Securities Filings for October 30, 2006 through November 10, 2006

Exemption Filings Made with DFI's Securities Division between 30-OCT-06 and 10-NOV-06

ARCITERRA REAL ESTATE INVESTMENT TR INC
File No: 509644 File Code: 7 Date Recvd: 10-NOV-06 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


DBSI CARROLLTON EALT LLC
File No: 509643 File Code: 7 Date Recvd: 10-NOV-06 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


MURVIN & MEIER OIL CO 2006 8 DRILLING PROGRAM
File No: 509645 File Code: 7 Date Recvd: 10-NOV-06 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


COMMONWEALTH BANKSHARES INC
File No: 509508 File Code: 7 Date Recvd: 09-NOV-06 Status 1: F
Examiner: City: NORFOLK State: VA Country: USA


ECF VALUE FUND INTERNATIONAL LTD
File No: 509486 File Code: 7 Date Recvd: 08-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509488 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509489 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509490 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509491 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


MD HEALTH & HIGHER EDUCATIONAL FACILITIES AUTHORITY
File No: 509492 File Code: 17 Date Recvd: 08-NOV-06 Status 1: F
Examiner: RES City: State: MD Country: USA


PORTFOLIO ADVISORS PRIVATE EQUITY FUND 4 OFFSHORE LP
File No: 509485 File Code: 7 Date Recvd: 08-NOV-06 Status 1: F
Examiner: City: SOUTH DARIEN State: CT Country: USA


SANDALWOOD DEBT FUND B LP
File No: 509487 File Code: 7 Date Recvd: 08-NOV-06 Status 1: F
Examiner: City: ROSELAND State: NJ Country: USA


CUTANEA LIFE SCIENCES INC
File No: 509447 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: MALVERN State: PA Country: USA


GLENVIEW 1031 LLC
File No: 509446 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: OAK BROOK State: IL Country: USA


IL FINANCE AUTHORITY RIVERSIDE HEALTH SYSTEM
File No: 509444 File Code: 17 Date Recvd: 07-NOV-06 Status 1: F
Examiner: RSE City: SPRINGFIELD State: IL Country: USA


INTERACTIVE BROKERS GROUP LLC
File No: 509442 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


MEDICAL PROVIDER FINANCIAL CORP 4
File No: 509445 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


PREVENTION MEDS INC
File No: 509443 File Code: 7 Date Recvd: 07-NOV-06 Status 1: F
Examiner: City: LEBANON State: NJ Country: USA


ANDERSON CRUMP PROSPECT 1
File No: 509402 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


BRUISER ON BROADWAY LP
File No: 509397 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CITIGROUP REAL ESTATE PARTNERS 2 INSTITUTIONAL LP
File No: 509403 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


FREEMAN ASSOC SMALL MID CAP FUND LP
File No: 509399 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


IMAGO SCIENTIFIC INSTRUMENTS CORP
File No: 509400 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: MADISON State: WI Country: USA


SYCAMORE 2007 LTD
File No: 509406 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: EAST DUNDEE State: IL Country: USA


UST PRIVATE FUND SOLUTIONS LLC
File No: 509398 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


WA CATHEDRAL
File No: 509404 File Code: 8 Date Recvd: 06-NOV-06 Status 1: P
Examiner: City: REDMOND State: WA Country: USA


WEXFORD DIVERSIFIED FUTURES FUND I LLC
File No: 509401 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


WEXFORD PRINCIPAL PROTECTED FUND 1 LLC
File No: 509410 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


AEI TRILOGY FUND I LLC
File No: 509336 File Code: 7 Date Recvd: 03-NOV-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


AKRON BATH & COPLEY OH JOINT TOWNSHIP HOSPITAL DISTRICT
AKRON GENERAL HEALTH SYSTEM
File No: 509334 File Code: 17 Date Recvd: 03-NOV-06 Status 1: F
Examiner: RES City: AKRON State: OH Country: USA


AKRON BATH & COPLEY OH JOINT TOWNSHIP HOSPITAL DISTRICT
AKRON GENERAL HEALTH SYSTEM
File No: 509335 File Code: 17 Date Recvd: 03-NOV-06 Status 1: F
Examiner: RES City: AKRON State: OH Country: USA


BION ENVIRONMENTAL TECHNOLOGIES INC
File No: 500279 File Code: 7 Date Recvd: 03-NOV-06 Status 1: F
Examiner: City: OLD BETHPAGE State: NY Country: USA


FIREFLY ENERGY INC
File No: 509333 File Code: 7 Date Recvd: 03-NOV-06 Status 1: F
Examiner: City: PEORIA State: IL Country: USA


ST PAUL MN CITY OF HOUSING AND REDEVELOPMENT AUTHORITY OF
HEALTHPARTNERS OBLIGATED GROUP
File No: 509331 File Code: 17 Date Recvd: 03-NOV-06 Status 1: F
Examiner: RES City: ST PAUL State: MN Country: USA


