Securities Filings for October 16, 2006 through October 27, 2006

Exemption Filings Made with DFI's Securities Division between 16-OCT-06 and 27-OCT-06

ADVOCATE MD FINANCIAL GROUP INC
File No: 509014 File Code: 7 Date Recvd: 24-OCT-06 Status 1: F
Examiner: City: AUSTIN State: TX Country: USA


BIOSYSTEM DEVELOPMENT LLC
File No: 509019 File Code: 7 Date Recvd: 24-OCT-06 Status 1: F
Examiner: City: MIDDLETON State: WI Country: USA

GOLDEN HARVEST DRILLING PROGRAM LP
File No: 509015 File Code: 7 Date Recvd: 24-OCT-06 Status 1: F
Examiner: City: IRVING State: TX Country: USA


AVASOFT INC
File No: 508964 File Code: 7 Date Recvd: 23-OCT-06 Status 1: F
Examiner: City: ROCKLIN State: CA Country: USA


GRAND RESORT PROPERTIES LLC
File No: 508966 File Code: 7 Date Recvd: 23-OCT-06 Status 1: F
Examiner: City: OMAHA State: NE Country: USA


PHOTOWORKS INC
File No: 508962 File Code: 7 Date Recvd: 23-OCT-06 Status 1: F
Examiner: City: SEATTLE State: WA Country: USA


REPUBLIC RESOURCES LLC CLAYTON NORTH UNIT 1 DRILLING PROGRAM
File No: 508961 File Code: 7 Date Recvd: 23-OCT-06 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SPECIAL OPPORTUNITIES FUND 3 LLC
File No: 508963 File Code: 7 Date Recvd: 23-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SPRING AWAKENING LLC
File No: 508960 File Code: 7 Date Recvd: 23-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


YOUNG OIL PROSPECT NO 49
File No: 508959 File Code: 7 Date Recvd: 23-OCT-06 Status 1: F
Examiner: City: KNOB LICK State: KY Country: USA


ATLAS AMERICA SERIES 27 2006 LP
File No: 508843 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: MOON TOWNSHIP State: PA Country: USA


CAPSTONE SPECIAL PURPOSE FUND LP
File No: 508840 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MESA WEST REAL ESTATE INCOME FUND PF 1 LP
File No: 508842 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


NORTHSTAR KONVICKA 1 JOINT VENTURE
File No: 508841 File Code: 7 Date Recvd: 20-OCT-06 Status 1: F
Examiner: City: PLANO State: TX Country: USA


ALIEN TECHNOLOGY CORP
File No: 508830 File Code: 7 Date Recvd: 19-OCT-06 Status 1: F
Examiner: City: MORGAN HILL State: CA Country: USA


PRESCIENT MEDICAL INC
File No: 508831 File Code: 7 Date Recvd: 19-OCT-06 Status 1: F
Examiner: City: DOYLESTOWN State: PA Country: USA


WEXTRUST CAPITAL LLC
File No: 508829 File Code: 7 Date Recvd: 19-OCT-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CBREI USA DST
File No: 508817 File Code: 7 Date Recvd: 18-OCT-06 Status 1: F
Examiner: City: NAPA State: CA Country: USA


INNOVATIVE OPTIONS FUND LP
File No: 508819 File Code: 7 Date Recvd: 18-OCT-06 Status 1: F
Examiner: City: MIAMI State: FL Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY WESTERN
MD HEALTH SYSTEM
File No: 508820 File Code: 17 Date Recvd: 18-OCT-06 Status 1: F
Examiner: RES City: State: MD Country: USA


USA FRANKLIN PARK DST
File No: 508818 File Code: 7 Date Recvd: 18-OCT-06 Status 1: F
Examiner: City: NAPA State: CA Country: USA


ACES WIRED INC
File No: 508756 File Code: 7 Date Recvd: 17-OCT-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ADVANCED EQUITIES ALTRA INVESTMENT 2 LLC
File No: 508755 File Code: 7 Date Recvd: 17-OCT-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


PALLETONE INC
File No: 508757 File Code: 7 Date Recvd: 17-OCT-06 Status 1: F
Examiner: City: BARTOW State: FL Country: USA


BIXBY ENERGY SYSTEMS INC
File No: 508665 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: BROOOKLYN PARK State: NY Country: USA


BULLION RIVER GOLD CORP
File No: 508667 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: RENO State: NV Country: USA


CHRONIC CAR AUDIO INC
File No: 508676 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: MESA State: AZ Country: USA


DAUGHERTY PETROLEUM INC NGAS PARTNERS 2006 B LTD
File No: 508668 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


DAUGHERTY PETROLEUM INC NGAS PARTNERS 2006 C LTD
File No: 508669 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


GERATY INVESTMENT PARTNERS LP
File No: 508838 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: EDEN PRAIRIE State: MN Country: USA


LEFT BEHIND GAMES INC
File No: 508758 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: MURRIETA State: CA Country: USA


