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WI Securities Filings for March 03, 2008 through March 14, 2008Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 03-MAR-08 and 14-MAR-08SILVERTRAIN INC File No: 529604 File Code: 7 Date Recvd: 05-MAR-08 Status 1: F Examiner: City: MILWAUKE REPORT ITEMS 1 Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 03-MAR-08 and 14-MAR-08KITCHEN SOLVERS LLC File No: 529798 File Code: 71 Date Recvd: 11-MAR-08 Status 1: R Examiner: City: LA CROSSE State: WI SEEK FRANCHISING LLC File No: 529801 File Code: 71 Date Recvd: 10-MAR-08 Status 1: R Examiner: City: GRAFTON State: WI REPORT ITEMS 2 Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 03-MAR-08 and 14-MAR-08DIREXION FUNDS DIREXION INDIA BULL 2X FUND INVESTOR CLASS File No: 529791 File Code: 3 Date Recvd: 12-MAR-08 Status 1: Z Examiner: City: MILWAUKEE TR FOR PROFESSIONAL MANAGERS ASCENTIA ALTERNATIVE STRATEGIES FUND File No: 529788 File Code: 3 Date Recvd: 11-MAR-08 Status 1: Z Examiner: City: MILWAUKEE CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND CLASS A File No: 529508 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z Examiner: City: MILWAUKEE CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND CLASS B File No: 529507 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z Examiner: City: MILWAUKEE CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND CLASS C File No: 529509 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z Examiner: City: MILWAUKEE HENNESSY FUNDS TR HENNESSY CORNERSTONE GROWTH FUND SERIES 2 INSTITUTIONAL CLASS File No: 529618 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z Examiner: City: MILWAUKEE HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE GROWTH FUND INSTITUTIONAL CLASS File No: 529619 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z Examiner: City: MILWAUKEE HENNESSY MUTUAL FUNDS INC HENNESSY CORNERSTONE VALUE FUND INSTITUTIONAL CLASS File No: 529621 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z Examiner: City: MILWAUKEE HENNESSY MUTUAL FUNDS INC HENNESSY FOCUS 30 FUND INSTITUTIONAL CLASS File No: 529620 File Code: 3 Date Recvd: 03-MAR-08 Status 1: Z Examiner: City: MILWAUKEE REPORT ITEMS 9 Takeover Filings made with DFI's Securities Division between 03-MAR-08 and 14-MAR-08REPORT ITEMS 0 SILVERTRAIN INC
Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 25-FEB-08 and 07-MAR-08REPORT ITEMS 0 Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 25-FEB-08 and 07-MAR-08CALOMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
Takeover Filings made with DFI's Securities Division between 25-FEB-08 and 07-MAR-08
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| Last Updated: March 20, 2008 |
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