GRAND FORKS ND CITY OF 4000 VALLEY SQUARE PROJECT
File No: 509337 File Code: 17 Date Recvd: 02-NOV-06 Status 1: F
Examiner: RES City: GRAND FORKS State: ND Country: USA


GREGG COUNTY HEALTH FACILITIES DEVELOPMENT CORP
File No: 509318 File Code: 17 Date Recvd: 02-NOV-06 Status 1: F
Examiner: RES City: State: TX Country: USA


THRILLTIME ENTERTAINMENT INTERNATIONAL INC
File No: 509319 File Code: 7 Date Recvd: 02-NOV-06 Status 1: F
Examiner: City: BURNABY BC V5G 4L6 State: Country: CANADA


VIRTUAL REALTY ENTERPRISES LLC
File No: 509332 File Code: 7 Date Recvd: 02-NOV-06 Status 1: F
Examiner: City: CLAYTON State: MO Country: USA


WI BANCSHARES INC
File No: 509317 File Code: 8 Date Recvd: 02-NOV-06 Status 1: G
Examiner: RES City: KENOSHA State: WI Country: USA


ODYNE CORP
File No: 509310 File Code: 7 Date Recvd: 01-NOV-06 Status 1: F
Examiner: City: HAUPPAUGE State: NY Country: USA


SHILOH MISSIONARY BAPTIST CHURCH
File No: 509309 File Code: 10 Date Recvd: 01-NOV-06 Status 1: P
Examiner: City: ST PAUL State: MN Country: USA


1ST BAPTIST CHURCH OF CASTLE ROCK CO
File No: 509149 File Code: 10 Date Recvd: 31-OCT-06 Status 1: P
Examiner: City: CASTLE ROCK State: CO Country: USA


3 TO 1 EMERGING MARKET PORTNERS REAL ESTATE INVESTEMNT FUND 1 LP
File No: 509151 File Code: 7 Date Recvd: 31-OCT-06 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


DOGHOUSE DAYS INC
File No: 509150 File Code: 7 Date Recvd: 31-OCT-06 Status 1: F
Examiner: City: CENTENNIAL State: CO Country: USA


GRAND MOUNTAIN BANCSHARES INC
File No: 509119 File Code: 7 Date Recvd: 30-OCT-06 Status 1: F
Examiner: City: GRANBY State: CO Country: USA


MHS CAPITAL PARTNERS LP
File No: 509120 File Code: 7 Date Recvd: 30-OCT-06 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA

REPORT ITEMS 46

Franchise Filings Made with DFI's Securities Division between 30-OCT-06 and 10-NOV-06

SUPER LUBE FRANCHISE LLC
File No: 509496 File Code: 71 Date Recvd: 06-NOV-06 Status 1: R
Examiner: City: TALLAHASSEE State: FL Country: USA


SUPPER THYME USA FRANCHISE SERVICES LLC
File No: 509497 File Code: 71 Date Recvd: 03-NOV-06 Status 1: R
Examiner: City: OMAHA State: NE Country: USA


TONI&GUY HAIRDRESSING ACADEMY LP
File No: 509362 File Code: 71 Date Recvd: 03-NOV-06 Status 1: R
Examiner: City: CARROLLTON State: TX Country: USA


CAMILLES FRANCHISE SYSTEM INC
File No: 509348 File Code: 71 Date Recvd: 02-NOV-06 Status 1: R
Examiner: City: TULSA State: OK Country: USA


FLYING BISCUIT FRANHISING INC
File No: 509170 File Code: 71 Date Recvd: 02-NOV-06 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


ST JAMES FRANCHISE CO
File No: 509347 File Code: 71 Date Recvd: 02-NOV-06 Status 1: R
Examiner: City: APPLETON State: WI Country: USA


BEVCORP INTERNATIONAL INC
File No: 509169 File Code: 71 Date Recvd: 31-OCT-06 Status 1: R
Examiner: City: PORT ST LUCIE State: FL Country: USA


HUDDLE HOUSE INC
File No: 509168 File Code: 71 Date Recvd: 30-OCT-06 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 30-OCT-06 and 10-NOV-06

CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 342
INTERNATIONAL EQUITY DIVIDEND INCOME PORTFOLIO SERIES 4
File No: 509641 File Code: 5 Date Recvd: 10-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 346 DELTA
GLOBAL CANADAIN ENERGY TR SERIES 5
File No: 509640 File Code: 5 Date Recvd: 10-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1282 GREATER CHINA PORTFOLIO SERIES 9
File No: 509642 File Code: 5 Date Recvd: 10-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COLE CREDIT PROPERTY TR 2 INC
File No: 509507 File Code: 1 Date Recvd: 09-NOV-06 Status 1: P
Examiner: City: PHOENIX State: AZ Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND
INSTITUTIONAL CLASS
File No: 509634 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND CLASS A
File No: 509631 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND CLASS C
File No: 509632 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT GROWTH FUND CLASS S
File No: 509633 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND
INSTITUTIONAL CLASS
File No: 509635 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND CLASS A
File No: 509636 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND CLASS C
File No: 509637 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS EQUITY TR DWS DISCIPLINED LONGSHORT VALUE FUND CLASS S
File No: 509638 File Code: 3 Date Recvd: 09-NOV-06 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


