Securities Filings for September 25, 2006 through October 06, 2006

Exemption Filings Made with DFI's Securities Division between 25-SEP-06 and 06-OCT-06

ALLIED IRISH BANKS NORTH AMERICA INC
File No: 508408 File Code: 7 Date Recvd: 06-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DMP ACQUISITION LLC
File No: 508407 File Code: 7 Date Recvd: 06-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

RPYALE ENERGY INC PROJECT 2006 B
File No: 508405 File Code: 7 Date Recvd: 06-OCT-06 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


TRI LAND KANSAS CITY INVESTORS LLC
File No: 508406 File Code: 7 Date Recvd: 06-OCT-06 Status 1: F
Examiner: City: WESTCHESTER State: IL Country: USA


JACOBS ENTERTAINMENT INC
File No: 508401 File Code: 8 Date Recvd: 04-OCT-06 Status 1: P
Examiner: City: GOLDEN State: CO Country: USA


OCONOMOWOC BANCSHARES INC
File No: 508399 File Code: 8 Date Recvd: 04-OCT-06 Status 1: P
Examiner: City: COCONOMOWOC State: WI Country: USA


CAPITAL STRATEGIES ADVISORS FUND 1 LLC
File No: 508352 File Code: 7 Date Recvd: 03-OCT-06 Status 1: F
Examiner: City: BIRMINGHAM State: AL Country: USA


COKATO MN CITY OF COKATO CHARTIBLE TR PROJECT
File No: 508356 File Code: 17 Date Recvd: 03-OCT-06 Status 1: F
Examiner: City: COKATO State: MN Country: USA


CRESTLINE PLUS LP
File No: 508354 File Code: 7 Date Recvd: 03-OCT-06 Status 1: F
Examiner: City: FORT WORTH State: TX Country: USA


ID TR BANCORP JULY 2006
File No: 508353 File Code: 7 Date Recvd: 03-OCT-06 Status 1: F
Examiner: City: BOISE State: ID Country: USA


RREEF GLOBAL OPPORTUNITIES FUND 2 LLC
File No: 508355 File Code: 7 Date Recvd: 03-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BOSTON SHIP ACQUISITION LLC
File No: 508327 File Code: 7 Date Recvd: 02-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CATALIS INC
File No: 508326 File Code: 7 Date Recvd: 02-OCT-06 Status 1: F
Examiner: City: AUSTIN State: TX Country: USA


DBSI SHORT TERM DEVELOPMENT FUND LLC
File No: 508250 File Code: 7 Date Recvd: 29-SEP-06 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


MURVIN & MEIER OIL CO 2006 6 DRILLING PROGRAM
File No: 508249 File Code: 7 Date Recvd: 29-SEP-06 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


APEX EQUITY OPTIONS FUND LP
File No: 508246 File Code: 7 Date Recvd: 28-SEP-06 Status 1: F
Examiner: City: SALT LAKE CITY State: UT Country: USA


CAM GLOBAL FUTURES FUND LP
File No: 508245 File Code: 7 Date Recvd: 28-SEP-06 Status 1: F
Examiner: City: AUSTIN State: TX Country: USA


HEARTLAND RAZORBACK DEVELOPMENT GP
File No: 508244 File Code: 7 Date Recvd: 28-SEP-06 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


OXYSURE SYSTEMS INC
File No: 508247 File Code: 7 Date Recvd: 28-SEP-06 Status 1: F
Examiner: City: FRISCO State: TX Country: USA


COMMONWEALTH INCOME & GROWTH PRIVATE FUND 3 LLC
File No: 508275 File Code: 7 Date Recvd: 27-SEP-06 Status 1: F
Examiner: City: CHADDS FORD State: PA Country: USA


TX ENERGY HOLDINGS INC CHESAPEAKE 1 PROGRAM
File No: 508225 File Code: 7 Date Recvd: 27-SEP-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


AMERICAN EQUITY REAL ESTATE FUND 10 LTD
File No: 508167 File Code: 7 Date Recvd: 26-SEP-06 Status 1: F
Examiner: City: PLANO State: TX Country: USA


DEAN HEALTH SYSTEMS INC
File No: 508168 File Code: 6 Date Recvd: 26-SEP-06 Status 1: P
Examiner: City: MADISON State: WI Country: USA


