Securities Filings for August 14, 2006 through August 25, 2006

Exemption Filings Made with DFI's Securities Division between 14-AUG-06 and 25-AUG-06

CST INDUSTRIES HOLDINGS INC
File No: 507428 File Code: 7 Date Recvd: 25-AUG-06 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA

MURVIN & MEIER OIL CO 2006 5 DRILLING PROGRAM
File No: 507426 File Code: 7 Date Recvd: 25-AUG-06 Status 1: F
Examiner: City: PALATINE State: IL Country: USA

SPL ACQUISITION CORP
File No: 507427 File Code: 7 Date Recvd: 25-AUG-06 Status 1: F
Examiner: City: WAUNAKEE State: WI Country: USA

CUE BIOTECH INC
File No: 507347 File Code: 7 Date Recvd: 24-AUG-06 Status 1: F
Examiner: City: EVANSTON State: IL Country: USA

MARSH ISLAND LP
File No: 507349 File Code: 7 Date Recvd: 24-AUG-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

WEXFORD HIGH YIELD DEBT FUND 2 LLC
File No: 507348 File Code: 7 Date Recvd: 24-AUG-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA

GRATIA PLENA PARTNERS LP
File No: 507329 File Code: 7 Date Recvd: 23-AUG-06 Status 1: F
Examiner: City: BRUNSWICK State: OH Country: USA

UNITED BANCORP INC
File No: 507328 File Code: 8 Date Recvd: 23-AUG-06 Status 1: P
Examiner: City: MARTINS FERRY State: OH Country: USA

BA PRIVATE EQUITY DIRECT LP
File No: 507306 File Code: 7 Date Recvd: 22-AUG-06 Status 1: F
Examiner: City: BOSTON State: MA Country: USA

CO HOUSING & FINANCE AUTHORITY BIRCHWOOD MANOR PROJECT
File No: 507308 File Code: 17 Date Recvd: 22-AUG-06 Status 1: F
Examiner: City: State: CO Country: USA

WELLS MID HORIZON VALUE ADDED FUND 1 LLC
File No: 507307 File Code: 7 Date Recvd: 22-AUG-06 Status 1: F
Examiner: City: NORCROSS State: GA Country: USA

ALLIANCE PETROLEUM CORP 2006 B PRIVATE DRILLING PROGRAM
File No: 507256 File Code: 7 Date Recvd: 21-AUG-06 Status 1: F
Examiner: City: CANTON State: OH Country: USA

FORTUNES FAVOR 1 LP
File No: 507257 File Code: 7 Date Recvd: 21-AUG-06 Status 1: F
Examiner: City: JUPITER State: FL Country: USA

HEDGEFORUM GARTMORE LLC
File No: 507255 File Code: 7 Date Recvd: 21-AUG-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

TIDAL PETROLEUM INC SHELTON 2 DRILLING PROGRAM
File No: 507258 File Code: 7 Date Recvd: 21-AUG-06 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA

ATLAS GLOBAL LLC
File No: 507234 File Code: 7 Date Recvd: 18-AUG-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA

MIDWEST RESOURCES 2006 1 OIL & GAS INCOME LP
File No: 507232 File Code: 7 Date Recvd: 18-AUG-06 Status 1: F
Examiner: City: BROOKFIELD State: WI Country: USA

MORNING STAR ENERGY LLC
File No: 507235 File Code: 7 Date Recvd: 18-AUG-06 Status 1: F
Examiner: City: AVON State: IN Country: USA

REMOTEMDX INC
File No: 507233 File Code: 7 Date Recvd: 18-AUG-06 Status 1: F
Examiner: City: SANDY State: UT Country: USA

GRAN TIERRA ENERGY INC
File No: 507210 File Code: 7 Date Recvd: 17-AUG-06 Status 1: F
Examiner: City: CALGARY AB T2R 0B2 State: Country: CANADA

WRIGHTWOOD CAPITAL LLC
File No: 507209 File Code: 7 Date Recvd: 17-AUG-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA

2006 HABETZ 1 PUD REENTRY LP
File No: 507204 File Code: 7 Date Recvd: 16-AUG-06 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA

IRR RESIDENTIAL LLC
File No: 507202 File Code: 7 Date Recvd: 16-AUG-06 Status 1: F
Examiner: City: WESTOOD State: KS Country: USA

PRESCOTT HOTEL GROUP LLC
File No: 507203 File Code: 7 Date Recvd: 16-AUG-06 Status 1: F
Examiner: City: PRESCOTT State: AZ Country: USA

TANGO NETWORKS INC
File No: 507205 File Code: 7 Date Recvd: 16-AUG-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

VENTURECHOIR LLC
File No: 507206 File Code: 7 Date Recvd: 16-AUG-06 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA

CPI CAPITAL PARTNERS EUROPE DE LP
File No: 507190 File Code: 7 Date Recvd: 15-AUG-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

MIDOCEAN PARTNERS 3 LP
File No: 507201 File Code: 7 Date Recvd: 15-AUG-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

ODYSSEY OPERATING PARTNERSHIP 2 LTD
File No: 507188 File Code: 7 Date Recvd: 15-AUG-06 Status 1: F
Examiner: City: LAKELAND State: FL Country: USA

ROBLOX CORP
File No: 507189 File Code: 7 Date Recvd: 15-AUG-06 Status 1: F
Examiner: City: PORTOLA VALLEY State: CA Country: USA

ROCKIES REGION 2006 LP
File No: 507187 File Code: 7 Date Recvd: 15-AUG-06 Status 1: F
Examiner: City: BRIDGEPORT State: WV Country: USA

HEDGEFORUM BASSWOOD OPPORTUNITY LTD
File No: 507174 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: BWI

HEDGEFORUM CITI RENAISSANCE LTD
File No: 507173 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: BWI

HEDGEFORUM GARTMORE LTD
File No: 507172 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: BWI

MICROFIELD GROUP INC
File No: 507176 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: PORTLAND State: OR Country: USA

OMNI USA INC
File No: 507177 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: CARLSBAD State: CA Country: USA

PERSIMMON GROWTH PARTNERS FUND LP
File No: 507171 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: BLUE BELL State: PA Country: USA

PERSIMMON RESEARCH PARTNERS LP
File No: 507170 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: BLUE BELL State: PA Country: USA

SFP HOLDING INC
File No: 507175 File Code: 7 Date Recvd: 14-AUG-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA

Franchise Filings Made with DFI's Securities Division between 14-AUG-06 and 25-AUG-06

SEA TOW SERVICES INTERNATIONAL INC
File No: 507438 File Code: 71 Date Recvd: 24-AUG-06 Status 1: R
Examiner: City: SOUTHOLD State: NY Country: USA

COFFEE BEANERY LTD
File No: 507437 File Code: 71 Date Recvd: 23-AUG-06 Status 1: R
Examiner: City: FLUSHING State: MI Country: USA

CITYWIDE FRANCHISE CO INC
File No: 507266 File Code: 71 Date Recvd: 18-AUG-06 Status 1: R
Examiner: City: LENEXA State: KS Country: USA

CLOSET TAILORS LLC
File No: 507269 File Code: 71 Date Recvd: 16-AUG-06 Status 1: R
Examiner: City: ORANGE State: CA Country: USA

REGAL NAILS SALON & SPA LLC
File No: 507267 File Code: 71 Date Recvd: 16-AUG-06 Status 1: R
Examiner: City: BATON ROUGE State: LA Country: USA

ROMA FRANCHISE CORP
File No: 507268 File Code: 71 Date Recvd: 16-AUG-06 Status 1: R
Examiner: City: DALLAS State: TX Country: USA

Registration Filings Made with DFI's Securities Division between 14-AUG-06 and 25-AUG-06

ADVISORS SERIES TR MCCARTHY MULTI CAP STOCK FUND
INSTITUTIONAL CLASS
File No: 507343 File Code: 3 Date Recvd: 24-AUG-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA

