Securities Filings for December 04, 2006 through December 15, 2006

Exemption Filings Made with DFI's Securities Division between 04-DEC-06 and 15-DEC-06

300 7TH ST NY MEMBER LLC
File No: 511471 File Code: 7 Date Recvd: 15-DEC-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CPI CAPITAL PARTNERS NORTH AMERICA DE LP
File No: 511472 File Code: 7 Date Recvd: 15-DEC-06 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

NNN ADVANCED ORTHOPAEDIC LLC
File No: 511475 File Code: 7 Date Recvd: 15-DEC-06 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA


TECTA HOLDINGS INC
File No: 511473 File Code: 7 Date Recvd: 15-DEC-06 Status 1: F
Examiner: City: SKOKIE State: IL Country: USA


WESTERN NY ENERGY LLC
File No: 511474 File Code: 7 Date Recvd: 15-DEC-06 Status 1: F
Examiner: City: MOUNT MORRIS State: NY Country: USA


CBREI USA FRANCISCAN DST
File No: 511401 File Code: 7 Date Recvd: 14-DEC-06 Status 1: F
Examiner: City: NAPA State: CA Country: USA


HRJ CAPITAL VC 5 FOREIGN LP
File No: 511397 File Code: 7 Date Recvd: 13-DEC-06 Status 1: F
Examiner: City: WOODSIDE State: CA Country: USA


HRJ CAPITAL VC 5 LP
File No: 511396 File Code: 7 Date Recvd: 13-DEC-06 Status 1: F
Examiner: City: WOODSIDE State: CA Country: USA


JMJ ORGANIC FAMILY FARM
File No: 511395 File Code: 6 Date Recvd: 13-DEC-06 Status 1: P
Examiner: City: RANDOLPH State: WI Country: USA


ADVANCED EQUITIES INVESTMENT 25 LLC
File No: 511373 File Code: 7 Date Recvd: 12-DEC-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ADVANCED EQUITIES INVESTMENT 31 LLC
File No: 511372 File Code: 7 Date Recvd: 12-DEC-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


BRIDGE APPLETON INVESTORS LLC
File No: 511371 File Code: 7 Date Recvd: 12-DEC-06 Status 1: F
Examiner: City: HIGHLAND PARK State: IL Country: USA


ATEL GROWTH CAPITAL FUND 3 LLC
File No: 511363 File Code: 7 Date Recvd: 11-DEC-06 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


DC HOUSING FINANCE AGENCY WESLEY HOUSE APARTMENTS PROJECT
File No: 511362 File Code: 17 Date Recvd: 11-DEC-06 Status 1: F
Examiner: RES City: WASHINGTON State: DC Country: USA


KALACO SCIENTIFIC INC
File No: 511360 File Code: 7 Date Recvd: 11-DEC-06 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


STAUBACH REALTY PARTNERS 1 LP
File No: 511361 File Code: 7 Date Recvd: 11-DEC-06 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


VISKASE CO INC
File No: 511359 File Code: 8 Date Recvd: 11-DEC-06 Status 1: P
Examiner: City: WILLOWBROOK State: IL Country: USA


EQUITY ESTATES FUND 1 LLC
File No: 511266 File Code: 7 Date Recvd: 08-DEC-06 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


INTERACTIVE BROKERS GROUP LLC
File No: 511265 File Code: 7 Date Recvd: 08-DEC-06 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


KNOX COUNTY HEALTH EDUCATIONA & HOUSING FACILITY BOARD OF
File No: 511267 File Code: 17 Date Recvd: 08-DEC-06 Status 1: F
Examiner: RES City: State: Country: USA


BALLISTIC RECOVERY SYSTEMS INC
File No: 511237 File Code: 7 Date Recvd: 07-DEC-06 Status 1: F
Examiner: City: SOUTH ST PAUL State: MN Country: USA


CAPITALINE RENEWABLE ENERGY 4 LP
File No: 511239 File Code: 7 Date Recvd: 07-DEC-06 Status 1: F
Examiner: City: BROOKINGS State: SD Country: USA


CARROLL KY COUNTY OF KY UTILITIES CO PROJECT
File No: 511236 File Code: 7 Date Recvd: 07-DEC-06 Status 1: F
Examiner: RES City: State: KY Country: USA


KPP INVESTORS 3 LP
File No: 511238 File Code: 7 Date Recvd: 07-DEC-06 Status 1: F
Examiner: City: CLEVELAND State: OH Country: USA


CROSSPOINTE CHURCH AT CARY
File No: 511232 File Code: 10 Date Recvd: 06-DEC-06 Status 1: P
Examiner: City: CARY State: NC Country: USA


