Securities Filings
for March 17, 2008 through March 28, 2008
Exemption Filings Made with DFI's Securities Division between 17-MAR-08 and
28-MAR-08
BARNES DEEP 3 D PROSPECT JOINT VENTURE
File No: 530266 File Code: 7 Date Recvd: 27-MAR-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA
M FINANCIAL HOLDINGS INC
File No: 530267 File Code: 7 Date Recvd: 27-MAR-08 Status 1: F
Examiner: City: PORTLAND State: OR Country: USA
PEGASUS PARTNERS 4 LP
File No: 530264 File Code: 7 Date Recvd: 27-MAR-08 Status 1: F
Examiner: City: COS COB State: CT Country: USA
VOICE VISION INC
File No: 530265 File Code: 7 Date Recvd: 27-MAR-08 Status 1: F
Examiner: City: CHATSWORTH State: CA Country: USA
2D2C INC
File No: 530210 File Code: 7 Date Recvd: 26-MAR-08 Status 1: F
Examiner: City: GURNEE State: IL Country: USA
COGDELL SPENCER LP
File No: 530208 File Code: 7 Date Recvd: 26-MAR-08 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA
DIVERSIFIED REAL ESTATE FUND LP
File No: 530209 File Code: 7 Date Recvd: 26-MAR-08 Status 1: F
Examiner: City: CLEVELAND State: OH Country: USA
MORGAN STANLEY MANAGED FUTURES 55 LP
File No: 530212 File Code: 7 Date Recvd: 26-MAR-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA
SWISS TECH HOLDING LLC
File No: 530211 File Code: 7 Date Recvd: 26-MAR-08 Status 1: F
Examiner: City: CHAGRIN FALLS State: OH Country: USA
WEBDIGS INC
File No: 530192 File Code: 7 Date Recvd: 25-MAR-08 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA
ALTASENS INC
File No: 530152 File Code: 7 Date Recvd: 24-MAR-08 Status 1: F
Examiner: City: THOUSAND OAKS State: CA Country: USA
ARGYLE ENERGY 2008 1 2 WELL DRILLING PROGRAM LP
File No: 530191 File Code: 7 Date Recvd: 24-MAR-08 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA
MEAD & HUND INC
File No: 530193 File Code: 8 Date Recvd: 24-MAR-08 Status 1: P
Examiner: City: State: Country: USA
SOUTH BRUSHY CREEK 2 JOINT VENTURE
File No: 530153 File Code: 7 Date Recvd: 24-MAR-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA
CC MEDIA HOLDINGS INC
File No: 530090 File Code: 8 Date Recvd: 21-MAR-08 Status 1: G
Examiner: RES City: SAN ANTONIO State: TX Country: USA
LAKE CHARLES HARBOR & TERMINAL DISTRICT LAKE CHARES
COGENERATION LLC PROJECT
File No: 530034 File Code: 17 Date Recvd: 20-MAR-08 Status 1: G
Examiner: RES City: State: LA Country: USA
MEDICAL CONNECTIONS HOLDINGS INC
File No: 530035 File Code: 7 Date Recvd: 20-MAR-08 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA
SOUTHBEND TECHPRODUCTS INC
File No: 530033 File Code: 7 Date Recvd: 20-MAR-08 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA
TIDAL PETROLEUM INC MARTENS 2 DRILLING PROGRAM
File No: 530032 File Code: 7 Date Recvd: 20-MAR-08 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA
ITASCA AUTOMATION SYSTEMS LLC
File No: 530005 File Code: 7 Date Recvd: 19-MAR-08 Status 1: F
Examiner: City: EGG HARBOR State: WI Country: USA
PFINGSTEN PARTNERS FUND 4 LP
File No: 530006 File Code: 7 Date Recvd: 19-MAR-08 Status 1: F
Examiner: City: DEERFIELD State: IL Country: USA
PRISM CLINICAL IMAGING INC
File No: 530007 File Code: 7 Date Recvd: 19-MAR-08 Status 1: F
Examiner: City: WEST ALLIS State: WI Country: USA
WA SAVAGE LLC
File No: 530008 File Code: 7 Date Recvd: 19-MAR-08 Status 1: F
Examiner: City: WAUKESHA State: WI Country: USA
ADVANCED EQUITIES CLEAN TECH INVESTMENTS 2 LLC
File No: 529946 File Code: 7 Date Recvd: 18-MAR-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA
WINSTON HEDGED EQUITY FUND LTD
File No: 529944 File Code: 7 Date Recvd: 18-MAR-08 Status 1: F
Examiner: City: OGDEN State: UT Country: USA
ABRY PARTNERS 6 LP
File No: 529888 File Code: 7 Date Recvd: 17-MAR-08 Status 1: F
Examiner: City: BOSTON State: MA Country: USA
AMERICAN PROSPERITY INC
File No: 529908 File Code: 7 Date Recvd: 17-MAR-08 Status 1: F
Examiner: City: MENASHA State: WI Country: USA
BEAR CREEK SOUTHWEST UNIT 1H LP
File No: 529886 File Code: 7 Date Recvd: 17-MAR-08 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA
