Securities Filings
for September 11, 2006 through September 22, 2006
Exemption Filings Made with DFI's Securities Division 11-SEP-06 - 22-SEP-06
FOOTHILLS RESOURCES INC
File No: 508080 File Code: 7 Date Recvd: 22-SEP-06 Status 1: F
Examiner: City: BAKERSFIELD State: CA Country: USA
GLOBAL DIVERSIFIED FUTURES 3X LP
File No: 508081 File Code: 7 Date Recvd: 22-SEP-06 Status 1: F
Examiner: City: INCLINE VILLAGE State: NV Country: USA
FP TECHNOLOGY INC
File No: 508072 File Code: 7 Date Recvd: 21-SEP-06 Status 1: F
Examiner: City: NEWTON State: MA Country: USA
OWLSTONE NANOTECH INC
File No: 508071 File Code: 7 Date Recvd: 21-SEP-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA
IR BIOSCIENCES HOLDINGS INC
File No: 508012 File Code: 7 Date Recvd: 20-SEP-06 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA
LAGUNA DEVELOPMENT CORP
File No: 508011 File Code: 7 Date Recvd: 20-SEP-06 Status 1: F
Examiner: City: ALBUQUERQUE State: NM Country: USA
PLAZA OF ORLANDO CONDOMINIUM FINANCE CO LLC
File No: 508010 File Code: 7 Date Recvd: 20-SEP-06 Status 1: F
Examiner: City: LITTLE ROCK State: AR Country: USA
PARK STREET CAPITAL NATURAL RESOURCE FUND 3 LP
File No: 507993 File Code: 7 Date Recvd: 19-SEP-06 Status 1: F
Examiner: City: BOSTON State: MA Country: USA
PIXELOPTICS INC
File No: 507994 File Code: 7 Date Recvd: 19-SEP-06 Status 1: F
Examiner: City: ROANOKE State: VA Country: USA
CASTLE ARCH REAL ESTATE INVESTMENT CO LLC
File No: 507966 File Code: 7 Date Recvd: 18-SEP-06 Status 1: F
Examiner: City: BEVERLY HILLS State: CA Country: USA
ARKALON ENERGY LLC
File No: 507950 File Code: 7 Date Recvd: 15-SEP-06 Status 1: F
Examiner: City: LIBERAL State: KS Country: USA
CONESTOGA ENERGY PORTNERS LLC
File No: 507949 File Code: 7 Date Recvd: 15-SEP-06 Status 1: F
Examiner: City: LIBERAL State: KS Country: USA
EVERGREEN BANCORP INC
File No: 507952 File Code: 8 Date Recvd: 15-SEP-06 Status 1: P
Examiner: City: SEATTLE State: WA Country: USA
INNOWARE LLC
File No: 507951 File Code: 7 Date Recvd: 15-SEP-06 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA
ACROPOLIS CONCENTRATED RISK LP
File No: 507899 File Code: 7 Date Recvd: 14-SEP-06 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA
EQUASTONE VALUE FUND 2 LLC
File No: 507892 File Code: 7 Date Recvd: 13-SEP-06 Status 1: F
Examiner: City: SAN DIEGO' State: CA Country: USA
INRANGE SYSTEMS INC
File No: 507893 File Code: 7 Date Recvd: 13-SEP-06 Status 1: F
Examiner: City: ALTOONA State: OA Country: USA
ADVANCED EQUITIES FORCE 10 INVESTMENTS LLC
File No: 507859 File Code: 7 Date Recvd: 12-SEP-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA
CITIGROUP CAPITAL PARTNERS 2 OFFSHORE LP
File No: 507857 File Code: 7 Date Recvd: 12-SEP-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA
CITIGROUP CAPITAL PARTNERS 2 ONSHORE LP
File No: 507858 File Code: 7 Date Recvd: 12-SEP-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA
METABOLIC TESTING SERVICES INC
File No: 507855 File Code: 7 Date Recvd: 12-SEP-06 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA
RAPID AIR SYSTEMS INC
File No: 507856 File Code: 7 Date Recvd: 12-SEP-06 Status 1: F
Examiner: City: BROOKFIELD State: WI Country: USA
WESTERN ALLIANCE BANCORP
File No: 507860 File Code: 7 Date Recvd: 12-SEP-06 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA
FOLDERA INC
File No: 507811 File Code: 7 Date Recvd: 11-SEP-06 Status 1: F
Examiner: City: HUNTINGTON BEACH State: CA Country: USA
HITE HEDGE LP
