WI Securities Filings
for October 30, 2006 through November 10, 2006
Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 30-OCT-06 and 10-NOV-06
IMAGO SCIENTIFIC INSTRUMENTS CORP
File No: 509400 File Code: 7 Date Recvd: 06-NOV-06 Status 1: F
Examiner: City: MADISON
WI BANCSHARES INC
File No: 509317 File Code: 8 Date Recvd: 02-NOV-06 Status 1: G
Examiner: RES City: KENOSHA
REPORT ITEMS 2
Franchise Filings Made by Wisconsin Companies with DFI's Securities
Division between 30-OCT-06 and 10-NOV-06
ST JAMES FRANCHISE CO
File No: 509347 File Code: 71 Date Recvd: 02-NOV-06 Status 1: R
Examiner: City: APPLETON State: WI
REPORT ITEMS 1
Registration Filings Made by Wisconsin Companies with DFI's Securities
Division between 30-OCT-06 and 10-NOV-06
1ST AMERICAN INVESTMENT FUNDS INC BALANCED FUND CLASS R
File No: 509306 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC EQUITY INCOME FUND CLASS R
File No: 509307 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC EQUITY INDEX FUND CLASS R
File No: 509304 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC INTERNATIONAL FUND CLASS R
File No: 509308 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC SMALL CAP INDEX FUND CLASS R
File No: 509305 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE
OLSTEIN FUNDS SLSTEIN STRATEGIC OPPORTUNITIES FUND CLASS A
File No: 509303 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE
OLSTEIN FUNDS SLSTEIN STRATEGIC OPPORTUNITIES FUND CLASS C
File No: 509302 File Code: 3 Date Recvd: 01-NOV-06 Status 1: Z
Examiner: City: MILWAUKEE
REPORT ITEMS 7
Takeover Filings made with DFI's Securities Division between 30-OCT-06
and 10-NOV-06
REPORT ITEMS 0
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