RAC INC WI
File No: 508170 File Code: 7 Date Recvd: 26-SEP-06 Status 1: F
Examiner: City: KOHLER State: WI Country: USA


TIDAL PETROLEUM INC GRISSON 5 DRILLING PROGRAM
File No: 508169 File Code: 7 Date Recvd: 26-SEP-06 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA


DOROTHY OF OZ LLC
File No: 508102 File Code: 7 Date Recvd: 25-SEP-06 Status 1: F
Examiner: City: BURBANK State: CA Country: USA


GREAT LAKES LASER SERVICES LP
File No: 508100 File Code: 7 Date Recvd: 25-SEP-06 Status 1: F
Examiner: City: AUSTIN State: TX Country: USA


INTERACTIVE BROKERS GROUP LLC
File No: 508188 File Code: 7 Date Recvd: 25-SEP-06 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


REEF GUMBO 2 SWEET BAY GRAND LAKE JV
File No: 508101 File Code: 7 Date Recvd: 25-SEP-06 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


TX ENERGY HOLDINGS INC LAGRANGE PROPERTIES
File No: 508099 File Code: 7 Date Recvd: 25-SEP-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


TX ENERGY HOLDINGS INC MUSTANG PROGRAM
File No: 508098 File Code: 7 Date Recvd: 25-SEP-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

REPORT ITEMS 31

Franchise Filings Made with DFI's Securities Division between 25-SEP-06 and 06-OCT-06

VALSPAR CORP
File No: 508387 File Code: 71 Date Recvd: 03-OCT-06 Status 1: R
Examiner: City: GRAND RAPIDS State: MI Country: USA


RADIANCE MEDSPA FRANCHISE GROUP PLLC
File No: 508269 File Code: 71 Date Recvd: 28-SEP-06 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


HEALTHSOURCE CHIROPRACTIC INC
File No: 508268 File Code: 71 Date Recvd: 27-SEP-06 Status 1: R
Examiner: City: VERMILLION State: OH Country: USA


NOBLE ROMANS INC
File No: 508266 File Code: 71 Date Recvd: 27-SEP-06 Status 1: R
Examiner: City: INDIANAPOLIS State: IN Country: USA


CARTRIDGE DEPOT
File No: 508272 File Code: 71 Date Recvd: 26-SEP-06 Status 1: R
Examiner: City: OWINGS MILLS State: MD Country: USA


DICKEYS BARBEQUE RESTAURANTS INC
File No: 508267 File Code: 71 Date Recvd: 26-SEP-06 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


ESHIPPING LLC
File No: 508271 File Code: 71 Date Recvd: 26-SEP-06 Status 1: R
Examiner: City: PARKVILLE State: MO Country: USA


OCHARLEYS INC
File No: 508181 File Code: 71 Date Recvd: 25-SEP-06 Status 1: R
Examiner: City: NASHVILLE State: TN Country: USA


OCHARLEYS INC
File No: 508229 File Code: 71 Date Recvd: 25-SEP-06 Status 1: R
Examiner: City: NASHVILLE State: TN Country: USA


SYSTEM FORWARD AMERICA INC
File No: 508182 File Code: 71 Date Recvd: 25-SEP-06 Status 1: R
Examiner: City: LAFAYETTE State: LA Country: USA

REPORT ITEMS 10

Registration Filings Made with DFI's Securities Division between 25-SEP-06 and 06-OCT-06

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 330 HOMELAND
DEFENSE PORTFOLIO SERIES 3
File No: 508404 File Code: 5 Date Recvd: 06-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 330 UTILITIES
PORTFOLIO SERIES 6
File No: 508403 File Code: 5 Date Recvd: 06-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


LEAF EQUIPMENT LEASING INCOME FUND 3 LP
File No: 508402 File Code: 1 Date Recvd: 06-OCT-06 Status 1: P
Examiner: City: WILMINGTON State: DE Country: USA


ARGUS TURNAROUND STRATEGY PORTFOLIO 2006A
File No: 508388 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


