Securities Filings for January 29, 2007 through February 09, 2007

Exemption Filings Made with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

AMREIT MONTHLY INCOME & GROWTH FUND 4 LP
File No: 513538 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


BBH HEDGE FUND DE LP
File No: 513539 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

BWDB CO LP
File No: 513531 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DUCO 3 D SEISMIC 2007 JOINT VENTURE
File No: 513537 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: HURST State: TX Country: USA


ENPRECIS INC
File No: 513533 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: MERCER ISLAND State: WA Country: USA


INTELLECT NEUROSCIENCES INC
File No: 513536 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


OURCOUNTY LLC
File No: 513535 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: SANTA BARBARA State: CA Country: USA


PASSCO CHANDLER HEIGHTS S LLC
File No: 513534 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


ROYALE ENERGY INC
File No: 513532 File Code: 7 Date Recvd: 09-FEB-07 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


BG INVESTMENT LLC
File No: 513407 File Code: 7 Date Recvd: 08-FEB-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


INTERACTIVE BROKERS GROUP LLC
File No: 513409 File Code: 7 Date Recvd: 08-FEB-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


KEYLIME COVE OF GURNEE LLC
File No: 513408 File Code: 7 Date Recvd: 08-FEB-07 Status 1: F
Examiner: City: GURNEE State: IL Country: USA


PCL EMPL0YEES HOLDINGS LTD
File No: 513395 File Code: 8 Date Recvd: 07-FEB-07 Status 1: P
Examiner: City: EDMONTON AB T63 3P4 State: Country: CANADA


SYCAMORE 2007 LTD
File No: 513394 File Code: 7 Date Recvd: 07-FEB-07 Status 1: F
Examiner: City: EAST DUNDEE State: IL Country: USA


US LABOR GLOBALALPHA BOND FUND LTD
File No: 513393 File Code: 7 Date Recvd: 07-FEB-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


INVESTMENT CENTERS OF AMERICA INC
File No: 513412 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: BISMARK State: ND Country: USA


JACKSON NATIONAL LIFE INSURANCE CO
File No: 513413 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: LANSING State: MI Country: USA


NATIONAL PLANNING CORP
File No: 513411 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: SANTA MONICA State: CA Country: USA


SII INVESTEMNTS INC
File No: 513410 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: APPLETON State: WI Country: USA


BUYSIDE INC
File No: 513306 File Code: 7 Date Recvd: 05-FEB-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CHINA SPRING PARTNERS LP
File No: 513305 File Code: 7 Date Recvd: 05-FEB-07 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN IS


NELSON ENERGY PARTNERS 2006 B LP
File No: 513303 File Code: 7 Date Recvd: 05-FEB-07 Status 1: F
Examiner: City: LAKE STEVENS State: WA Country: USA


PLACE BV STUDENT HOUSING FUND LLC
File No: 513304 File Code: 7 Date Recvd: 05-FEB-07 Status 1: F
Examiner: City: CHJICAGO State: IL Country: USA


TALK RADIO CO LLC
File No: 513302 File Code: 7 Date Recvd: 05-FEB-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DISTRESSTED OPPORTUNITIES FUND LLC
File No: 513246 File Code: 7 Date Recvd: 02-FEB-07 Status 1: F
Examiner: City: INDIANAPOLIS State: IN Country: USA


CAPITAL GROWTH SYSTEMS INC
File No: 513151 File Code: 7 Date Recvd: 31-JAN-07 Status 1: F
Examiner: City: SCHAUMBURG State: IL Country: USA


GALLEON DIVERSIFIED FUND LTD
File No: 513150 File Code: 7 Date Recvd: 31-JAN-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PLATINUM BANCORP INC
File No: 513145 File Code: 7 Date Recvd: 31-JAN-07 Status 1: F
Examiner: City: OAKDALE State: MN Country: USA


FGG DEVELOPMENT FUND 2 LLC
File No: 513038 File Code: 7 Date Recvd: 30-JAN-07 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


FORTORIA ETHANOL LLC
File No: 513036 File Code: 7 Date Recvd: 30-JAN-07 Status 1: F
Examiner: City: SOUIX FALLS State: SD Country: USA


WORTH CAPITAL FUNDS INC
File No: 513037 File Code: 7 Date Recvd: 30-JAN-07 Status 1: F
Examiner: City: MARIETTA State: GA Country: USA


ARGYLE ENERGY 2006 YEAR END DRILLING PROGRAM LP
File No: 512981 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