FRONTPOINT ONSHORE ENHANCED ALPHA FUND 1 LP
File No: 529885 File Code: 7 Date Recvd: 17-MAR-08 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA
INTELLIGENT BIO SYSTEMS INC
File No: 529884 File Code: 7 Date Recvd: 17-MAR-08 Status 1: F
Examiner: City: WALTHAM State: MA Country: USA
NO DEBT REAL ESTATE INVESTMENT FUND 3 LLC
File No: 529945 File Code: 7 Date Recvd: 17-MAR-08 Status 1: F
Examiner: City: DENVER State: CO Country: USA
STARR LIFE SCIENCES CORP
File No: 529887 File Code: 7 Date Recvd: 17-MAR-08 Status 1: F
Examiner: City: OAKMONT State: PA Country: USA
REPORT ITEMS 32
Franchise Filings Made with DFI's Securities Division between 17-MAR-08 and
28-MAR-08
AFFLIATED CAR RENTAL LC
File No: 530331 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: EATONTOWN State: NJ Country: USA
BAJA SOL FRANCHISING INC
File No: 530336 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: INVER GROVE HEIGHTS State: MN Country: USA
BENNIGANS FRANCHISING CO LP
File No: 530334 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: PLANO State: TX Country: USA
CM IT SOLUTIONS INC
File No: 530357 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: AUSTIN State: TX Country: USA
EMBROIDME COM INC
File No: 530332 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: WEST PALM BEACH State: FL Country: USA
JO TO GO AMERICA INC
File No: 530337 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: GREEN BAY State: WI Country: USA
STEAK & ALE FRANCHISING CO LP
File No: 530335 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: PLANO State: TX Country: USA
SUPER 8 MOTELS INC
File No: 530333 File Code: 71 Date Recvd: 28-MAR-08 Status 1: R
Examiner: City: PARSIPPANY State: NJ Country: USA
BIKER INFORMATION GUIDES FRANCHISING LLC
File No: 530301 File Code: 71 Date Recvd: 27-MAR-08 Status 1: R
Examiner: City: GLENDALE State: AZ Country: USA
BUSINESS CARDS TOMORROW INC
File No: 530300 File Code: 71 Date Recvd: 27-MAR-08 Status 1: R
Examiner: City: FORT LAUDERDALE State: FL Country: USA
ECS CO LLC
File No: 530299 File Code: 71 Date Recvd: 27-MAR-08 Status 1: R
Examiner: City: MERCER ISLAND State: WA Country: USA
FACES COSMETICS USA INC
File No: 530298 File Code: 71 Date Recvd: 27-MAR-08 Status 1: R
Examiner: City: DALLAS State: TX Country: USA
MBCO INTERNATIONAL INC
File No: 530233 File Code: 71 Date Recvd: 26-MAR-08 Status 1: R
Examiner: City: MONTREAL QC H3G 1W3 State: Country: CANADA
TAVERN FRANCHISING CO LP
File No: 530234 File Code: 71 Date Recvd: 26-MAR-08 Status 1: R
Examiner: City: PLANO State: TX Country: USA
CHYTEN FRANCHISING INC
File No: 530198 File Code: 71 Date Recvd: 25-MAR-08 Status 1: R
Examiner: City: LEXINGTON State: MA Country: USA
WINGS ETC INC
File No: 530197 File Code: 71 Date Recvd: 25-MAR-08 Status 1: R
Examiner: City: FORT WAYNE State: IN Country: USA
AQUA2 ACQUSITION INC
File No: 530169 File Code: 71 Date Recvd: 24-MAR-08 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA
IDENT A KID FRANCHISING CORP
File No: 530188 File Code: 71 Date Recvd: 24-MAR-08 Status 1: R
Examiner: City: ST PETERSBURG State: FL Country: USA
ANYTIME FITNESS INC
File No: 530204 File Code: 71 Date Recvd: 21-MAR-08 Status 1: R
Examiner: City: HASTINGS State: MN Country: USA
HMA FRANCHISE SYSTEMS INC
File No: 530189 File Code: 71 Date Recvd: 21-MAR-08 Status 1: R
Examiner: City: BOUND BROOK State: NJ Country: USA
1ST WATCH FRANCHISE DEVELOPMENT CO
File No: 530098 File Code: 71 Date Recvd: 20-MAR-08 Status 1: R
Examiner: City: BRADENTON State: FL Country: USA
4REFUEL INC
File No: 530099 File Code: 71 Date Recvd: 20-MAR-08 Status 1: R
Examiner: City: LANGLEY BC V1M 4AC State: Country: CANADA
FLOORS TO GO LLC
File No: 530097 File Code: 71 Date Recvd: 20-MAR-08 Status 1: R
Examiner: City: BONITA SPRINGS State: FL Country: USA
ESTATE GROWUP OF OH LTD
File No: 530037 File Code: 71 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: WORTHINGTON State: OH Country: USA
WINMARK CORP
File No: 530013 File Code: 71 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA
WINMARK CORP
