Securities Filings for January 01, 2007 through January 12, 2007

Exemption Filings Made with DFI's Securities Division between 01-JAN-07 and 12-JAN-07

ADAGE CAPITAL PARTNERS LP
File No: 512384 File Code: 7 Date Recvd: 12-JAN-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


ANDOVER MEDICAL INC
File No: 512380 File Code: 7 Date Recvd: 12-JAN-07 Status 1: F
Examiner: City: NORTH ANDOVER State: MA Country: USA

INSET TECHNOLOGIES INC
File No: 512383 File Code: 7 Date Recvd: 12-JAN-07 Status 1: F
Examiner: City: MT OLIVE State: NJ Country: USA


NHB HOLDINGS INC
File No: 512381 File Code: 7 Date Recvd: 12-JAN-07 Status 1: F
Examiner: City: JACKSONVILLE State: FL Country: USA


SPECTRATEE UK LTD
File No: 512382 File Code: 7 Date Recvd: 12-JAN-07 Status 1: F
Examiner: City: LONDON EC2M 1NH State: Country: ENGLAND


YOUNG OIL PROSPECT NO 50
File No: 512379 File Code: 7 Date Recvd: 12-JAN-07 Status 1: F
Examiner: City: KNOB LICK State: KY Country: USA


ARGENTA PRIVAT CAPITAL LTD
File No: 512368 File Code: 7 Date Recvd: 11-JAN-07 Status 1: F
Examiner: City: LONDON EC3M 5DJ State: Country: UK


FJORDLAND EXPLORATION INC
File No: 512367 File Code: 7 Date Recvd: 11-JAN-07 Status 1: F
Examiner: City: VANCOUVER BC V6C 3A8 State: Country: CANADA


OTOLOGICS LLC
File No: 512366 File Code: 7 Date Recvd: 11-JAN-07 Status 1: F
Examiner: City: BOULDER State: CO Country: USA


STICKYSHEETS UNLIMITED LLC
File No: 512365 File Code: 7 Date Recvd: 11-JAN-07 Status 1: F
Examiner: City: CASTLE ROCK State: CO Country: USA


JONES MEDIA GROUP LTD
File No: 512353 File Code: 7 Date Recvd: 10-JAN-07 Status 1: F
Examiner: City: CENTENNIAL State: CO Country: USA


RELIANCE BANCSHARES INC
File No: 512351 File Code: 7 Date Recvd: 10-JAN-07 Status 1: F
Examiner: City: FRONTENAC State: MO Country: USA


TACTICAL EQUITY PARTNERS LTD
File No: 512354 File Code: 7 Date Recvd: 10-JAN-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


TX KEYSTONE 2006 NATURAL GAS LP 3
File No: 512352 File Code: 7 Date Recvd: 10-JAN-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


C R FRONTIER PARTNERS LP
File No: 512333 File Code: 7 Date Recvd: 09-JAN-07 Status 1: F
Examiner: City: WASHINGTON State: DC Country: USA


MEDICAL CONNECTIONS HOLDINGS INC
File No: 512334 File Code: 7 Date Recvd: 09-JAN-07 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


3RD WAVE TECHNOLOGIES INC
File No: 512311 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: MADISON State: WI Country: USA


ADVANCED EQUITIES INVESTMENTS 17 LLC
File No: 512315 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ADVANCED EQUITIES INVESTMENTS 20 LLC
File No: 512314 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ADVANCED EQUITIES METRICSYSTEM INVESTMENTS 1 LLC
File No: 512316 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


BLACKROCK PRIVATE EQUITY SELECT FUND 2 LP
File No: 512313 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: PLAINSBORO State: NJ Country: USA


FL CAPITAL REAL ESTAT PARTNERS 27 LTD
File No: 512312 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: HEATHROW State: FL Country: USA


INTERACTIVE BROKERS GROUP LLC
File No: 512310 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


IRONWOOD MESSANINE FUND 2 LP
File No: 512309 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: AVON CT State: Country: 06001


NORTH AMERICAN ROYALTY CORP
File No: 512335 File Code: 7 Date Recvd: 08-JAN-07 Status 1: F
Examiner: City: FARMERS BRANCH State: TX Country: USA


CAPMARK STRUCTURED REAL ESTATE PARTNERS LP
File No: 512224 File Code: 7 Date Recvd: 05-JAN-07 Status 1: F
Examiner: City: HORSHAM State: PA Country: USA