CENTERFIELD CAPITAL PARTNERS 2 LP
File No: 512982 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: INDIANAPOLIS State: IN Country: USA


DBSI RIVERSIDE MEDICAL LLC
File No: 512983 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: MERIDAIN State: ID Country: USA


DCA DIVERSIFIED ALTERNATIVES PORTFOLIO LLC
File No: 512980 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: NORCROSS State: GA Country: USA


OCULUS INNOVATIVE SCIENCES INC
File No: 512979 File Code: 7 Date Recvd: 29-JAN-07 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA

REPORT ITEMS 36

Franchise Filings Made with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

EYESTHERE FRANCHISE INC
File No: 513502 File Code: 71 Date Recvd: 07-FEB-07 Status 1: R
Examiner: City: CARROLLTON State: TX Country: USA


FIBRENEW USA LTD
File No: 513503 File Code: 71 Date Recvd: 02-FEB-07 Status 1: R
Examiner: City: PRIDDIS AB State: Country: CANADA


HUFFMAN SYSTEMS INC
File No: 513505 File Code: 71 Date Recvd: 02-FEB-07 Status 1: R
Examiner: City: PLANO State: TX Country: USA


KNOCKOUTS LP
File No: 513504 File Code: 71 Date Recvd: 02-FEB-07 Status 1: R
Examiner: City: IRVING State: TX Country: USA


CERTA PROPAINTERS LTD
File No: 513337 File Code: 71 Date Recvd: 01-FEB-07 Status 1: R
Examiner: City: OAKS State: PA Country: USA


LS FRANCHISE CORP
File No: 513338 File Code: 71 Date Recvd: 01-FEB-07 Status 1: R
Examiner: City: NANUET State: NY Country: USA


BIG HUNTERS STAND TALL INC
File No: 513340 File Code: 71 Date Recvd: 31-JAN-07 Status 1: R
Examiner: City: GREENVILLE State: SC Country: USA


STROLLERFIT INC
File No: 513336 File Code: 71 Date Recvd: 30-JAN-07 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


BEAT THE BOOKSTORE FRANCHISE INC
File No: 513173 File Code: 71 Date Recvd: 29-JAN-07 Status 1: R
Examiner: City: WEST VALLEY CITY State: UT Country: USA


ROSATIS FRANCHISE & DEVELOPMENT LLC
File No: 513249 File Code: 71 Date Recvd: 29-JAN-07 Status 1: R
Examiner: City: WARRENVILLE State: IL Country: USA

REPORT ITEMS 10

Registration Filings Made with DFI's Securities Division between 29-JAN-07 and 09-FEB-07

FT 1350 NASDAQ CLEAN EDGE 20 SERIES
File No: 513530 File Code: 5 Date Recvd: 09-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MANHATTAN BANCORP
File No: 513529 File Code: 1 Date Recvd: 09-FEB-07 Status 1: P
Examiner: City: EL SEGUNDO State: CA Country: USA


UNITED DEVELOPMENT FUND 3 LP
File No: 513324 File Code: 1 Date Recvd: 08-FEB-07 Status 1: P
Examiner: City: DALLAS State: TX Country: USA


CAUSEWAY CAPITAL MANAGEMENT TR CAUSEWAY EMERGING MARKETS
FUND INVESTOR CLASS
File No: 513391 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


COHEN & STEERS REIT INCOME PORTFOLIO 2007 1
File No: 513321 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 38
File No: 513319 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


ENERGY PORTFOLIO SERIES 21
File No: 513322 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 33
File No: 513320 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


FT 1335 EQUITY INCOME PORTFOLIO SERIES 12
File No: 513323 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 9
File No: 513318 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


LEGG MASON PARTNERS INVESTMENT FUNDS INC LMP ALL CAP FUND
CLASS 1
File No: 513392 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL ANALYTIC US LONG SHORT
FUND ADVISOR CLASS
File No: 513389 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL ANALYTIC US LONG SHORT
FUND CLASS R
File No: 513388 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL BARROW HANLEY VALUE
FUND CLASS R
File No: 513385 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL COLUMBUS CIRCLE
TECHNOLOGY & COMMUNICATIONS FUND CLASS R
File No: 513384 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL DWIGHT INTERMEDIATE
FIXED INCOME FUND ADVISOR CLASS
File No: 513383 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL DWIGHT INTERMEDIATE
FIXED INCOME FUND CLASS R
File No: 513378 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL DWIGHT SHORT TERM
FIXED INCOME FUND CLASS R
File No: 513382 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL EMERGING GROWTH FUND
ADVISOR CLASS
File No: 513381 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL EMERGING GROWTH FUND
CLASS R
File No: 513380 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL FOCUSED FUND ADVISOR
CLASS
File No: 513390 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL FOCUSED FUND CLASS R
File No: 513377 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL GROWTH FUND CLASS R
File No: 513371 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL HEITMAN REIT FUND
CLASS R
File No: 513379 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL LARGE CAP FUND CLASS R
File No: 513374 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL LARGE CAP GROWTH
CONCENCTRATED FUND CLASS R
File No: 513375 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL LARGE CAP GROWTH FUND
CLASS R
File No: 513373 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL MID CAP FUND CLASS R
File No: 513370 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL SELECT GROWTH FUND
ADVISOR CLASS
File No: 513387 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA
OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL SELECT GROWTH FUND
CLASS R
File No: 513386 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL SMALL CAP FUND CLASS R
File No: 513376 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