File No: 530014 File Code: 71 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA
WINMARK CORP
File No: 530015 File Code: 71 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA
WINMARK CORP
File No: 530016 File Code: 71 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA
WINMARK CORP
File No: 530017 File Code: 71 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA
ASSISTING HANDS HOMECARE LLC
File No: 529950 File Code: 71 Date Recvd: 18-MAR-08 Status 1: R
Examiner: City: MESA State: AZ Country: USA
FRANSTOP LLC
File No: 529953 File Code: 71 Date Recvd: 18-MAR-08 Status 1: R
Examiner: City: INDEPENDENCE State: OH Country: USA
HAND & STONE FRANCHISE CORP
File No: 529951 File Code: 71 Date Recvd: 18-MAR-08 Status 1: R
Examiner: City: TOMS RIVER State: NJ Country: USA
PIZZA N PASTA LLC
File No: 529952 File Code: 71 Date Recvd: 18-MAR-08 Status 1: R
Examiner: City: ST PAUL State: MN Country: USA
EAGLE SHIELD FRANCHISE GROUP INC
File No: 529954 File Code: 71 Date Recvd: 17-MAR-08 Status 1: R
Examiner: City: DUBLIN State: CA Country: USA
GANES 2 U FRANCHISING LLC
File No: 529906 File Code: 71 Date Recvd: 17-MAR-08 Status 1: R
Examiner: City: AUSTIN State: TX Country: USA
PLAYER FINANCIAL FRANCHISE INC
File No: 529905 File Code: 71 Date Recvd: 17-MAR-08 Status 1: R
Examiner: City: JACKSONVILLE State: FL Country: USA
REPORT ITEMS 36
Registration Filings Made with DFI's Securities Division between 17-MAR-08
and 28-MAR-08
CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 478 ZACKS
LARGE CAP GROWTH PORTFOLIO SERIES 7
File No: 530305 File Code: 5 Date Recvd: 28-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 478 ZACKS
SMALL CAP VALUE PORTFOLIO SERIES 4
File No: 530306 File Code: 5 Date Recvd: 28-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1655 EMERGING MARKETS PORTFOLIO SERIES 8
File No: 530307 File Code: 5 Date Recvd: 28-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1662 VALUE LINE 100 1 RANKS 2Q 08
File No: 530308 File Code: 5 Date Recvd: 28-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
TX EX SECURITIES TR NATIONAL TR 446
File No: 530304 File Code: 5 Date Recvd: 28-MAR-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
FT 1647 INCOME ALLOCATION CLOSED END APR 08
File No: 530241 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1659 DOW TARGET 10 APR 08 TERM 4 30 09
File No: 530243 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1659 DOW TARGET DVD APR 08 TERM 6 30 09
File No: 530242 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1659 TARGET DBL PLAY APR 08 TERM 6 30 09
File No: 530244 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1659 TARGET FOCUS 4 APR 08 TERM 6 30 09
File No: 530253 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1659 TARGET TRIAD APR 08 TERM 6 30 09
File No: 530245 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1659 TARGET VIP APR 08 TERM 6 30 09
File No: 530254 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1659 VALUE LINE TARGET 25 APR 08 TERM 6 30 09
File No: 530255 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 DOW TARGET 5 2Q 08 TERM 6 30 09
File No: 530256 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 EUROPEAN TARGET 30 2Q 08 TERM 6 30 09
File No: 530250 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 GLOBAL TARGET 15 2Q 08 TERM 6 30 09
File No: 530251 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 NASDAQ TARGET 15 2Q 08 TERM 6 30 09
File No: 530252 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 NYSE INTL TARGET 25 2Q 08 TERM 6 30 09
File No: 530263 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 S&P TARGET 24 2Q 08 TERM 6 30 09
File No: 530257 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 S&P TARGET SMID 60 2Q 08 TERM 6 30 09
File No: 530260 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 TARGET 50 50 2Q 08 TERM 6 30 09
File No: 530258 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 TARGET DIVSD DVD 2Q 08 TERM 6 30 09
File No: 530259 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 TARGET DVD MULTI STRAT 2Q 08 TERM 6 30 09