FOUNTAINGATE FELLOWSHIP
File No: 511233 File Code: 10 Date Recvd: 06-DEC-06 Status 1: P
Examiner: City: ABILENE State: TX Country: USA


MD HEALTH & HIGHER EDUATIONAL FACILITIES AUTHORITY CARROLL
HOSPITAL CENTER
File No: 511268 File Code: 17 Date Recvd: 06-DEC-06 Status 1: F
Examiner: RES City: State: MD Country: USA


SPEEDINFO INC
File No: 511231 File Code: 7 Date Recvd: 06-DEC-06 Status 1: F
Examiner: City: CUPERTINO State: CA Country: USA


AEI EASTERN INVESTMENT 2 LLC
File No: 511116 File Code: 7 Date Recvd: 05-DEC-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


AEI EASTERN INVESTMENT 2 LLC
File No: 511117 File Code: 7 Date Recvd: 05-DEC-06 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


BLUESTEM GROWTH & INCOME FUND 3 LLC
File No: 511115 File Code: 7 Date Recvd: 05-DEC-06 Status 1: F
Examiner: City: SIOUX FALLS State: SD Country: USA


FIC INVESTMENTS US CORP
File No: 511075 File Code: 7 Date Recvd: 04-DEC-06 Status 1: F
Examiner: City: SEATTLE State: WA Country: USA


PERFECT BLEND LLC
File No: 511074 File Code: 7 Date Recvd: 04-DEC-06 Status 1: F
Examiner: City: BELLEVUE State: WA Country: USA


ST PAUL MN MINNEAPOLIS MN CITY OF HOUSING & REDEVELOPMENT
AUTHORITY OF TORRE DE SAN MIQUEL HOMES WESTMINSTER PLACE VIS
File No: 511079 File Code: 17 Date Recvd: 04-DEC-06 Status 1: F
Examiner: RES City: State: MN Country: USA


WELSH CNL PROPERTIES 1 LLC
File No: 511076 File Code: 7 Date Recvd: 04-DEC-06 Status 1: F
Examiner: City: ORLANDO State: FL Country: USA

REPORT ITEMS 35

Franchise Filings Made with DFI's Securities Division between 04-DEC-06 and 15-DEC-06

PEDROS MIXICAN RESTAURANTE INC
File No: 511129 File Code: 71 Date Recvd: 14-DEC-06 Status 1: R
Examiner: City: MADISON State: WI Country: USA


HESTER FRANCHISING LLC
File No: 511482 File Code: 71 Date Recvd: 13-DEC-06 Status 1: R
Examiner: City: SKOKIE State: IL Country: USA


PAINTED PENGUIN FRANCHISING LLC
File No: 511434 File Code: 71 Date Recvd: 13-DEC-06 Status 1: R
Examiner: City: ROUND LAKE State: IL Country: USA


PROTECT PAINTERS DEVELOPMENT LLC
File No: 511481 File Code: 71 Date Recvd: 13-DEC-06 Status 1: R
Examiner: City: NEWTON CENTER State: MA Country: USA


BLUE COAST FINANCIAL GROUP INC
File No: 511435 File Code: 71 Date Recvd: 11-DEC-06 Status 1: R
Examiner: City: MESA State: AZ Country: USA


EL FAMOUS BURITO FRANCHISE SYSTEMS INC
File No: 511432 File Code: 71 Date Recvd: 11-DEC-06 Status 1: R
Examiner: City: SUMMIT State: IL Country: USA


HART HEALTH FRANCHISING INC
File No: 511433 File Code: 71 Date Recvd: 11-DEC-06 Status 1: R
Examiner: City: SEATTLE State: WA Country: USA


OWEN CORNING SUNROOMS FRANCHISING LLC
File No: 511370 File Code: 71 Date Recvd: 08-DEC-06 Status 1: R
Examiner: City: TOLEDO State: OH Country: USA


MISS UNIVERSE LP LLLP
File No: 511278 File Code: 71 Date Recvd: 06-DEC-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


MISS UNIVERSE LP LLLP
File No: 511279 File Code: 71 Date Recvd: 06-DEC-06 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


PARTY CITY CORP
File No: 511280 File Code: 71 Date Recvd: 06-DEC-06 Status 1: R
Examiner: City: ROCKAWAY State: NJ Country: USA


PLANET SMOOTHIE FRANCHISES LLC
File No: 511128 File Code: 71 Date Recvd: 04-DEC-06 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA

REPORT ITEMS 12

Registration Filings Made with DFI's Securities Division between 04-DEC-06 and 15-DEC-06

MORGAN STANLEY TECHNOLOGY INDEX PORTFOLIO 2007 1
File No: 511399 File Code: 5 Date Recvd: 14-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


