WI Securities Filings for October 28, 2005 through November 04, 2005

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 28-OCT-05 and 04-NOV-05

ELIANSON ATS LLC
File No: 497600 File Code: 7 Date Recvd: 28-OCT-05 Status 1: F
Examiner: City: ST GERMAIN

REPORT ITEMS 1

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 28-OCT-05 and 04-NOV-05


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 28-OCT-05 and 04-NOV-05

1ST AMERICAN INVESTMENT FUND INC INTERNATIONAL FUND CLASS Y
File No: 497648 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC LARGE CAP SELECT FUND CLASS
Y
File No: 497654 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC LARGE CAP VALUE FUND CLASS
Y
File No: 497653 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC MID CAP VALUE FUND CLASS Y
File No: 497655 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC REAL ESTATE SECURITIES FUND
CLASS Y
File No: 497652 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC SMALL CAP GROWTH
OPPORTUNITIES FUND CLASS Y
File No: 497649 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC SMALL CAP VALUE FUND CLASS
Y
File No: 497651 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUND INC SMALL MID CAP CORE FUND
CLASS Y
File No: 497650 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE


ALPINE SERIES TR ALPINE DYNAMIC FINANCIAL SERVICES FUND
File No: 497596 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE


POTOMAC FUNDS EMERGING MARKETS PLU FUND INVESTOR CLASS
File No: 497623 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE


POTOMAC FUNDS EMERGING MARKETS SHORT FUND INVESTOR CLASS
File No: 497622 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX STOCK UPGRADER
FUND
File No: 497597 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 12

Takeover Filings made with DFI's Securities Division between 28-OCT-05 and 04-NOV-05


REPORT ITEMS 0



Last Updated: June 27, 2015