: MA Country: USA
BP FRANCHISING LLC
File No: 528591 File Code: 71 Date Recvd: 28-JAN-08 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA
CRUISESHIPCENTERS USA INC
File No: 528589 File Code: 71 Date Recvd: 28-JAN-08 Status 1: R
Examiner: City: BELLEVUE State: WA Country: USA
DOGS RULE RESORT FRANCHISING LP
File No: 528590 File Code: 71 Date Recvd: 28-JAN-08 Status 1: R
Examiner: City: PLANO State: TX Country: USA
GN INDEPENDENTS INC
File No: 528725 File Code: 71 Date Recvd: 28-JAN-08 Status 1: R
Examiner: City: MADISON State: WI Country: USA
COMPUCHILD SERVICES OF AMERICA INC
File No: 528592 File Code: 71 Date Recvd: 25-JAN-08 Status 1: R
Examiner: City: ROCHESTER State: IN Country: USA
HAPPY JOES FRANCHISING INC
File No: 528593 File Code: 71 Date Recvd: 24-JAN-08 Status 1: R
Examiner: City: BETTENDORF State: IA Country: USA
EXPETEC CORP
File No: 528525 File Code: 71 Date Recvd: 23-JAN-08 Status 1: R
Examiner: City: ABERDEEN State: SD Country: USA
FITNIKS FRANCHISING INC
File No: 528594 File Code: 71 Date Recvd: 23-JAN-08 Status 1: R
Examiner: City: CAMERON PARK State: CA Country: USA
TOWN PLANNER FRANCHISING INC
File No: 528526 File Code: 71 Date Recvd: 23-JAN-08 Status 1: R
Examiner: City: CLEVELAND State: OH Country: USA
AUTOMOTIVE TECHNOLGIES INC
File No: 528524 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: MIDDLETOWN State: CT Country: USA
LOADTRAINING LLC
File No: 528528 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: YOUNGTOWN State: AZ Country: USA
MAIDS INTERNATIONAL INC
File No: 528527 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: OMAHA State: NE Country: USA
TAX CENTERS OF AMERICA INC
File No: 528529 File Code: 71 Date Recvd: 22-JAN-08 Status 1: R
Examiner: City: RUSSELLVILLE State: AR Country: USA
REPORT ITEMS 20
Registration Filings Made with DFI's Securities Division between 21-JAN-08
and 01-FEB-08
FRONTEGRA FUNDS INC FRONTEGRA SKY INTERNATIONAL VALUE FUND
INSTITUTIONAL CLASS
File No: 528768 File Code: 3 Date Recvd: 01-FEB-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
INSURED MUNICIPALS INCOME TR SERIES 533
File No: 528765 File Code: 5 Date Recvd: 01-FEB-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
OARNGE REIT INC
File No: 528766 File Code: 1 Date Recvd: 01-FEB-08 Status 1: P
Examiner: City: LIVINGSTON State: NJ Country: USA
THORNBURG INVESTMENT TR THORNBURG INCOME BUILDER FUND CLASS
R4
File No: 528767 File Code: 3 Date Recvd: 01-FEB-08 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA
BLACKROCK FUNDS 2 BLACKROCK EMERGING MARKETS DEBT PORTFOLIO
BLACKROCK SHARES
File No: 528758 File Code: 3 Date Recvd: 31-JAN-08 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA
BLACKROCK FUNDS 2 BLACKROCK EMERGING MARKETS DEBT PORTFOLIO
INSTITUTIONAL SHARES
File No: 528759 File Code: 3 Date Recvd: 31-JAN-08 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA
BLACKROCK FUNDS 2 BLACKROCK EMERGING MARKETS DEBT PORTFOLIO
INVESTOR A SHARES
File No: 528757 File Code: 3 Date Recvd: 31-JAN-08 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA
BLACKROCK FUNDS 2 BLACKROCK EMERGING MARKETS DEBT PORTFOLIO
INVESTOR C SHARES
File No: 528760 File Code: 3 Date Recvd: 31-JAN-08 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA
CALVERT SOCIAL INVESTMENT FUND CALVERT AGGRESSIVE ALLOCATION
FUND CLASS I
File No: 528738 File Code: 3 Date Recvd: 31-JAN-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA
CALVERT SOCIAL INVESTMENT FUND CALVERT MODERATE ALLOCATION
FUND CLASS I
File No: 528737 File Code: 3 Date Recvd: 31-JAN-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 464 TARNTULA
INTERNATIONAL ALL CAP PORTFOLIO SERIES 3
File No: 528735 File Code: 5 Date Recvd: 31-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA
HINES REAL ESTATE INVESTMENT TR INC
File No: 528786 File Code: 1 Date Recvd: 31-JAN-08 Status 1: P
Examiner: City: HOUSTON State: TX Country: USA
INVESTMENT GRADE MUNICIPAL TR SERIES 73
File No: 528736 File Code: 5 Date Recvd: 31-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
PROFUNDS ULTRACHINA PROFUND INVESTOR CLASS
File No: 528761 File Code: 3 Date Recvd: 30-JAN-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA
PROFUNDS ULTRACHINA PROFUND SERVICE CLASS
File No: 528762 File Code: 3 Date Recvd: 30-JAN-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA
PROFUNDS ULTRASHORT CHINA PROFUND INVESTOR CLASS
File No: 528763 File Code: 3 Date Recvd: 30-JAN-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA
PROFUNDS ULTRASHORT CHINA PROFUND SERVICE CLASS
File No: 528764 File Code: 3 Date Recvd: 30-JAN-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA
TRUE LOVE CHRISTIAN MINISTRIES INC
File No: 528720 File Code: 2 Date Recvd: 30-JAN-08 Status 1: P
Examiner: City: LITHONIA State: GA Country: USA
ATLAS RESOURCES PUBLIC 17 2008 B LP
File No: 528706 File Code: 1 Date Recvd: 29-JAN-08 Status 1: P
Examiner: City: MOON TOWNSHIP State: PA Country: USA
ATLAS RESOURCES PUBLIC 17 2008 B LP
File No: 528707 File Code: 1 Date Recvd: 29-JAN-08 Status 1: P
Examiner: City: MOON TOWNSHIP State: PA Country: USA
COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2 YR
SERIES 5
File No: 528699 File Code: 5 Date Recvd: 29-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES 4
File No: 528698 File Code: 5 Date Recvd: 29-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
INSURED INCOME TR SERIES 162
File No: 528701 File Code: 5 Date Recvd: 29-JAN-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
TACTICAL INCOME CLOSED END PORTFOLIO SERIES 6
File No: 528700 File Code: 5 Date Recvd: 29-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 464 ONEFOLIO
SELECT SERIES 12
File No: 528564 File Code: 5 Date Recvd: 28-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 464 TARANTULA
ALL CAP SELECT PORTFOLIO SERIES 4
File No: 528566 File Code: 5 Date Recvd: 28-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 464 ZACKS
SELECT PORTFOLIO SERIES 10
File No: 528565 File Code: 5 Date Recvd: 28-JAN-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1589 TARGET DBL PLAY FEB 08 TERM 4 30 09
File No: 528572 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1589 TARGET FOCUS FEB 08 TERM 4 30 09
File No: 528571 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1589 TARGET TARGET 10 FEB 08 TERM 2 27 09
File No: 528574 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1589 TARGET TARGET DVD FEB 08 TERM 4 30 09
File No: 528573 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1589 TARGET TRIAD FEB 08 TERM 4 30 09
File No: 528570 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1589 TARGET VIP FEB 08 TERM 4 30 09
File No: 528569 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1589 VALUE LINE TARGET 25 FEB 08 TERM 4 30 09
File No: 528568 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1615 INCOME ALLOCATION CLOSED END FEB 08
File No: 528567 File Code: 5 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
PHOENIX OPPORTUNITIES TR PHOENIX SENIOR FLOATING RATE FUND
CLASS A
File No: 528577 File Code: 3 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA
PHOENIX OPPORTUNITIES TR PHOENIX SENIOR FLOATING RATE FUND
CLASS C
File No: 528578 File Code: 3 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA
PHOENIX OPPORTUNITIES TR PHOENIX SENIOR FLOATING RATE FUND
CLASS I
File No: 528576 File Code: 3 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA
WORLD FUNDS INC EXCEPTIONATOR FUND CLASS A
File No: 528575 File Code: 3 Date Recvd: 28-JAN-08 Status 1: Z
Examiner: City: RICHMOND State: VA Country: USA
FT 1620 MULTI SECOTR HIGH INCOME PORTFOLIO SERIES 3
File No: 528508 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1621 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 11
File No: 528507 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
GREATER ASIA PORTFOLIO SERIES 4
File No: 528505 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
INFRASTRUCTURE OPPORTUNITY PORTFOLIO SERIES 3
File No: 528506 File Code: 5 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
KH FUNDING CO
File No: 528504 File Code: 1 Date Recvd: 25-JAN-08 Status 1: P
Examiner: City: SILVER SPRING State: MD Country: USA
PROSPECTOR FUNDS INC PROSPECTOR CAPITAL APPRECIATION FUND
File No: 528517 File Code: 3 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
PROSPECTOR FUNDS INC PROSPECTOR OPPORTUNITY FUND
File No: 528518 File Code: 3 Date Recvd: 25-JAN-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
NORTHERN LIGHTS FUND TR SIERRA CORE RETIREMENT FUND CLASS A
File No: 528510 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA
NORTHERN LIGHTS FUND TR SIERRA CORE RETIREMENT FUND CLASS I
File No: 528511 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA
NORTHERN LIGHTS FUND TR SIERRA CORE RETIREMENT FUND CLASS R
File No: 528512 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA
ROYCE FUND ROYCE MICRO CAP FUND SERVICE CLASS
File No: 528509 File Code: 3 Date Recvd: 24-JAN-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
HENDERSON GLOBAL FUNDS HENDERSON INTERNATIONAL EQUITY FUND
CLASS I
File No: 528231 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA
SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL EMERGING MARKETS INDEX
FUND INSTITUTIONAL SHARES
File No: 528226 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL EMERGING MARKETS INDEX
FUND INVESTOR SHARES
File No: 528225 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL EMERGING MARKETS INDEX
FUND SELECT SHARES
File No: 528227 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL INTERNATIONAL SMALL MID
CO INDEX FUND INSTITUTIONAL SHARES
File No: 528230 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL INTERNATIONAL SMALL MID
CO INDEX FUND INVESTOR SHARES
File No: 528229 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB FUNDAMENTAL INTERNATIONAL SMALL MID
CO INDEX FUND SELECT SHARES
File No: 528228 File Code: 3 Date Recvd: 23-JAN-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
MT JOYNER MISSIONARY BAPTIST CHURCH INC
File No: 528222 File Code: 2 Date Recvd: 22-JAN-08 Status 1: P
Examiner: City: MEMPHIS State: TN Country: USA
REPORT ITEMS 58
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