KAENON INC
File No: 512227 File Code: 7 Date Recvd: 05-JAN-07 Status 1: F
Examiner: City: NEWPORT BEACH State: CA Country: USA


MARTELL SYSTEMS INC
File No: 512223 File Code: 7 Date Recvd: 05-JAN-07 Status 1: F
Examiner: City: RIVER FALLS State: WI Country: USA


MINFO INC
File No: 512226 File Code: 7 Date Recvd: 05-JAN-07 Status 1: F
Examiner: City: BELLEVUE State: WA Country: USA


SNOWY RANGE PARTNERS 2 LP
File No: 512225 File Code: 7 Date Recvd: 05-JAN-07 Status 1: F
Examiner: City: CHEYENNE State: WY Country: USA


CVC EUROPEAN EQUITY PORTNERS TANDEM FUND A LP
File No: 512159 File Code: 7 Date Recvd: 04-JAN-07 Status 1: F
Examiner: City: ST HELIER JERSEY JE4 89X State: Country: CHANNEL IS


DBSI NORTH PARK 2 LLC
File No: 512155 File Code: 7 Date Recvd: 04-JAN-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


MPF BADGER ACQUISITION CO LLC
File No: 512160 File Code: 7 Date Recvd: 04-JAN-07 Status 1: F
Examiner: City: MORAGA State: CA Country: USA


SAW MILL CAPITAL PARTNERS LP
File No: 512158 File Code: 7 Date Recvd: 04-JAN-07 Status 1: F
Examiner: City: BRIARCLIFF MANOR State: NY Country: USA


SILVER DRAGON RESOURCES INC
File No: 512156 File Code: 7 Date Recvd: 04-JAN-07 Status 1: F
Examiner: City: TORONTO ON M2R 3W7 State: Country: CANADA


USA TECHNOLOGIES INC
File No: 512157 File Code: 7 Date Recvd: 04-JAN-07 Status 1: F
Examiner: City: MALVERN State: PA Country: USA


WEST CHENEYVILLE PROSPECT FOREMAN 21 1 LP
File No: 512154 File Code: 7 Date Recvd: 04-JAN-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


O&G LEASING LLC
File No: 512142 File Code: 7 Date Recvd: 03-JAN-07 Status 1: F
Examiner: City: JACKSON State: MS Country: USA


SKINNY NUTRITIONAL CORP
File No: 512141 File Code: 7 Date Recvd: 03-JAN-07 Status 1: F
Examiner: City: BALA CYNWYD State: PA Country: USA


BLACK DIAMOND ENERGY PARTNERS 2006 B LTD
File No: 512082 File Code: 7 Date Recvd: 02-JAN-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


CYCLICS CORP
File No: 512081 File Code: 7 Date Recvd: 02-JAN-07 Status 1: F
Examiner: City: SCHENECTADY State: NY Country: USA

REPORT ITEMS 41

Franchise Filings Made with DFI's Securities Division between 01-JAN-07 and 12-JAN-07

QUIZNOS FRANCHISING 2 LLC
File No: 512391 File Code: 71 Date Recvd: 10-JAN-07 Status 1: R
Examiner: City: DENVER State: CO Country: USA


PIZZERIA UNO CORP
File No: 512342 File Code: 71 Date Recvd: 09-JAN-07 Status 1: R
Examiner: City: WEST ROXBURY State: MA Country: USA


UP THE CREEK RESTAURANTS OF AMERICA INC
File No: 512344 File Code: 71 Date Recvd: 08-JAN-07 Status 1: R
Examiner: City: DULUTH State: GA Country: USA


SNIP ITS FRANCHISE CO LLC
File No: 512324 File Code: 71 Date Recvd: 05-JAN-07 Status 1: R
Examiner: City: NATICK State: MA Country: USA


IRON AGE DEVELOPMENT CORP
File No: 512212 File Code: 71 Date Recvd: 04-JAN-07 Status 1: R
Examiner: City: LAQUINTA State: CA Country: USA


FRESHWAY FFOD SYSTEMS INC
File No: 512175 File Code: 71 Date Recvd: 02-JAN-07 Status 1: R
Examiner: City: SOUIX FALLS State: SD Country: USA


USA INSULATION FRANCHISE CORP
File No: 512176 File Code: 71 Date Recvd: 02-JAN-07 Status 1: R
Examiner: City: EASTLAKE State: OH Country: USA