MARG TX SANDS UNIT 1 PUD LP
File No: 508670 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


TIDAL PETROLEUM INC GRISSOM 6 DRILLING PROGRAM
File No: 508666 File Code: 7 Date Recvd: 16-OCT-06 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA

REPORT ITEMS 33

Franchise Filings Made with DFI's Securities Division between 16-OCT-06 and 27-OCT-06

C12 GROUP LLC
File No: 508975 File Code: 71 Date Recvd: 19-OCT-06 Status 1: R
Examiner: City: GREENSBORO State: NC Country: USA


SAXBYS COFFEE INC
File No: 508976 File Code: 71 Date Recvd: 19-OCT-06 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


PORTRAITEFX FRANCHISING CORP
File No: 508974 File Code: 71 Date Recvd: 18-OCT-06 Status 1: R
Examiner: City: COPPELL State: TX Country: USA


KING LOMBARDI ACQUISITIONS INC
File No: 508857 File Code: 71 Date Recvd: 17-OCT-06 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA


OCR PRODUCTS INC
File No: 508856 File Code: 71 Date Recvd: 17-OCT-06 Status 1: R
Examiner: City: BEDORD State: OH Country: USA


ACC FINANCIAL SERVICES INC
File No: 508765 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: LAYTON State: UT Country: USA


FRANCHISE ADVANTAGE LLC
File No: 508859 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA


NEXT GENERATION FRANCHISE REALTY INC
File No: 508855 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


NEXT GENERATION FRANCHISE REALTY INC
File No: 508858 File Code: 71 Date Recvd: 16-OCT-06 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA

REPORT ITEMS 9

Registration Filings Made with DFI's Securities Division between 16-OCT-06 and 27-OCT-06

MATTHEWS INTERNATIONAL FUNDS MATTHEWS ASIA PACIFIC EQUITY
INCOME FUND
File No: 509038 File Code: 3 Date Recvd: 26-OCT-06 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


VAUGHAN FOODS INC
File No: 509021 File Code: 1 Date Recvd: 25-OCT-06 Status 1: P
Examiner: City: MOORE State: OK Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 333 HEALTH
CARE PORTFOLIO SERIES 4
File No: 508946 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 334 CLOSED END
INCOME PORTFOLIO SERIES 7
File No: 508948 File Code: 5 Date Recvd: 23-OCT-06 Status 1: R
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 335 MULTIPLE
ASSET PORTFOLIO PLUS 15 MONTH SERIES 11
File No: 508949 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 335 MULTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 12
File No: 508950 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 336 CLOSED END
CONVERTIBLE & INCOME PORTFOLIO SERIES 8
File No: 508947 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2 YR
SERIES 1
File No: 508944 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


DOW CONTRARIAN STRATEGY PORTFOLIO 2006 6
File No: 508958 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1221 ETF EQUITY ALLOCATION PORTFOLIO 4TH QUARTER 2006
SERIES
File No: 508951 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1221 ETF GROWTH & INCOME PORTFOLIO 4TH QUARTER 2006
SERIES
File No: 508952 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1258 MORGAN KEEGAN IDEAS PORTFOLIO OCTOBER 2006 SERIES
File No: 508954 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1265 NIKKEI 225 PROTECTED PORTFOLIO OCTOBER 2006 SERIES
File No: 508953 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1268 COVERED CLASS CLOSED END PORTFOLIO SERIES 5
File No: 508956 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1269 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES
2
File No: 508955 File Code: 3 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GREATER ASIA PORTFOLIO SERIES 1
File No: 508945 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


SELECT 10 INDUSTRIAL PORTFOLIO 2006 6
File No: 508957 File Code: 5 Date Recvd: 23-OCT-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FOUNTAINGATE FELLOWSHIP
File No: 508839 File Code: 2 Date Recvd: 20-OCT-06 Status 1: P
Examiner: City: ABILENE State: TX Country: USA


CORPORATE PROPERTY ASSOC 15 INC
File No: 509018 File Code: 2 Date Recvd: 19-OCT-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


EATON VANCE ADVISORS SENIOR FLOATING RATE FUND
File No: 508828 File Code: 2 Date Recvd: 19-OCT-06 Status 1: P
Examiner: City: BOSTON State: MA Country: USA


MAINSTREET FINANCIAL CORP
File No: 508754 File Code: 1 Date Recvd: 17-OCT-06 Status 1: Z
Examiner: City: HASTINGS State: MI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 339 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 5
File No: 508664 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1255 HIGH YIELD CLOSED END PORTFOLIO SERIES 17
File No: 508663 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1256 MUNICIPAL CLOSED END PORTFOLIO SERIES 20
File No: 508661 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1257 AEROSPACE & DEFENSE PORTFOLIO SERIES 6
File No: 508660 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1266 STRATEGIC CLOSED END PORTFOLIO SERIES 11
File No: 508662 File Code: 5 Date Recvd: 16-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 26



Last Updated: June 27, 2015