FT 1216 BALANCED INCOME PORTFOLIO SERIES 10
File No: 507345 File Code: 5 Date Recvd: 24-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1218 DIVIDEND INCOME CLOSED END PORTFOLIO SERIES 3
File No: 507346 File Code: 5 Date Recvd: 24-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

QUADRIGA SUPERFUND LP
File No: 507344 File Code: 1 Date Recvd: 24-AUG-06 Status 1: P
Examiner: City: GRANDE ANSE ST GEORGES State: Country: GRENADA WI

FT 1205 AMERICAN FINANCIAL INSTITTUIONS PORTFOLIO SERIES 10
File No: 507327 File Code: 5 Date Recvd: 23-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1206 CORE HOLDINGS GROWTH TR 2006 FALL SERIES
File No: 507326 File Code: 5 Date Recvd: 23-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1102 S&P 500 PROTECTED PORTFOLIO
File No: 507305 File Code: 5 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1215 FINANCIAL PORTFOLIO SERIES 19
File No: 507300 File Code: 5 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1215 HEALTHCARE PORTFOLIO SERIES 10
File No: 507302 File Code: 5 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1215 KEY 3 PORTFOLIO SERIES 9
File No: 507304 File Code: 5 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1215 MERGER & ACQUISITIONS PORTFOLIO SERIES 4
File No: 507303 File Code: 5 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1215 TECHNOLOGY PORTFOLIO SERIES 23
File No: 507301 File Code: 5 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

GABELLI EQUITY SERIES FUND INC GABELLI EQUITY INCOME FUND
CLASS A
File No: 507309 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: RYE State: NY Country: USA

GABELLI UTILITIES FUND CLASS A
File No: 507310 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: RYE State: NY Country: USA

ICAP FUNDS INC MAINSTAY ICAP EQUITY FUND CLASS A
File No: 507321 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP EQUITY FUND CLASS C
File No: 507322 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP EQUITY FUND CLASS R1
File No: 507324 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP EQUITY FUND CLASS R2
File No: 507323 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP EQUITY FUND CLASS R3
File No: 507325 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP INTERNATIONAL FUND CLASS A
File No: 507313 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP INTERNATIONAL FUND CLASS C
File No: 507312 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP INTERNATIONAL FUND CLASS R1
File No: 507311 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP INTERNATIONAL FUND CLASS R2
File No: 507314 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP INTERNATIONAL FUND CLASS R3
File No: 507315 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP SELECT EQUITY FUND CLASS A
File No: 507320 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP SELECT EQUITY FUND CLASS C
File No: 507316 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP SELECT EQUITY FUND CLASS R1
File No: 507317 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP SELECT EQUITY FUND CLASS R2
File No: 507318 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

ICAP FUNDS INC MAINSTAY ICAP SELECT EQUITY FUND CLASS R3
File No: 507319 File Code: 3 Date Recvd: 22-AUG-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA

BLACKHAWK BIOFUELS LLC
File No: 507253 File Code: 1 Date Recvd: 21-AUG-06 Status 1: P
Examiner: City: FREEPORT State: IL Country: USA

INVESTMENT GRADE MUNICIPAL TR SERIES 63
File No: 507254 File Code: 5 Date Recvd: 21-AUG-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD AGGRESSIVE GROWTH
ALLOCATION FUND CLASS I
File No: 507215 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD BALANCED ALLOCATION FUND
CLASS I
File No: 507220 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD CAPITAL APPRECIATION 2
FUND CLASS I
File No: 507217 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD CAPITAL APPRECIATION FUND
CLASS I
File No: 507226 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD CONSERVATIVE ALLOCATION
FUND CLASS I
File No: 507219 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD DIVIDEND & GROWTH FUND
CLASS I
File No: 507225 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD EQUITY INCOME FUND CLASS
I
File No: 507216 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD FLOATING RATE FUND CLASS
I
File No: 507213 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD GLOBAL HEALTH FUND CLASS
I
File No: 507223 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH ALLOCATION FUND
CLASS I
File No: 507221 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH FUND CLASS I
File No: 507230 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD GROWTH OPPORTUNITIES FUND
CLASS I
File No: 507228 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD INCOME ALLOCATION FUND
CLASS I
File No: 507218 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD INFLATION PLUS FUND CLASS
I
File No: 507222 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD INTERNATIONAL CAPITAL
APPRECIATION FUND CLASS I
File No: 507214 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD SMALL CO FUND CLASS I
File No: 507227 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD SMALLCAP GROWTH FUND
CLASS I
File No: 507231 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD TOTAL RETURN BOND FUND
CLASS I
File No: 507224 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