WEBB GEORGE CORP
File No: 512343 File Code: 71 Date Recvd: 02-JAN-07 Status 1: R
Examiner: City: WAUKESHA State: WI Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 01-JAN-07 and 12-JAN-07

FT 1315 TARANTULA PORTFOLIO SERIES 7
File No: 512378 File Code: 5 Date Recvd: 12-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1331 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 7
File No: 512377 File Code: 5 Date Recvd: 12-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE INSTITUTIONAL SENIOR FLOATING RATE FUND
File No: 512364 File Code: 2 Date Recvd: 11-JAN-07 Status 1: P
Examiner: City: BOSTON State: MA Country: USA


CANADIAN ENERGY & INCOME PORTOFLIO SERIES 2
File No: 512350 File Code: 5 Date Recvd: 10-JAN-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


DE POOLED TR GLOBAL REAL ESTATE SECURITIES PORTFOLIO
ORIGINAL CLASS
File No: 512347 File Code: 3 Date Recvd: 10-JAN-07 Status 1: Z
Examiner: City: PHILADELPHIA State: PA Country: USA


DE POOLED TR GLOBAL REAL ESTATE SECURITIES PORTFOLIO F CLASS
File No: 512346 File Code: 3 Date Recvd: 10-JAN-07 Status 1: Z
Examiner: City: PHILADELPHIA State: PA Country: USA


FT 1301 SELECT DSIP PORTFOLIO 1ST QUARTER 2007 SERIES
File No: 512349 File Code: 5 Date Recvd: 10-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MERRILL LYNCH STOCK FOR 2007 PORTFOLIO
File No: 512348 File Code: 5 Date Recvd: 10-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINE PORTFOLIOS SERIES 356 ZACKS
SELECT LARGE CAP GROWTH PORTFOLIO SERIES 2
File No: 512305 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINE PORTFOLIOS SERIES 357 MULTIPLE
ASSET PORTFOLIO PLUS 15 MONTH SERIES 13
File No: 512304 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINE PORTFOLIOS SERIES 357 MULTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 14
File No: 512303 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MADTER EQUITY & INCOME
PORTFOLIO SERIES 4
File No: 512297 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER INCOME PORTFOLIO
SERIES 10
File No: 512295 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MUNICIPAL INCOME
PORTFOLIO NATIONAL SERIES 7
File No: 512294 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY SENIOR LOAN & LTD DURATION PORTFOLIO
SERIES 11
File No: 512296 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CORNERSTONE INSTITUTIONAL GROWTH REIT INC
File No: 512289 File Code: 1 Date Recvd: 08-JAN-07 Status 1: P
Examiner: City: IRVINE State: CA Country: USA


DIREXION FUNDS PSI CORE STRENGTH FUND INVESTOR CLASS
File No: 512308 File Code: 3 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


DIREXION FUNDS PSI MACRO TRENDS FUND INVESTOR CLASS
File No: 512306 File Code: 3 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


DIREXION FUNDS PSI TOTAL RETURN FUND INVESTOR CLASS
File No: 512307 File Code: 3 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


FT 1298 MUNICIPAL ADVANTAGE CLOSED END PORTFOLIO SERIES 12
File No: 512299 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1305 PHARMACEUTICAL SELECT PORTFOLIO SERIES 20
File No: 512302 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1327 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES
4
File No: 512300 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1328 MUNICIPAL SELECT CLOSED END PORTFOLIO SERIES 6
File No: 512301 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1329 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 13
File No: 512298 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


TX EX SECURITIES TR NATIONAL TR 440
File No: 512290 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITIES TR NATIONAL TR 441
File No: 512291 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITIES TR NATIONAL TR 442
File No: 512292 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