STEWART CAPITAL MUTUAL FUNDS STEWART CAPITAL MID CAP FUND
CLASS A
File No: 511400 File Code: 3 Date Recvd: 14-DEC-06 Status 1: Z
Examiner: City: INDIANA State: PA Country: USA


TACTICAL INCOME CLOSED END PORTFOLIO SERIES 2
File No: 511398 File Code: 5 Date Recvd: 14-DEC-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


UNITED SERIES TR SOUND MIND INVESTING MANAGED VOLATILITY
FUND
File No: 511441 File Code: 3 Date Recvd: 14-DEC-06 Status 1: Z
Examiner: City: INDANAPOLIS State: MN Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 351 STRATEGIC
ALLOCATION TR SERIES 10
File No: 511390 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 354 DELTA
GLOBAL CANADIAN ENERGY TR SERIES 6
File No: 511391 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EQUITY FOCUS TR START 2007 SERIES
File No: 511394 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 PORTFOLIO 2007 SERIES D
File No: 511393 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC S&P INDUSTRIAL PORTFOLIO 2007
SERIES D
File No: 511392 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1292 ETF EQUITY ALLOCATION PORTFOLIO 1ST QUARTER 2007
SERIES
File No: 511388 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1293 ETF GROWTH & INCOME PORTFOLIO 1ST QUARTER 2007
SERIES
File No: 511387 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1306 S&P 500 PROTECTED PORTFOLIO DECEMBER 2006 SERIES
File No: 511389 File Code: 5 Date Recvd: 13-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ALLIANZ RCM GLOBAL ECOTRENDS FUND COMMONS SHARES
File No: 511381 File Code: 1 Date Recvd: 12-DEC-06 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA


HIGHLAND FUNDS 1 HIGHLAND EQUITY OPPORTUNITIES FUND CLASS A
File No: 511378 File Code: 3 Date Recvd: 12-DEC-06 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


HIGHLAND FUNDS 1 HIGHLAND EQUITY OPPORTUNITIES FUND CLASS C
File No: 511379 File Code: 3 Date Recvd: 12-DEC-06 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


HIGHLAND FUNDS 1 HIGHLAND EQUITY OPPORTUNITIES FUND CLASS Z
File No: 511380 File Code: 3 Date Recvd: 12-DEC-06 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


WESTERN ASSET FUNDS INC WESTERN ASSET ABSOLUTE RETURN
PORTFOLIO FINANCIAL INTERMEIDIARY CLASS
File No: 511382 File Code: 3 Date Recvd: 12-DEC-06 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 350 CLOSED END
COVERED CALLL & INCOME PORTFOLIO 2 YEAR SERIES 8
File No: 511356 File Code: 5 Date Recvd: 11-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1311 PREFERRED TAX ADVANTAGED DIVIDEND PORTFOLIO SERIES 4
File No: 511355 File Code: 5 Date Recvd: 11-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HIGH 50 DIVIDEND STRATEGY PORTFOLIO SERIES 15
File No: 511357 File Code: 5 Date Recvd: 11-DEC-06 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


S&P JAPAN ENHANCED INDEX STRATEGY PORTFOLIO 2007 1
File No: 511353 File Code: 5 Date Recvd: 11-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 10
File No: 511354 File Code: 5 Date Recvd: 11-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


WILLIAMSBURG INVESTMENT TR JAMESTOWN SELECT FUND
File No: 511358 File Code: 3 Date Recvd: 11-DEC-06 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


ARDOR GLOBAL ALTERNATIVE ENERGY PORTFOLIO 2007 1
File No: 511258 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