File No: 530261 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 TARGET GROWTH 2Q 08 TERM 6 30 09
File No: 530246 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 TARGET LONG TERM GROWTH 2Q 08 TERM 6 30 09
File No: 530262 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 TARGET SMALL CAP 2Q 08 TERM 6 30 09
File No: 530247 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 TARGET VIP CONS EQTY 2Q 08 TERM 6 30 09
File No: 530248 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1660 VALUE LINE DIVSD TARGET 40 2Q 08 TERM 6 30 09
File No: 530249 File Code: 5 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
LEAF EQUIPMENT FINANCE FUND 4 LP
File No: 530303 File Code: 1 Date Recvd: 27-MAR-08 Status 1: P
Examiner: City: WILMINGTON State: DE Country: USA
PRICE T ROWE INSTITUTIONAL INTERNATIONAL FUND INC PTRI
AFRICA & MIDDLE EAST FUND
File No: 530240 File Code: 3 Date Recvd: 27-MAR-08 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2005
RETIREMENT FUND CLASS A
File No: 530116 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2005
RETIREMENT FUND CLASS C
File No: 530117 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2005
RETIREMENT FUND CLASS GA
File No: 530132 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2005
RETIREMENT FUND CLASS GC
File No: 530131 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2005
RETIREMENT FUND CLASS GI
File No: 530130 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2005
RETIREMENT FUND CLASS I
File No: 530118 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2010
RETIREMENT FUND CLASS A
File No: 530119 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2010
RETIREMENT FUND CLASS C
File No: 530120 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2010
RETIREMENT FUND CLASS GA
File No: 530135 File Code: 3 Date Recvd: 24-MAR-08 Status 1: R
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2010
RETIREMENT FUND CLASS GC
File No: 530134 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2010
RETIREMENT FUND CLASS GI
File No: 530133 File Code: 3 Date Recvd: 24-MAR-08 Status 1: R
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2010
RETIREMENT FUND CLASS I
File No: 530121 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2015
RETIREMENT FUND CLASS A
File No: 530122 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2015
RETIREMENT FUND CLASS C
File No: 530123 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBOOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2015
RETIREMENT FUND CLASS GA
File No: 530138 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2015
RETIREMENT FUND CLASS GC
File No: 530137 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2015
RETIREMENT FUND CLASS GI
File No: 530136 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2015
RETIREMENT FUND CLASS I
File No: 530139 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2020
RETIREMENT FUND CLASS A
File No: 530140 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2020
RETIREMENT FUND CLASS C
File No: 530141 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2020
RETIREMENT FUND CLASS I
File No: 530142 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2030
RETIREMENT FUND CLASS I
File No: 530145 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2030
RETIRETMENT FUND CLASS A
File No: 530143 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2030
RETIRETMENT FUND CLASS C
File No: 530144 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2040
RETIREMENT FUND CLASS A
File No: 530147 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2040
RETIREMENT FUND CLASS C
File No: 530148 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2040
RETIREMENT FUND CLASS I
File No: 530146 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2050
RETIREMENT FUND CLASS A
File No: 530149 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2050
RETIREMENT FUND CLASS C
File No: 530150 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