TX EX SECURITIES TR NATIONAL TR 443
File No: 512293 File Code: 5 Date Recvd: 08-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2010 PORTFOLIO
CLASS B
File No: 512258 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2010 PORTFOLIO
CLASS C
File No: 512257 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2015 PORTFOLIO
CLASS A
File No: 512262 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2015 PORTFOLIO
CLASS B
File No: 512261 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2015 PORTFOLIO
CLASS C
File No: 512260 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2020 PORTFOLIO
CLASS A
File No: 512263 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2020 PORTFOLIO
CLASS B
File No: 512264 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2020 PORTFOLIO
CLASS C
File No: 512265 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2025 PORTFOLIO
CLASS A
File No: 512268 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2025 PORTFOLIO
CLASS B
File No: 512267 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2025 PORTFOLIO
CLASS C
File No: 512266 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2030 PORTFOLIO
CLASS A
File No: 512271 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2030 PORTFOLIO
CLASS B
File No: 512269 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2030 PORTFOLIO
CLASS C
File No: 512270 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2035 PORTFOLIO
CLASS A
File No: 512273 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2035 PORTFOLIO
CLASS B
File No: 512274 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2035 PORTFOLIO
CLASS C
File No: 512272 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2040 PORTFOLIO
CLASS A
File No: 512275 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2040 PORTFOLIO
CLASS B
File No: 512277 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2040 PORTFOLIO
CLASS C
File No: 512276 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2045 PORTFOLIO
CLASS A
File No: 512280 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2045 PORTFOLIO
CLASS B
File No: 512279 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE 2045 PORTFOLIO
CLASS C
File No: 512278 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE RETIREMENT
PORTFOLIO CLASS A
File No: 512281 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE RETIREMENT
PORTFOLIO CLASS B
File No: 512282 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN LIFECYCLE RETIREMENT
PORTFOLIO CLASS C
File No: 512283 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 INTERNATIONAL ALLOCATION PORTFOLIO
CLASS A
File No: 512284 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 INTERNATIONAL ALLOCATION PORTFOLIO
CLASS B
File No: 512286 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 INTERNATIONAL ALLOCATION PORTFOLIO
CLASS C
File No: 512285 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 INTERNATIONAL ALLOCATION PORTFOLIO
CLASS I
File No: 512287 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HIGHWATER ETHANOL LLC
File No: 512220 File Code: 1 Date Recvd: 05-JAN-07 Status 1: P
Examiner: City: LUBERTON State: MN Country: USA


MASSMUTUAL SELECT FUND MASSMUTUAL SELECT DIVERSIFIED
INTERNATIONAL FUND CLASS A
File No: 512222 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: SPRINGFIELD State: MA Country: USA


OBERWEIS FUNDS OBERWEIS INTERNATIONAL OPPORTUNITIES FUND
File No: 512221 File Code: 3 Date Recvd: 05-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


BIRINYI EQUITY SELECT TR SERIES 14
File No: 512151 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 355 MULTIPLE
ASSET PORTFOLIO SERIES 10
File No: 512153 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CRM MUTUAL FUND TR CRM ALL CAP VALUE FUND INSTITUTIONAL
SHARES
File No: 512208 File Code: 3 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


CRM MUTUAL FUND TR CRM ALL CAP VALUE FUND INVESTOR SHARES
File No: 512209 File Code: 3 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


CRM MUTUAL FUND TR CRM MID LARGE CAP VALUE FUND ADVISOR
File No: 512207 File Code: 3 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


CRM MUTUAL FUND TR CRM SMALL MID CAP VALUE FUND ADVISOR
SHARES
File No: 512206 File Code: 3 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


ENHANCED INDEX STRATEGIES PORTFOLIO 2007 1
File No: 512148 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FOCUS VALUE PORTFOLIO SERIES 22
File No: 512150 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 519
File No: 512145 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LARGE CAP STRATEGY PORTFOLIO 2007 1
File No: 512152 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LARGE CAP VALUE STRATEGY PORTFOLIO 2007 1
File No: 512149 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


S&P DIVIDEND GROTH OPPORTUNITIES TR SERIES 7
File No: 512146 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT GROWTH TR JANUARY 2007 SERIES
File No: 512147 File Code: 5 Date Recvd: 04-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 314 XTF SELECT
ETF ALLOCATION PORTFOLIO SERIES 1
File No: 512139 File Code: 5 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE INVESTMENT TR EATON VANCE EQUITY ASSET
ALLOCATION FUND CLASS A
File No: 512179 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE INVESTMENT TR EATON VANCE EQUITY ASSET
ALLOCATION FUND CLASS C
File No: 512180 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE INVESTMENT TR EATON VANCE EQUITY ASSET
ALLOCATION FUND CLASS I
File No: 512181 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE CAPITAL &
INCOME STRATEGIES FUND CLASS A
File No: 512182 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE CAPITAL &
INCOME STRATEGIES FUND CLASS C
File No: 512183 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE CAPITAL &
INCOME STRATEGIES FUND CLASS I
File No: 512184 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FT 1125 GEORGETOWN GROWTH & INCOME PORTFOLIO
File No: 512137 File Code: 5 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