File No: 507812 File Code: 7 Date Recvd: 11-SEP-06 Status 1: F
Examiner: City: NEWTON State: MA Country: USA
JONES FINANCIAL CO LLLP
File No: 507824 File Code: 8 Date Recvd: 11-SEP-06 Status 1: G
Examiner: RES City: ST LOUIS State: MO Country: USA
TALALA COALBED METHANE DEVELOPMENT
File No: 507809 File Code: 7 Date Recvd: 11-SEP-06 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA
WAVELAND DRILLING PARTNERS 2005 B LP
File No: 507810 File Code: 7 Date Recvd: 11-SEP-06 Status 1: F
Examiner: City: IRVINE State: CA Country: USA
REPORT ITEMS 28
Franchise Filings Made with DFI's Securities Division 11-SEP-06 - 22-SEP-06
BOJANGLES INTERNATIONAL LLC
File No: 508016 File Code: 71 Date Recvd: 19-SEP-06 Status 1: R
Examiner: City: CHARLOTTE State: NC Country: USA
MELTON FORENCE ADULT MINI SCHOOL CORP
File No: 507959 File Code: 71 Date Recvd: 15-SEP-06 Status 1: R
Examiner: City: NORTHBROOK State: IL Country: USA
RUBY TUESDAY INC
File No: 507958 File Code: 71 Date Recvd: 15-SEP-06 Status 1: R
Examiner: City: MARYVILLE State: TN Country: USA
HURRICANE BRAND HOLDINGS LLC
File No: 507998 File Code: 71 Date Recvd: 14-SEP-06 Status 1: R
Examiner: City: STUART State: FL Country: USA
ZIEBART CORP
File No: 507903 File Code: 71 Date Recvd: 12-SEP-06 Status 1: R
Examiner: City: TROY State: MI Country: USA
ZIEBART CORP
File No: 507904 File Code: 71 Date Recvd: 12-SEP-06 Status 1: R
Examiner: City: TROY State: MI Country: USA
EXPETEC CORP
File No: 507873 File Code: 71 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: ABERDEEN State: SD Country: USA
HOSSS FRANCHISE CORP INC
File No: 507872 File Code: 71 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: DUCANSVILLE State: PA Country: USA
VAPIANO INTERNATIONAL LLC
File No: 507874 File Code: 71 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: ALEXANDRIA State: VA Country: USA
REPORT ITEMS 9
Registration Filings Made with DFI's Securities Division 11-SEP-06 - 22-SEP-06
DIVIDEND INCOME & VALUE PORTFOLIO 2006 4
File No: 508076 File Code: 5 Date Recvd: 22-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
S&P DIVIDEND GROWTH OPPORTUNITIES TR SERIES 6
File No: 508074 File Code: 5 Date Recvd: 22-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
SELECT GROWTH TR OCTOBER 2006 SERIES
File No: 508075 File Code: 5 Date Recvd: 22-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
SUGEONS DIVERSIFIED INVESTMENT FUND
File No: 508077 File Code: 5 Date Recvd: 22-SEP-06 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA
UNITED CHURCH OF CHRIST CORNERSTONE FUND INC
File No: 508078 File Code: 2 Date Recvd: 22-SEP-06 Status 1: P
Examiner: City: CLEVELAND State: OH Country: USA
UNITED CHURCH OF CHRIST CORNERSTONE FUND INC
File No: 508079 File Code: 2 Date Recvd: 22-SEP-06 Status 1: P
Examiner: City: CLEVELAND State: OH Country: USA
CLOSED END STRATEGY COHEN & STEERS MASTER INCOME PORTFOLIO
SERIES 9
File No: 508068 File Code: 5 Date Recvd: 21-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
PHOENIX CA TX EX BOND FUND CLASS X
File No: 508069 File Code: 3 Date Recvd: 21-SEP-06 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA
PHOENIX STRATEGIC EQUITY SERIES FUND PHOENIX STRATEGIC
GROWTH FUND CLASS X
File No: 508070 File Code: 3 Date Recvd: 21-SEP-06 Status 1: Z
Examiner: City: HARTFORD State: CT Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 326 STRATEGIC
EQUITY ALLOCATION TR SERIES 9
File No: 508000 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
CLOSED END STRATEGY COHEN & STEERS MASTER EQUITY & INCOME