BIRINYI EQUITY SELECT TR SERIES 13
File No: 508392 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CALYMORE SECURITEIS DEFINED PORTFOLIOS SERIES 327 ZACKS
SELECT LARGE CAP GROWTH PORTFOLIO SERIES 1
File No: 508398 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ENHANCED INDEX STRATEGIES PORTFOLIO 2006 4
File No: 508389 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1229 WESTERN REGIONAL BANK & THRIFT PORTFOLIO
File No: 508397 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1249 BIOTECHNOLOGY PORTFOLIO SERIES 12
File No: 508396 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1249 GLOBAL NATURAL RESOURCES PORTFOLIO SERIES 4
File No: 508394 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1249 SEMICONDUCTOR PORTFOLIO SERIES 12
File No: 508395 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 145
File No: 508390 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LARGE CAP GROWTH STRATEGY PORTFOLIO 2006 4
File No: 508391 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LARGE CAP VALUE STRATEGY PORTFOLIO 2006 4
File No: 508393 File Code: 5 Date Recvd: 05-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ADVANCED BIOENERGY LLC
File No: 508335 File Code: 1 Date Recvd: 03-OCT-06 Status 1: P
Examiner: City: MINNEAPOLIS State: MN Country: USA


FOCUS VALUE PORTFOLIO SERIES 21
File No: 508346 File Code: 5 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


GLOBAL CLOSED END PORTFOLIO SERIES 5
File No: 508347 File Code: 5 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MGI FUNDS MGI HIGH YIELD INCOME FUND CLASS S
File No: 508348 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MGI FUNDS MGI HIGH YIELD INCOME FUND CLASS Y1
File No: 508349 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MGI FUNDS MGI HIGH YIELD INCOME FUND CLASS Y2
File No: 508350 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MGI FUNDS MGI HIGH YIELD INCOME FUND CLASS Y3
File No: 508351 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


OPPENHEIMER ROCHESTER AZ MUNICIPAL FUND CLASS A
File No: 508342 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER AZ MUNICIPAL FUND CLASS B
File No: 508341 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER AZ MUNICIPAL FUND CLASS C
File No: 508340 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER MD MUNICIPAL FUND CLASS A
File No: 508345 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER MD MUNICIPAL FUND CLASS B
File No: 508344 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER MD MUNICIPAL FUND CLASS C
File No: 508343 File Code: 3 Date Recvd: 03-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER NC MUNICIPAL FUND CLASS A
File No: 508339 File Code: 3 Date Recvd: 03-OCT-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER NC MUNICIPAL FUND CLASS B
File No: 508338 File Code: 3 Date Recvd: 03-OCT-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER NC MUNICIPAL FUND CLASS C
File No: 508337 File Code: 3 Date Recvd: 03-OCT-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER SENIOR FLOATING RATE FUND CLASS Y
File No: 508336 File Code: 2 Date Recvd: 03-OCT-06 Status 1: P
Examiner: City: DENVER State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 325 RENEWABLE
& ALTERNATIVE ENERGY PORTFOLIO SERIES 3
File No: 508322 File Code: 5 Date Recvd: 02-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 328 DELTA
GLOBAL CANADIAN ENERGY TR SERIES 4
File No: 508325 File Code: 5 Date Recvd: 02-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1246 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 6
File No: 508324 File Code: 5 Date Recvd: 02-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1247 US INFRASTRUCTURE PORTFOLIO SERIES 2
File No: 508323 File Code: 5 Date Recvd: 02-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS BOND FUND INSTITUTIONAL
CLASS
File No: 508380 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS EQUITY INDEX FUND
INSTITUTIONAL CLASS
File No: 508360 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS GROWTH & INCOME FUND
INSTITUTIONAL CLASS
File No: 508377 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS GROWTH EQUITY FUND
INSTITUTIONAL CLASS
File No: 508379 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS INFLATION LINKED BOND
FUND INSTITUTIONAL CLASS
File No: 508361 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS INTERNATIONAL EQUITY
FUND INSTITUTIONAL CLASS
File No: 508376 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS INTERNATIONAL EQUITY
INDEX FUND INSTITUTIONAL CLASS
File No: 508366 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS LARGE CAP GROWTH INDEX
FUND INSTITUTIONAL CLASS
File No: 508369 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS LARGE CAP VALUE FUND
INSTITUTIONAL CLASS
File No: 508371 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS LARGE CAP VALUE INDEX
FUND INSTITUTIONAL CLASS
File No: 508359 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS MID CAP BLEND INDEX
FUND INSTITUTIONAL CLASS
File No: 508374 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS MID CAP GROWTH FUND
INSTITUTIONAL CLASS
File No: 508378 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS MID CAP GROWTH INDEX
FUND INSTITUTIONAL CLASS
File No: 508364 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS MID CAP VALUE FUND
INSTITUTIONAL CLASS
File No: 508365 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS MID CAP VALUE INDEX
FUND INSTITUTIONAL CLASS
File No: 508375 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS MONEY MARKET FUND
INSTITUTIONAL CLASS
File No: 508363 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS REAL ESTATE SECURITIES
FUND INSTITUTIONAL CLASS
File No: 508368 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS S&P 500 INDEX FUND
INSTITUTIONAL CLASS
File No: 508362 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS SMALL CAP BLEND INDEX
FUND INSTITUTIONAL CLASS
File No: 508373 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS SMALL CAP EQUITY FUND
INSTITUTIONAL CLASS
File No: 508367 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS SMALL CAP GROWTH INDEX
FUND INSTITUTIONAL CLASS
File No: 508370 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS SMALL CAP VALUE INDEX
FUND INSTITUTIONAL CLASS
File No: 508372 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