OLD MUTUAL ADVISOR FUNDS 2 OLD MUTUAL STRATEGIC SMALL CO
FUND CLASS R
File No: 513372 File Code: 3 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 2
File No: 513316 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STRATEGIC CORE PORTFOLIO SERIES 5
File No: 513317 File Code: 5 Date Recvd: 06-FEB-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1339 LATIN AMERICA PORTFOLIO SERIES 2
File No: 513298 File Code: 5 Date Recvd: 05-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


RIVERNORTH FUNDS RIVERNORTH CORE OPPORTUNITIES FUND
File No: 513299 File Code: 3 Date Recvd: 05-FEB-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


SKYHAWK FUNDS TR SKYHAWK SMALL CAP FUND
File No: 513309 File Code: 3 Date Recvd: 05-FEB-07 Status 1: R
Examiner: City: MEMPHIS State: TN Country: USA

VANGUARD INTERNATIONAL EQUITY INDEX FUND VANGUARD FTSE ALL
WORLD EX US INDEX FUND INSTITUTIONAL SHARES
File No: 513301 File Code: 3 Date Recvd: 05-FEB-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD INTERNATIONAL EQUITY INDEX FUND VANGUARD FTSE ALL
WORLD EX US INDEX FUND INVESTOR SHARES
File No: 513300 File Code: 3 Date Recvd: 05-FEB-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 367 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 8
File No: 513245 File Code: 5 Date Recvd: 02-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 367 STRATEGIC
INCOME PORTFOLIO SERIES 9
File No: 513244 File Code: 5 Date Recvd: 02-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FRONTIER FUND CAMPBELL GRAHAM SERIES
File No: 513221 File Code: 2 Date Recvd: 02-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


JPMORGAN TR 1 JPMORGAN TAX AWARE REAL RETURN FUND
File No: 513297 File Code: 3 Date Recvd: 02-FEB-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN US LARGE CAP CORE PLUS FUND CLASS A
File No: 513295 File Code: 3 Date Recvd: 02-FEB-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN US LARGE CAP CORE PLUS FUND CLASS C
File No: 513296 File Code: 3 Date Recvd: 02-FEB-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO INSTITUTIONAL SHARES
File No: 513240 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO INVESTOR A SHARES
File No: 513238 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO INVESTOR C SHARES
File No: 513239 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK AGGRESSIVE GROWTH PREPARED
PORTFOLIO R SHARES
File No: 513241 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA
BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO
INSTITUTIONAL SHARES
File No: 513228 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO
INVESTOR A SHARES
File No: 513226 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO
INVESTOR C SHARES
File No: 513227 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK CONSERVATIVE PREPARED PORTFOLIO B
SHARES
File No: 513229 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO
INSTITUTIONAL SHARES
File No: 513235 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO
INVESTOR A SHARES
File No: 513237 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO
INVESTOR C SHARES
File No: 513236 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK GROWTH PREPARED PORTFOLIO R SHARES
File No: 513234 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO
INSTITUTIONAL SHARES
File No: 513232 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO
INVESTOR A SHARES
File No: 513230 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO
INVESTOR C SHARES
File No: 513231 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


BLACKROCK FUNDS BLACKROCK MODERATE PREPARED PORTFOLIO R
SHARES
File No: 513233 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


CALVARY CHAPEL OF AUSTIN
File No: 513212 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: MJS City: AUSTIN State: TX Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 365 ONEFOLIO
SELECT SERIES 7
File No: 513211 File Code: 5 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 366 ZACKS
SELECT PORTFOLIO SERIES 5
File No: 513210 File Code: 5 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FRONTIER FUND BALANCED SERIES
File No: 513218 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND CURRENCY SERIES
File No: 513222 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND FRONTIER FUND
File No: 513219 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND LONG ONLY COMMODITY SERIES
File No: 513223 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND LONG SHORT COMMODITY SERIES
File No: 513224 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND MANAGED FUTURES INDEX SERIES
File No: 513225 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