PORTFOLIO SERIES 3
File No: 508003 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
CLUMBIA FUNDS SERIES TR 1 COLUMBIA LARGE CAP GROWTH FUND
CLASS C
File No: 508060 File Code: 3 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA
CLUMBIA FUNDS SERIES TR 1 COLUMBIA LARGE CAP GROWTH FUND
CLASS F
File No: 508061 File Code: 3 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA
CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 6
File No: 508008 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO SERIES
3
File No: 508005 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
ENERGY INFRASTRUCTURES & INCOME CLOSED END PORTFOLIO SERIES
3
File No: 508009 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
FT 1245 S&P PROTECTED PORTFOLIO SEPTEMBER 2006 SERIES
File No: 508001 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1259 REAL ESTATE CLOSED END PORTFOLIO SERIES
File No: 508002 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
GLOBAL BASIC MATERIALS PORTFOLIO SERIES 5
File No: 508007 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
INSURE MUNICIPALS INCOME TR SERIES 517
File No: 508004 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
MUNICIPAL CLOSED END PORTFOLIO SERIES 6
File No: 508006 File Code: 5 Date Recvd: 20-SEP-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
CS FINANCING CORP
File No: 507965 File Code: 1 Date Recvd: 18-SEP-06 Status 1: P
Examiner: City: CORTE MADERA State: CA Country: USA
ALTAIR NANTECHOLOGIES INC
File No: 507935 File Code: 1 Date Recvd: 15-SEP-06 Status 1: P
Examiner: City: RENO State: NV Country: USA
ATLAS FUTURES FUND LP
File No: 507933 File Code: 2 Date Recvd: 15-SEP-06 Status 1: P
Examiner: City: DOVER State: DI Country: USA
BOARD OF CHURCH EXTENSION OF DISCIPLES OF CHRIST INC
File No: 507932 File Code: 2 Date Recvd: 15-SEP-06 Status 1: P
Examiner: City: INDIANPOLIS State: IN Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 329 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 5
File No: 507943 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
CPI LINKED NOT PORTFOLIO SERIES 5
File No: 507936 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
DOW 30 INDEX PORTFOLIO SERIES 23
File No: 507938 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
FT 1226 REGIONAL BAND & THRIFT OPPORTUNITY PORTFOLIO 2006
SERIES
File No: 507947 File Code: 5 Date Recvd: 15-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1235 OPPORTUNITIES PORTFOLIO SERIES 5
File No: 507946 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1236 NASDAQ 100 SECURITIES PORTFOLIO SERIES 8
File No: 507945 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1237 GLOBAL INCOME CLOSED END PORTFOLIO SERIES 4
File No: 507944 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
FT 1238 MUNICIPAL ADVANTAGE CLOSED END PORTFOLIO SERIES 11
File No: 507948 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
GREAT INTERNATIONAL FIRMS PORTFOLIO SERIES 29
File No: 507940 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
MORGAN STANLEY TECHNOLOGY INDEX PORTFOLIO 2006 4
File No: 507939 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
MORGAN STANLEY TECHNOLOGY INDEX PORTFOLIO SERIES 36
File No: 507941 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
MORGAN STANLEY US MULTINATIONAL 50 INDEX PORTFOLIO SERIES 21
File No: 507942 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
REAL ESTATE CLOSED END PORTFOLIO SERIES 1
File No: 507937 File Code: 5 Date Recvd: 15-SEP-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA
ARTISAN FUNDS INC ARISAN INTERNATIONAL VALUE FUND
INSTITUTIONAL SHARES
File No: 507898 File Code: 3 Date Recvd: 14-SEP-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
HARTMAN COMMERICAL PROPERTIES REIT
File No: 507934 File Code: 2 Date Recvd: 14-SEP-06 Status 1: P
Examiner: City: HOUSTON State: TX Country: USA
AEI INCOME & GROWTH FUND 26 LLC
File No: 507890 File Code: 1 Date Recvd: 13-SEP-06 Status 1: R
Examiner: City: ST PAUL State: MN Country: USA
CITIGROUP DIVERSIFIED FUTURES FUND LP
File No: 507889 File Code: 1 Date Recvd: 13-SEP-06 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA
DFA INVESTMENT DIMENSIONS GROUP INC DFA INFLATION PROTECTED
SECURITIES PORTFOLIO
File No: 507897 File Code: 3 Date Recvd: 13-SEP-06 Status 1: Z
Examiner: City: SANTA MONICA State: CA Country: USA
INSURED INCOME TR SERIES 144
File No: 507891 File Code: 5 Date Recvd: 13-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
TX CAPITAL VALUE FUNDS INC TX CAPITAL VALUE & GROWTH
PORTFOLIO CLASS C
File No: 507902 File Code: 3 Date Recvd: 13-SEP-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 323 PERONI
GROWTH PORTFOLIO AUTUMN 2006 SERIES
File No: 507852 File Code: 5 Date Recvd: 12-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
SCOTTISH WIDOWS INVESTMENT PARTNERSHIP TR GLOBAL EMERGING
MARKETS FUND
File No: 507854 File Code: 3 Date Recvd: 12-SEP-06 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA
VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 8
File No: 507853 File Code: 5 Date Recvd: 12-SEP-06 Status 1: R
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 324 MULTIPLE
ASSET PORTFOLIO SERIES 9
File No: 507796 File Code: 5 Date Recvd: 11-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 324 STRATEGIC
INCOME PORTFOLIO SERIES 6
File No: 507795 File Code: 5 Date Recvd: 11-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
CROSSPOINTE CHURCH AT CARY
File No: 507793 File Code: 2 Date Recvd: 11-SEP-06 Status 1: P
Examiner: City: CARY State: NC Country: USA
FT 1233 ALTERNATIVE ENERGY SELECT PORTFOLIO SERIES 2
File No: 507804 File Code: 5 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1233 ENERGY PORTFOLIO SERIES 20
File No: 507799 File Code: 5 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1233 ENERGY SELECT PORTFOLIO SERIES 20
File No: 507803 File Code: 5 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1233 HEALTHCARE SELECT PORTFOLIO SERIES 2
File No: 507802 File Code: 5 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1233 WATER UTILITY & INFRASTURCTURE PORTFOLIO SERIES 4
File No: 507800 File Code: 5 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1233 WATER UTILITY & INFRASTURCTURE SELECT PORTFOLIO
SERIES 2
File No: 507801 File Code: 5 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1234 INDUSTRIAL PORTFOLIO SERIES 3
File No: 507797 File Code: 5 Date Recvd: 11-SEP-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA
FT 1234 REGIONAL BANK & THRIFT PORTFOLIO SERIES 10
File No: 507798 File Code: 5 Date Recvd: 11-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA
NORTHERN LIGHTS FUND TR CHANGING PARAMETERS FUND
File No: 507794 File Code: 3 Date Recvd: 11-SEP-06 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA
S&P JAPAN ENHANCED INDEX STRATEGY PORTFOLIO 2006 4
File No: 507823 File Code: 5 Date Recvd: 11-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA
REPORT ITEMS 61
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