WELLS FAMILY OF REAL ESTATE FUNDS WELLS DOW JONES WILSHIRE
GLOBAL RESE INDEX FUND CLASS A
File No: 512140 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


WELLS FAMILY OF REAL ESTATE FUNDS WELLS DOW JONES WILSHIRE
GLOBAL RESI INDEX FUND CLASS C
File No: 512138 File Code: 3 Date Recvd: 03-JAN-07 Status 1: Z
Examiner: City: CNCINNATI State: OH Country: USA


ALLIANZ FUNDS ALLIANZ OCC OPPORTUNITY FUND CLASS D
File No: 512136 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: STAMFORD State: CT Country: USA


BNY HAMILTON FUNDS INC BNY HAMILTON GLOBAL REAL ESTATE
SECURITIES FUND CLASS A
File No: 512360 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


BNY HAMILTON FUNDS INC BNY HAMILTON GLOBAL REAL ESTATE
SECURITIES FUND INSTITUTIONAL SHARES
File No: 512361 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


CAPSTONE ASSET PLANNING CO CAPSTONE CHURCH BOND FUND
File No: 512069 File Code: 2 Date Recvd: 02-JAN-07 Status 1: P
Examiner: City: HOUSTON State: TX Country: USA


DFA INVESTMENT DIMENSIONS GROUP INC DFA INTERNATIONAL REAL
ESTATE SECURITIES PORTFOLIO
File No: 512135 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: SANTA MONICA State: CA Country: USA


FT 1304 LEADING BRANDS PORTFOLIO SERIES 17
File No: 512066 File Code: 5 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1304 MARKET LEADERS PORTFOLIO SERIES 12
File No: 512067 File Code: 5 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1304 SOFTWARE SELECT SERIES 6
File No: 512068 File Code: 5 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GARTMORE MUTUAL FUNDS GARTMORE SMALL CAP CORE FUND CLASS A
File No: 512362 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


GARTMORE MUTUAL FUNDS GARTMORE SMALL CAP VALUE FUND CLASS A
File No: 512363 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


KENSINGTON INVESTMENT GROUP INC KENSINGTON GLOBAL REAL
ESTATE FUND CLASS A
File No: 512079 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


KENSINGTON INVESTMENT GROUP INC KENSINGTON GLOBAL REAL
ESTATE FUND CLASS B
File No: 512077 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


KENSINGTON INVESTMENT GROUP INC KENSINGTON GLOBAL REAL
ESTATE FUND CLASS C
File No: 512078 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


KENSINGTON INVESTMENT GROUP INC KENSINGTON GLOBAL REAL
ESTATE FUND CLASS Y
File No: 512080 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


MANNING & NAPIER FUND INC EQUITY SERIES
File No: 512359 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


MONETTA TR MONETTA YOUNG INVESTOR FUND
File No: 512070 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


SCHWAB FAMILY OF FUNDS SCHWAB AMT TAX FREE MONEY FUND VALUE
ADVANTAGE SHARES
File No: 512065 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SELIGMAN LASALLE REAL ESTATE FUND SERIES INC SELEIGMAN
LASALLE GLOBAL REF CLASS A
File No: 512131 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SELIGMAN LASALLE REAL ESTATE FUND SERIES INC SELEIGMAN
LASALLE GLOBAL REF CLASS C
File No: 512133 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SELIGMAN LASALLE REAL ESTATE FUND SERIES INC SELEIGMAN
LASALLE GLOBAL REF CLASS D
File No: 512132 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SELIGMAN LASALLE REAL ESTATE FUND SERIES INC SELEIGMAN
LASALLE GLOBAL REF CLASS R
File No: 512134 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


VANGUARD CHESTER FUNDS VANGUARD PRIMECAP FUND SIGNAL SHARES
File No: 512072 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD FENWAY FUNDS VANGUARD EQUITY INCOME FUND SIGNAL
SHARES
File No: 512071 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD HORIZON FUNDS VANGUARD CAPITAL OPPORTUNITY FUND
SIGNAL SHARES
File No: 512074 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD MORGAN GROWTH FUND SIGNAL SHARES
File No: 512076 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD QUANTITATIVE FUNDS VANGUARD GROWTH & INCOME FUND
SIGNAL SHARES
File No: 512075 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD WELLESLEY INCOME FUND SIGNAL SHARES
File No: 512073 File Code: 3 Date Recvd: 02-JAN-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA

REPORT ITEMS 111



Last Updated: June 27, 2015