ALLSTATE FINANCIAL INVESTMENT TR ALLSTATE CLEARTARGET 2050
RETIREMENT FUND CLASS I
File No: 530151 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NORTHBROOK State: IL Country: USA
LAZARD FUNDS INC LAZARD CAPITAL ALLOCATOR OPPORTUNISTIC
STRATEGIES PORTFOLIO INSTITUTIONAL SHARES
File No: 530128 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
LAZARD FUNDS INC LAZARD CAPITAL ALLOCATOR OPPORTUNISTIC
STRATEGIES PORTFOLIO OPEN SHARES
File No: 530129 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
LAZARD FUNDS INC LAZARD GLOBAL EQUITY INCOME PORTFOLIO
INSTITUTIONAL SHARES
File No: 530127 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
LAZARD FUNDS INC LAZARD GLOBAL EQUITY INCOME PORTFOLIO OPEN
SHARES
File No: 530126 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
LAZARD FUNDS INC LAZARD US SMALL CAP EQUITY VALUE PORTFOLIO
INSTITUTIONAL SHARES
File No: 530124 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
LAZARD FUNDS INC LAZARD US SMALL CAP EQUITY VALUE PORTFOLIO
OPEN SHARES
File No: 530125 File Code: 3 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
LBO OPPORTUNITY PORTFOLIO 2008 1
File No: 530115 File Code: 5 Date Recvd: 24-MAR-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
MEDICALCV INC
File No: 530114 File Code: 1 Date Recvd: 24-MAR-08 Status 1: P
Examiner: City: INVER GROVE HEIGHTS State: MN Country: USA
FT 1683 VALUE ARCHITECTS RECURRING REVENUE PORTFOLIO SERIES
File No: 530088 File Code: 5 Date Recvd: 21-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1691 STOWE GLOBAL COAL PORTFOLIO SERIES
File No: 530087 File Code: 5 Date Recvd: 21-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
INVESTMENT MANAGERS SERIES TR THINKGLOBAL FUND CLASS A
File No: 530084 File Code: 3 Date Recvd: 21-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
INVESTMENT MANAGERS SERIES TR THINKGREEN FUND CLASS A
File No: 530086 File Code: 3 Date Recvd: 21-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
INVESTMENT MANAGERS SERIES TR THINKGROWTH FUND CLASS A
File No: 530085 File Code: 3 Date Recvd: 21-MAR-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
TEMPLETON INSTITUTIONAL FUNDS TEMPLETON GLOBAL EQUITY SERIES
File No: 530089 File Code: 3 Date Recvd: 21-MAR-08 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB MONTHLY INCOME FUND ENHANCED PAYOUT
File No: 530030 File Code: 3 Date Recvd: 20-MAR-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB MONTHLY INCOME FUND MAXIMUM PAYOUT
File No: 530031 File Code: 3 Date Recvd: 20-MAR-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA
AGRICULTURE OPPORTUNITY PORTFOLIO SERIES 1
File No: 529976 File Code: 5 Date Recvd: 19-MAR-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
INSURED MUNICIPALS INCOME TR SERIES 537
File No: 529977 File Code: 5 Date Recvd: 19-MAR-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
RS INVESTMENT TR RS CORE EQUITY FUND CLASS Y
File No: 529980 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS EMERGING GROWTH FUND CLASS K
File No: 529983 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS EQUITY DIVIDEND FUND CLASS C
File No: 529986 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS EQUITY DIVIDEND FUND CLASS K
File No: 529988 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS EQUITY DIVIDEND FUND CLASS Y
File No: 529987 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS GLOBAL NATURAL RESOURCES FUND CLASS C
File No: 529995 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS GLOBAL NATURAL RESOURCES FUND CLASS K
File No: 529996 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS GLOBAL NATURAL RESOURCES FUND CLASS Y
File No: 529997 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS GROWTH FUND CLASS C
File No: 529990 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS GROWTH FUND CLASS K
File No: 529989 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS GROWTH FUND CLASS Y
File No: 529991 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS INVESTORS FUND CLASS C
