WI Securities Filings
for February 05, 2007 through February 16, 2007
Exemption Filings Made by Wisconsin Companies with DFI's Securities
Division between 05-FEB-07 and 16-FEB-07
GUILD INC
File No: 513694 File Code: 7 Date Recvd: 15-FEB-07 Status 1: F
Examiner: City: MADISON
SII INVESTMENTS INC
File No: 513410 File Code: 7 Date Recvd: 06-FEB-07 Status 1: F
Examiner: City: APPLETON
REPORT ITEMS 2
Franchise Filings Made by Wisconsin Companies with DFI's Securities Division
between 05-FEB-07 and 16-FEB-07
REPORT ITEMS 0
Registration Filings Made by Wisconsin Companies with DFI's Securities
Division between 05-FEB-07 and 16-FEB-07
MEMBERS MUTUAL FUNDS SMALL CAP GROWTH FUND CLASS A
File No: 513669 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON
MEMBERS MUTUAL FUNDS SMALL CAP GROWTH FUND CLASS B
File No: 513668 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON
MEMBERS MUTUAL FUNDS SMALL CAP VALUE FUND CLASS A
File No: 513671 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON
MEMBERS MUTUAL FUNDS SMALL CAP VALUE FUND CLASS B
File No: 513670 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON
KINETICS MUTUAL FUNDS INC INTERNET FUND ADVISOR CLASS C
File No: 513543 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE
KINETICS MUTUAL FUNDS INC MARKET OPPORTUNTIES FUND ADVISOR
CLASS C
File No: 513544 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE
KINETICS MUTUAL FUNDS INC MEDICAL FUND ADVISOR CLASS C
File No: 513546 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE
KINETICS MUTUAL FUNDS INC SMALL CAP OPPORTUNTIES FUND
ADVISOR CLASS C
File No: 513545 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE
REPORT ITEMS 8
Takeover Filings made with DFI's Securities Division between 05-FEB-07
and 16-FEB-07
FROM TAK FILE # 512423
05-FEB-07
DATE RECVD ITEMS 1
REPORT ITEMS 1
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