TIAA CREF INSTITUTIONAL MUTUAL FUNDS SOCIAL CHOICE EQUITY
FUND INSTITUTIONAL CLASS
File No: 508358 File Code: 3 Date Recvd: 02-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


FT 1228 VALUE LINE 100 1 RANKS PORTFOLIO 4TH QUARTER 2006
SERIES
File No: 508243 File Code: 5 Date Recvd: 29-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR LADDERED SERIES 19
File No: 508239 File Code: 5 Date Recvd: 28-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


NYSE IPOX FOCUS 15 PORTFOLIO 2006 4
File No: 508238 File Code: 5 Date Recvd: 28-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT S&P CORE PORTFOLIO 2006 4
File No: 508241 File Code: 5 Date Recvd: 28-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT S&P INDUSTRIAL PORTFOLIO 2006 4
File No: 508240 File Code: 5 Date Recvd: 28-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DOW JONES SELECT DIVIDEND INDEX STRATEGY PORTFOLIO 2006 4
File No: 508220 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EAFE SELECT 20 PORTFOLIO 2006 4
File No: 508214 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EQUITY FOCUS TR S&P COMPETITIVE ADVANTAGE PORTFOLIO 2006
SERIES C
File No: 508212 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


GLOBAL 45 DIVIDEND STRATEGY PORTFOLIO 2006 4
File No: 508218 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HIGHWATER ETHANOL LLC
File No: 508211 File Code: 1 Date Recvd: 27-SEP-06 Status 1: P
Examiner: City: LAMBERTON State: MN Country: USA


IPOX 30 INDEX PORTFOLIO 2006 4
File No: 508216 File Code: 3 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MASSMUTUAL PREMIER FUNDS MASSMUTUAL PREMIER MAIN STREET
SMALL CAP FUND CLASS A
File No: 508213 File Code: 3 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: CAMBRIDGE State: MA Country: USA


MULTI STRATEGY SERIES EAFE EDVY 2006 4
File No: 508219 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


NASDAQ SELECT 10 PORTFOLIO 2006 4
File No: 508215 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT 5 INDUSTRIAL PORTFOLIO 2006 4
File No: 508217 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


TX EX SECURITEIS TR NATIONAL TR 436
File No: 508222 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITEIS TR NATIONAL TR 437
File No: 508223 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITEIS TR NATIONAL TR 438
File No: 508221 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITEIS TR NATIONAL TR 439
File No: 508224 File Code: 5 Date Recvd: 27-SEP-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANCE DEVELOPMENT FUND INC ADF 403 B AGREEMENTS
File No: 508166 File Code: 2 Date Recvd: 26-SEP-06 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


ALLIANCE DEVELOPMENT FUND INC ADF AGREEMENTS
File No: 508164 File Code: 2 Date Recvd: 26-SEP-06 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


ALLIANCE DEVELOPMENT FUND INC ADF INVESTMENT CERTIFICATES
File No: 508163 File Code: 2 Date Recvd: 26-SEP-06 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


ALLIANCE DEVELOPMENT FUND INC ADF RETIREMENT AGREEMENTS
File No: 508165 File Code: 2 Date Recvd: 26-SEP-06 Status 1: P
Examiner: MJS City: COLORADO SPRINGS State: CO Country: USA