COHEN & STEERS REIT INCOME PORTFOLIO 2006 4
File No: 509480 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 37
File No: 509479 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENERGY PORTFOLIO SERIES 20
File No: 509481 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 32
File No: 509482 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 8
File No: 509483 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STRATEGIC CORE PORTFOLIO SERIES 4
File No: 509484 File Code: 5 Date Recvd: 08-NOV-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NICHOLAS APPLEGATE INSTITUTIONAL FUNDS EMERGING MARKETS FUND
CLASS I
File No: 509478 File Code: 3 Date Recvd: 07-NOV-06 Status 1: Z
Examiner: City: SAN DIEGO State: CA Country: USA


ARGUS TURNAROUND STRATEGY PORTFOLIO 2006B
File No: 509390 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 341 CLOSED END
COVERED CALL & INCOME PORTFOLIO SERIES 4
File No: 509391 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 341 CLOSED END
SENIOR LOAN & INCOME PORTFOLIO SERIES 6
File No: 509392 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 344 ROBECO
INTERNATIONAL SMALL CAP EQUITY PORTFOLIO SERIES 1
File No: 509393 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1252 TARANTULA PORTFOLIO SERIES 6
File No: 509395 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1280 CANADIAN ENERGY & INCOME SELECT PORTFOLIO SERIES 3
File No: 509394 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SMART TR ENHANCED VALUE TR 2006 SERIES C
File No: 509396 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: PARSIPPANY State: NJ Country: USA


UTILITY INCOME PORTFOLIO SERIES 21
File No: 509389 File Code: 5 Date Recvd: 06-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


OLD MUTUAL 2100 ABSOLUTE RETURN FUND LLC
File No: 509372 File Code: 1 Date Recvd: 03-NOV-06 Status 1: P
Examiner: City: PURCHASES State: NY Country: USA


FT 1275 DIVIDEND INCOME CLOSED END PORTFOLIO SERIES 4
File No: 509315 File Code: 5 Date Recvd: 02-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1276 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 6
File No: 509314 File Code: 5 Date Recvd: 02-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1281 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES
File No: 509313 File Code: 5 Date Recvd: 02-NOV-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 146
File No: 509316 File Code: 5 Date Recvd: 02-NOV-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


1ST AMERICAN INVESTMENT FUNDS INC BALANCED FUND CLASS R
File No: 509306 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


1ST AMERICAN INVESTMENT FUNDS INC EQUITY INCOME FUND CLASS R
File No: 509307 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


1ST AMERICAN INVESTMENT FUNDS INC EQUITY INDEX FUND CLASS R
File No: 509304 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


1ST AMERICAN INVESTMENT FUNDS INC INTERNATIONAL FUND CLASS R
File No: 509308 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


1ST AMERICAN INVESTMENT FUNDS INC SMALL CAP INDEX FUND CLASS R
File No: 509305 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


OLSTEIN FUNDS SLSTEIN STRATEGIC OPPORTUNITIES FUND CLASS A
File No: 509303 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


OLSTEIN FUNDS SLSTEIN STRATEGIC OPPORTUNITIES FUND CLASS C
File No: 509302 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 345 GLOBAL
EXCHANGE & ASSET MANAGEMENT PORTFOLIO SERIES 1
File No: 509148 File Code: 5 Date Recvd: 31-OCT-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


OPPENHEIMER ROCHESTER MN MUNICIPAL FUND CLASS A
File No: 509147 File Code: 3 Date Recvd: 31-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER MN MUNICIPAL FUND CLASS B
File No: 509145 File Code: 3 Date Recvd: 31-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER ROCHESTER MN MUNICIPAL FUND CLASS C
File No: 509146 File Code: 3 Date Recvd: 31-OCT-06 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


BHR INSTITUTIONAL FUNDS ARK CONCENTRATED GROWTH FUND
INSTITUTIONAL SHARES
File No: 509300 File Code: 3 Date Recvd: 30-OCT-06 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


BHR INSTITUTIONAL FUNDS ARK MIDCAP VALUE FUND INSTITUTIONAL
SHARES
File No: 509301 File Code: 3 Date Recvd: 30-OCT-06 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


CALVERT FUND CALVERT INCOME FUND CLASS R
File No: 509117 File Code: 3 Date Recvd: 30-OCT-06 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT FUND CALVERT ULTRA SHORT FLOATING INCOME FUND CLASS A
File No: 509116 File Code: 3 Date Recvd: 30-OCT-06 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


EXCELSIOR FUNDS INC LARGE CAP GROWTH FUND INSTITUTIONAL
SHARES
File No: 509296 File Code: 3 Date Recvd: 30-OCT-06 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA

REPORT ITEMS 48



Last Updated: June 27, 2015