HARTFORD MUTUAL FUNDS INC HARTFORD VALUE OPPORTUNITIES FUND
CLASS I
File No: 507229 File Code: 3 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA

NYSE IPOX FOCUS 15 PORTFOLIO 2006 3
File No: 507212 File Code: 5 Date Recvd: 18-AUG-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 32` ONFOLOIO
PRIVATE PORTFOLIO SERIES 5
File No: 507207 File Code: 5 Date Recvd: 17-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1220 CANADIAN ENERGY & INCOME SELECT PORTFOLIO SERIES
File No: 507208 File Code: 5 Date Recvd: 17-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

WESTERN ASSET FUNDS INC WESTERN ASSET ABSOLUTE RETURN
PORTFOLIO INSTITUTIONAL CLASS
File No: 507252 File Code: 3 Date Recvd: 17-AUG-06 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA

EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES 1
File No: 507198 File Code: 5 Date Recvd: 16-AUG-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

ROYCE FUND PA MUTUAL FUND SERVICE CLASS
File No: 507197 File Code: 3 Date Recvd: 16-AUG-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA

STRATEGIC UTILITY & COMMUNICATIONS PORTFOLIO SERIES 2
File No: 507200 File Code: 5 Date Recvd: 16-AUG-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

TACTICAL INCOME CLOSED END INCOME PORTFOLIO SERIES 1
File No: 507199 File Code: 5 Date Recvd: 16-AUG-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

COLUMBIA FUNDS SERIES TR COLUMBIA GOVERNMENT PLUS RESERVES G
TR SHARES
File No: 507196 File Code: 3 Date Recvd: 15-AUG-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA

COLUMBIA FUNDS SERIES TR COLUMBIA GOVERNMENT RESERVES G TR
SHARES
File No: 507193 File Code: 3 Date Recvd: 15-AUG-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA

COLUMBIA FUNDS SERIES TR COLUMBIA MONEY MARKET RESERVES G TR
SHARES
File No: 507194 File Code: 3 Date Recvd: 15-AUG-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA

COLUMBIA FUNDS SERIES TR COLUMBIA TX EX RESERVES G TR SHARES
File No: 507195 File Code: 3 Date Recvd: 15-AUG-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA

NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN ALL CAP
GROWTH FUND INSTITUTIONAL CLASS
File No: 507186 File Code: 3 Date Recvd: 15-AUG-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA

NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN ALL CAP
GROWTH FUND TR CLASS
File No: 507185 File Code: 3 Date Recvd: 15-AUG-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA

AMERICAN PERFORMANCE FUNDS AMERICAN PERFORMANCE BOND FUND NO
LOAD INVESTOR SHARES
File No: 507184 File Code: 3 Date Recvd: 14-AUG-06 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 320 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 10
File No: 507165 File Code: 5 Date Recvd: 14-AUG-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA

FT 1211 HIGH YIELD INCOME CLOSED IND PORTFOLIO SERIES 16
File No: 507166 File Code: 5 Date Recvd: 14-AUG-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA

FT 1212 STRATEGIC INCOME ADVANTAGE CLOSED END PORTFOLIO
SERIES 5
File No: 507169 File Code: 5 Date Recvd: 14-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1213 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 5
File No: 507168 File Code: 5 Date Recvd: 14-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1214 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 10
File No: 507167 File Code: 5 Date Recvd: 14-AUG-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 70