File No: 530001 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS INVESTORS FUND CLASS K
File No: 530002 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS INVESTORS FUND CLASS Y
File No: 530003 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS MIDCAP OPPORTUNITIES FUND CLASS K
File No: 529984 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS SELECT GROWTH FUND CLASS C
File No: 529979 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS SELECT GROWTH FUND CLASS K
File No: 529985 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS SMALL CAP CORE EQUITY FUND CLASS Y
File No: 529981 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS SMALL CO GROWTH FUND CLASS C
File No: 530000 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS SMALL CO GROWTH FUND CLASS K
File No: 529999 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS SMALL CO GROWTH FUND CLASS Y
File No: 529998 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS TECHNOLOGY FUND CLASS C
File No: 529994 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS TECHNOLOGY FUND CLASS K
File No: 529993 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS TECHNOLOGY FUND CLASS Y
File No: 529992 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
RS INVESTMENT TR RS VALUE FUND CLASS K
File No: 529982 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
SCHWAB CAPITAL TR SCHWAB MONTHLY INCOME FUND MODERATE PAUOUT
File No: 530004 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: SAN FRANCISCO State: CA Country: USA
SMA RELATIONSHIP TR SERIES A
File No: 529978 File Code: 3 Date Recvd: 19-MAR-08 Status 1: R
Examiner: City: BOSTON State: MA Country: USA
TACTICAL INCOME CLOSED END PORTFOLIO SERIES 7
File No: 529975 File Code: 5 Date Recvd: 19-MAR-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
ARDOUR GLOBAL ALTERNATIVE ENERGY PORTFOLIO 2008 2
File No: 529883 File Code: 5 Date Recvd: 17-MAR-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
BRIC OPPORTUNITY PORTFOLIO 2008 2
File No: 529880 File Code: 5 Date Recvd: 17-MAR-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
CASCADES TR TAX FREE TR OF OR CLASS A
File No: 529644 File Code: 3 Date Recvd: 17-MAR-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA
CASCADES TR TAX FREE TR OF OR CLASS C
File No: 529645 File Code: 3 Date Recvd: 17-MAR-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA
CASCADES TR TAX FREE TR OF OR CLASS I
File No: 529643 File Code: 3 Date Recvd: 17-MAR-08 Status 1: Z
Examiner: City: NEW YOR State: NY Country: USA
CASCADES TR TAX FREE TR OF OR CLASS Y
File No: 529646 File Code: 3 Date Recvd: 17-MAR-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 476 CHINA
OPPORTUNITY PORTFOLIO SERIES 5
File No: 529649 File Code: 5 Date Recvd: 17-MAR-08 Status 1: P
Examiner: City: LISLE State: IL Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 476 EMERGING
MARKETS PORTFOLIO SERIES 4
File No: 529650 File Code: 5 Date Recvd: 17-MAR-08 Status 1: P
Examiner: City: LISLE State: IL Country: USA
COHEN & STEERS INTERNATIONAL REAL ESTATE PORTFOLIO 2008 2
File No: 529882 File Code: 5 Date Recvd: 17-MAR-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
FT 1653 UTILITIES SELECT PORTFOLIO SERIES 4
File No: 529648 File Code: 5 Date Recvd: 17-MAR-08 Status 1: P
Examiner: City: LISLE State: IL Country: USA
FT 1654 BALANCED INCOME PORTFOLIO SERIES 15
File No: 529879 File Code: 5 Date Recvd: 17-MAR-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1674 EQUITY ADVANTAGE CLOSED END PORTFOLIO SERIES 2
File No: 529651 File Code: 5 Date Recvd: 17-MAR-08 Status 1: P
Examiner: City: LISLE State: IL Country: USA
STANFORD GLOBAL WATER PORTFOLIO 2008 2
File No: 529881 File Code: 5 Date Recvd: 17-MAR-08 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
WORLD FUNDS INC 3RD MILLENNIUM RUSSIA FUND INSTITUTIONAL
SHARES
File No: 529647 File Code: 3 Date Recvd: 17-MAR-08 Status 1: R
Examiner: City: RICHMOND State: VA Country: USA
REPORT ITEMS 120
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