WI Securities Filings
for October 31, 2005 through November 11, 2005
Exemption Filings Made by Wisconsin Companies with DFI's Securities
Division between 31-OCT-05 and 11-NOV-05
ORION ENERGY SYSTEMS LTD
File No: 498155 File Code: 8 Date Recvd: 10-NOV-05 Status 1: G
Examiner: RES City: PLYMOUTH
ZIEGLER CO INC
File No: 497934 File Code: 21 Date Recvd: 03-NOV-05 Status 1: P
Examiner: City: MILWAUKEE
REPORT ITEMS 2
Franchise Filings Made by Wisconsin Companies with DFI's Securities Division
between 31-OCT-05 and 11-NOV-05
REPORT ITEMS 0
Registration Filings Made by Wisconsin Companies with DFI's Securities
Division between 31-OCT-05 and 11-NOV-05
MANAGERS AMG FUNDS SYSTEMATIC VALUE FUND INSTITIONAL CLASS
File No: 498160 File Code: 5 Date Recvd: 10-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC INTERNATIONAL FUND CLASS Y
File No: 497648 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC LARGE CAP SELECT FUND CLASS
Y
File No: 497654 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC LARGE CAP VALUE FUND CLASS
Y
File No: 497653 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC MID CAP VALUE FUND CLASS Y
File No: 497655 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC REAL ESTATE SECURITIES FUND
CLASS Y
File No: 497652 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC SMALL CAP GROWTH
OPPORTUNITIES FUND CLASS Y
File No: 497649 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC SMALL CAP VALUE FUND CLASS
Y
File No: 497651 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUND INC SMALL MID CAP CORE FUND
CLASS Y
File No: 497650 File Code: 3 Date Recvd: 01-NOV-05 Status 1: Z
Examiner: City: MILWAUKEE
ALPINE SERIES TR ALPINE DYNAMIC FINANCIAL SERVICES FUND
File No: 497596 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE
POTOMAC FUNDS EMERGING MARKETS PLU FUND INVESTOR CLASS
File No: 497623 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE
POTOMAC FUNDS EMERGING MARKETS SHORT FUND INVESTOR CLASS
File No: 497622 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE
PROFESSIONALLY MANAGED PORTFOLIOS FUNDX STOCK UPGRADER
FUND
File No: 497597 File Code: 3 Date Recvd: 31-OCT-05 Status 1: Z
Examiner: City: MILWAUKEE
REPORT ITEMS 13
Takeover Filings made with DFI's Securities Division between 31-OCT-05
and 11-NOV-05
REPORT ITEMS 0
|