BRIC OPPORTUNITY PORTFOLIO 2007 1
File No: 511259 File Code: 5 Date Recvd: 08-DEC-06 Status 1: R
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 352 CLOSED END
PREFRRED & INCOME PORTFOLIO SERIES 6
File No: 511260 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DOW JONES TOTOAL MARKET PORTFOLIO ENHANCED INDEX STRATEGY
2006 4
File No: 511257 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY BASIC MATERIALS PORTFOLIO 2006 4
File No: 511251 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY CONSUMER GOODS PORTFOLIO 2006 4
File No: 511252 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY CONSUMER SERVICES PORTFOLIO 2006 4
File No: 511253 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY ENERGY PORTFOLIO 2006 4
File No: 511250 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY FINANCIALS PORTFOLIO 2006 4
File No: 511248 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY HEALTH CARE PORTFOLIO 2006 4
File No: 511247 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY INDUSTRIALS PORTFOLIO 2006 4
File No: 511249 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY SECTOR ROTATION PORTFOLIO 2006 4
File No: 511254 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY TECHNOLOGY PORTFOLIO 2006 4
File No: 511246 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY TELECOMMUNICATIONS PORTFOLIO 2006 4
File No: 511255 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY UTILITIES PORTFOLIO 2006 4
File No: 511256 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FEDERATED EQUITY FUNDS FEDERATED MID CAP GROWTH STRATEGIES
FUND CLASS K
File No: 511466 File Code: 3 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FEDERATED INCOME SECURITIES TR FEDERATED STOCK & CA MUNI
FUND CLASS A
File No: 511468 File Code: 3 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FEDERATED INCOME SECURITIES TR FEDERATED STOCK & CA MUNI
FUND CLASS C
File No: 511467 File Code: 3 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FEDERATED MDT SERIES FEDERATED MDT ALL CAP CORE FUND CLASS K
File No: 511469 File Code: 3 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FEDERATED MDT SERIES FEDERATED MDT BALANCED FUND CLASS K
File No: 511470 File Code: 3 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FT 1313 BALANCED INCOME SELECT PORTFOLIO SERIES
File No: 511261 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1314 RETAIL PORTFOLIO SERIES 10
File No: 511262 File Code: 5 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ORANGE REIT INC
File No: 511245 File Code: 1 Date Recvd: 08-DEC-06 Status 1: P
Examiner: City: LIVINGSTON State: NJ Country: USA


RESERVE FUND RESERVE LIQUID PERFORMANCE MONEY MARKET FUND
CLASS TT
File No: 511385 File Code: 3 Date Recvd: 08-DEC-06 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


HATTERAS MULTI STRATEGY INSITUTIONAL FUND LP
File No: 511263 File Code: 1 Date Recvd: 07-DEC-06 Status 1: P
Examiner: City: RALEIGH State: NC Country: USA


HATTERAS MULTI STRATEGY TEI INSITUTIONAL FUND LP
File No: 511264 File Code: 1 Date Recvd: 07-DEC-06 Status 1: P
Examiner: City: RALEIGH State: NC Country: USA


PROVIDENCE SELECT FUND LP
File No: 511235 File Code: 1 Date Recvd: 07-DEC-06 Status 1: P
Examiner: City: FREMONT State: IN Country: USA


FT 1307 BRIC SELECT PORTFOLIO SERIES 3
File No: 511218 File Code: 5 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
INSTITUTIONAL CLASS
File No: 511226 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
INSTITUTIONAL CLASS
File No: 511225 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND INSTITUTIONAL
CLASS
File No: 511230 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP GROWTH FUND
INSTITUTIONAL CLASS
File No: 511229 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
INSTITUTIONAL CLASS
File No: 511227 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND
INSTITUTIONAL CLASS
File No: 511228 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
INSTITUTIONAL CLASS
File No: 511224 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
INSTITUTIONAL CLASS
File No: 511223 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
INSTITUTIONAL CLASS
File No: 511222 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
INSTITUTIONAL CLASS
File No: 511221 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
INSTITUTIONAL CLASS
File No: 511220 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND INSTITUTIONAL CLASS
File No: 511219 File Code: 3 Date Recvd: 06-DEC-06 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


US GOLD CORP US GOLD CANADIAN ACQUSITION CORP
File No: 511217 File Code: 1 Date Recvd: 06-DEC-06 Status 1: P
Examiner: City: LAKEWOOD State: CO Country: USA


FRANKLIN TEMPLETON MONEY FUND TR FTMF CLASS A
File No: 511114 File Code: 3 Date Recvd: 05-DEC-06 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


FT 1290 GLOBAL DIVIDEND PORTFOLIO SERIES 6
File No: 511073 File Code: 5 Date Recvd: 04-DEC-06 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UNIFIED SERIES TR LEEB FOCUS FUND INSTITUTIONAL CLASS
File No: 511069 File Code: 3 Date Recvd: 04-DEC-06 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


UNIFIED SERIES TR LEEB FOCUS FUND RETAIL CLASS
File No: 511070 File Code: 3 Date Recvd: 04-DEC-06 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


UNIFIED SERIES TR SYMONS ALPHA GROWTH INSTITUTIONAL CLASS
File No: 511071 File Code: 3 Date Recvd: 04-DEC-06 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA


UNIFIED SERIES TR SYMONS ALPHA VALUE INSTITUTIONAL CLASS
File No: 511072 File Code: 3 Date Recvd: 04-DEC-06 Status 1: Z
Examiner: City: INDIANAPOLIS State: IN Country: USA

REPORT ITEMS 70



Last Updated: June 27, 2015