FRONTIER FUND WINSTON SERIES
File No: 513220 File Code: 2 Date Recvd: 01-FEB-07 Status 1: P
Examiner: City: DENVER State: CO Country: USA


SUMMIT MUTUAL FUNDS INC BOND FUND A
File No: 513206 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


SUMMIT MUTUAL FUNDS INC HIGH YIELD BOND FUND A
File No: 513209 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


SUMMIT MUTUAL FUNDS INC LARGE CAP GROWTH FUND A
File No: 513207 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


SUMMIT MUTUAL FUNDS INC SHORT TERM GOVERNMENT FUND A
File No: 513208 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


WELLS FARGO FUNDS TR WELLS FARGO ADVANTAGE EMERGING GROWTH
FUND ADMINISTRATOR CLASS
File No: 513242 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


WELLS FARGO FUNDS TR WELLS FARGO ADVANTAGE EMERGING GROWTH
FUND INVESTOR CLASS
File No: 513243 File Code: 3 Date Recvd: 01-FEB-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


LEUTHOLD FUNDS INC LEUTHONLD ASSET ALLOCATION FUND
INSTUTIONAL
File No: 513182 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF AGGRESSIVE
UPGRADERE FUND
File No: 513147 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS FUNDX ETF UPGRADER FUND
PMP FEUF
File No: 513148 File Code: 3 Date Recvd: 31-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


REEF GLOBAL ENERGY 9 LP
File No: 513149 File Code: 1 Date Recvd: 31-JAN-07 Status 1: P
Examiner: City: RICHARDSON State: TX Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS A
File No: 513096 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 1
File No: 513091 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 2
File No: 513092 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 3
File No: 513093 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 4
File No: 513094 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2010 CLASS R 5
File No: 513095 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS A
File No: 513108 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 1
File No: 513104 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 2
File No: 513107 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 3
File No: 513105 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 4
File No: 513106 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2015 CLASS R 5
File No: 513103 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS A
File No: 513097 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 1
File No: 513102 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 2
File No: 513101 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 3
File No: 513100 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 4
File No: 513099 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2020 CLASS R 5
File No: 513098 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS A
File No: 513109 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 1
File No: 513112 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 1
File No: 513114 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 2
File No: 513113 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 4
File No: 513110 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2025 CLASS R 5
File No: 513111 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS A
File No: 513132 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 1
File No: 513129 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 2
File No: 513128 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 3
File No: 513130 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 4
File No: 513127 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2030 CLASS R 5
File No: 513131 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS A
File No: 513121 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 1
File No: 513126 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 2
File No: 513122 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 3
File No: 513125 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 4
File No: 513123 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2035 CLASS R 5
File No: 513124 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS A
File No: 513133 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 1
File No: 513138 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 2
File No: 513137 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 3
File No: 513136 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 4
File No: 513135 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2040 CLASS R 5
File No: 513134 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS A
File No: 513120 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 1
File No: 513117 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 1
File No: 513119 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 2
File No: 513118 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 4
File No: 513116 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2045 CLASS R 5
File No: 513115 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS A
File No: 513144 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 1
File No: 513142 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 2
File No: 513141 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 3
File No: 513140 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA

AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 4
File No: 513139 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


AMERICAN FUNDS TARGET DATE RETIREMENT SERIES INC AFTDR FUND
2050 CLASS R 5
File No: 513143 File Code: 3 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 364
BIR ALL STAR SELECT PORTFOLIO SERIES 1
File No: 513035 File Code: 5 Date Recvd: 30-JAN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ADVISORS SERIES TR CHASE GRWOTH FUND SUSTANTIAL INVESTOR
CLASS
File No: 512987 File Code: 3 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 66
File No: 512978 File Code: 5 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


TAMARACK FUNDS TR TAMARACK SMALL CAP CORE FUND CLASS I
File No: 513034 File Code: 3 Date Recvd: 29-JAN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


WIRELESS RONIN TECHNOLOGIES INC
File No: 513183 File Code: 1 Date Recvd: 29-JAN-07 Status 1: P
Examiner: City: EDEN PRAIRIE State: MN Country: USA

REPORT ITEMS 140



Last Updated: June 27, 2015