FT 1200 DOW TARGET 10 PORTFOLIO OCTOBER 2006 SERIES
File No: 508144 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1200 DOW TARGET DIVIDEND PORTFOLIO OCTOBER 2006 SERIES
File No: 508143 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1200 TARGET DOUBLE PLAY PORTFOLIO OCTOBER 2006 SERIES
File No: 508139 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1200 TARGET FOCUS 4 PORTFOLIO OCTOBER 2006 SERIES
File No: 508140 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1200 TARGET VIP PORTFOLIO OCTOBER 2006 SERIES
File No: 508141 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1200 VALUE LINE TARGET PORTFOLIO OCTOBER 2006 SERIES
File No: 508142 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 DOW TARGET 5 PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508154 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 GLOBAL TARGET 15 PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508151 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 NASDAQ TARGET 15 PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508153 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 NYSE INTERANTIONAL TARGET 25 PORTFOLIO 4TH QUARTER
2006 SERIES
File No: 508158 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 S&P TARGET 24 PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508150 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 S&P TARGET SMID 60 PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508156 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 TARGET 50 50 PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508155 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 TARGET DIVERSIFIED DIVIDEND PORTFOLIO 4TH QUARTER
2006 SERIES
File No: 508152 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 TARGET LARGE CAP PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508157 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 TARGET SMALL CAP PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508148 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 TARGET TRIAD PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508149 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1201 TARGET VIP CONSERVATIVE EQUITY PORTFOLIO 4TH QUARTER
2006 SERIES
File No: 508147 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1230 INCOME ALLOCATION CLOSED END PORTFOLIO 4TH QUARTER
2006 SERIES
File No: 508145 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1231 SECTOR ALLOCATION PORTFOLIO 4TH QUARTER 2006 SERIES
File No: 508146 File Code: 5 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SOUTHERN NATIONAL BANCORP OF VA INC
File No: 508138 File Code: 1 Date Recvd: 26-SEP-06 Status 1: P
Examiner: City: CHARLOTTESVILLE State: VA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON EMERGING MARKETS
SMALL CAP FUND ADVISOR CLASS
File No: 508160 File Code: 3 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON EMERGING MARKETS
SMALL CAP FUND CLASS A
File No: 508162 File Code: 3 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON EMERGING MARKETS
SMALL CAP FUND CLASS C
File No: 508161 File Code: 3 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON EMERGING MARKETS
SMALL CAP FUND CLASS R
File No: 508159 File Code: 3 Date Recvd: 26-SEP-06 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


BLUE FUND GROUP BLUE SMALL CAP FUND
File No: 508136 File Code: 3 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MUNICIPAL INCOME
PORTFOLIO NATIONAL SERIES 6
File No: 508092 File Code: 5 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY SENIOR LOAN & LTD DURATION PORTFOLIO
SERIES 10
File No: 508093 File Code: 5 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


GRAYBAR ELECTRIC CO INC
File No: 508096 File Code: 1 Date Recvd: 25-SEP-06 Status 1: P
Examiner: City: ST LOUIS State: MO Country: USA


HARTFORD HLS SERIES FUND 2 INC HARTFORD SMALL CAP VALUE HLS
FUND CLASS IB
File No: 508094 File Code: 3 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: SIMBURY State: CT Country: USA


LEGACY FUNDS GROUP MULTI CAP CORE EQUITY FUND TR CLASS
File No: 508137 File Code: 3 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


OAK GROVE MISSIONARY BAPTIST CHURCH HISTORIC
File No: 508097 File Code: 2 Date Recvd: 25-SEP-06 Status 1: P
Examiner: MJS City: MEMPHIS State: TN Country: USA


PREFERRED SECURITIES PORTFOLIO SERIES 13
File No: 508091 File Code: 5 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SCHWAB CHARLES FAMILTY OF FUNDS SCHWAB VALUE ADVENTURE MONEY
FUND INSTITUIONAL PRIME SHARES
File No: 508095 File Code: 3 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


UBS FUNDS UBS US EQUITY ALPHA FUND CLASS A
File No: 508088 File Code: 3 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


UBS FUNDS UBS US EQUITY ALPHA FUND CLASS C
File No: 508089 File Code: 3 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


UBS FUNDS UBS US EQUITY ALPHA FUND CLASS Y
File No: 508090 File Code: 3 Date Recvd: 25-SEP-06 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA

REPORT ITEMS 118



Last Updated: June 27, 2015