Securities Filings for February 12, 2007 through February 23, 2007

Exemption Filings Made with DFI's Securities Division between 12-FEB-07 and 23-FEB-07

CORNERSTONE APARTMENT VENTURE 3 LLC
File No: 513863 File Code: 7 Date Recvd: 22-FEB-07 Status 1: F
Examiner: City: HARTFORD State: CT Country: USA


RAZA MICROELECTRONICS INC
File No: 513865 File Code: 7 Date Recvd: 22-FEB-07 Status 1: F
Examiner: City: CUPERTINO State: CA Country: USA

RESOURCE REAL ESTATE INVESTORS 5 LP
File No: 513866 File Code: 7 Date Recvd: 22-FEB-07 Status 1: F
Examiner: City: PHILADELPHIA State: PA Country: USA


WATERTON FUND 9 INVESTORS 2007 LLC
File No: 513864 File Code: 7 Date Recvd: 22-FEB-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


MAKO SURGICAL CORP
File No: 513859 File Code: 7 Date Recvd: 21-FEB-07 Status 1: F
Examiner: City: FORT LAUDEDALE State: FL Country: USA


SMC EXECUTIVE INVESTORS LP
File No: 513861 File Code: 7 Date Recvd: 21-FEB-07 Status 1: F
Examiner: City: BRIARCLIFF MANOR State: NY Country: USA


STORAGE ELEMENTS INC
File No: 513860 File Code: 7 Date Recvd: 21-FEB-07 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


BIOSYSTEM DEVELOPMENT LLC
File No: 513798 File Code: 7 Date Recvd: 20-FEB-07 Status 1: F
Examiner: City: MIDDLETON State: WI Country: USA


KLONDIKE STAR MINERAL CORP
File No: 513797 File Code: 7 Date Recvd: 20-FEB-07 Status 1: F
Examiner: City: WHITHORSE YUKON Y1A 7A2 State: Country: CANADA


VOYAGER PHARMACEUTICAL CORP
File No: 513732 File Code: 7 Date Recvd: 19-FEB-07 Status 1: F
Examiner: City: RALEIGH State: NC Country: USA


KEEN MOBILITY CO
File No: 513698 File Code: 7 Date Recvd: 16-FEB-07 Status 1: F
Examiner: City: PORTLAND State: OR Country: USA


SWING EDGE PARTNERS LP
File No: 513700 File Code: 7 Date Recvd: 16-FEB-07 Status 1: F
Examiner: City: CHICGO State: IL Country: USA


WPCS INTERNATIONAL INC
File No: 513699 File Code: 7 Date Recvd: 16-FEB-07 Status 1: F
Examiner: City: EXTON State: PA Country: USA


2D2C INC
File No: 513696 File Code: 7 Date Recvd: 15-FEB-07 Status 1: F
Examiner: City: GURNEE State: IL Country: USA


BUBBLESPRINGS BEVERAGE CO INC
File No: 513665 File Code: 7 Date Recvd: 15-FEB-07 Status 1: F
Examiner: City: TORRANCE State: CA Country: USA


EMICO INC
File No: 513697 File Code: 7 Date Recvd: 15-FEB-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


GUILD INC
File No: 513694 File Code: 7 Date Recvd: 15-FEB-07 Status 1: F
Examiner: City: MADISON State: WI Country: USA


PMC INCOME FUND
File No: 513695 File Code: 7 Date Recvd: 15-FEB-07 Status 1: F
Examiner: City: FORT WORTH State: TX Country: USA


STILLWATER MN CITY OF ORLEANS HOMES LP PROJECT
File No: 513658 File Code: 17 Date Recvd: 14-FEB-07 Status 1: F
Examiner: RES City: STILLWATER State: MN Country: USA


HYPERACTIVE TECHNOLOGIES INC
File No: 513619 File Code: 7 Date Recvd: 13-FEB-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


LOWE RESORT FINANCE INVESTMENT PARTNERS LLC
File No: 513618 File Code: 7 Date Recvd: 13-FEB-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


SHALE ROYALTIES 3 LLC
File No: 513617 File Code: 7 Date Recvd: 13-FEB-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


BANC OF AMERICA CAPITAL MANAGEMENT FUNDS 1 LLC
File No: 513620 File Code: 7 Date Recvd: 12-FEB-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


BRICKMAN GROUP HOLDINGS INC
File No: 513548 File Code: 7 Date Recvd: 12-FEB-07 Status 1: F
Examiner: City: GAITHERSBURG State: MD Country: USA


BRUSHY CREEK 4 PROSPECT JOINT VENTURE
File No: 513550 File Code: 7 Date Recvd: 12-FEB-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


CYPRESS EQUIPMENT FUND 13 LLC
File No: 513551 File Code: 7 Date Recvd: 12-FEB-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


EVERGREEN PRIVATE INVESTMENT FUNDS ULQ LP
File No: 513547 File Code: 7 Date Recvd: 12-FEB-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


LEXY INC
File No: 513549 File Code: 7 Date Recvd: 12-FEB-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


VALUEACT CAPITAL PARTNERS LP
File No: 513552 File Code: 7 Date Recvd: 12-FEB-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA

REPORT ITEMS 29

Franchise Filings Made with DFI's Securities Division between 12-FEB-07 and 23-FEB-07

ARCUBE FRANCHISING INC
File No: 513876 File Code: 71 Date Recvd: 13-FEB-07 Status 1: R
Examiner: City: RICHARDSON State: TX Country: USA

REPORT ITEMS 1

Registration Filings Made with DFI's Securities Division between 12-FEB-07 and 23-FEB-07

DEVELOPING TECHNOLOGIES PORTFOLIO 2007 2
File No: 513938 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DOW JONES SELECT MICROCAP ENHANCED INDEX STRATEGY PORTFOLIO
2007 2
File No: 513937 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1326 AMERICAN FINANCIAL INSTITUTIONS PORTFOLIO SERIES 11
File No: 513945 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1334 CORE HOLDINGS GROWTH TR 2007 SPRING SERIES
File No: 513944 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1342 INCOME ALLOCATION CLOSED END PORTFOLIO MARCH 2007
SERIES
File No: 513943 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1356 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 14
File No: 513942 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MID CAP STRATEGY PORTFOLIO 2007 2
File No: 513940 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SMALL CAP STRATEGY PORTFOLIO 2007 2
File No: 513939 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SMID STRATEGY PORTFOLIO 2007 2
File No: 513941 File Code: 5 Date Recvd: 23-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CORPORATE PROPERTY ASSOC 16 GLOBAL INC
File No: 513870 File Code: 2 Date Recvd: 22-FEB-07 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 349 TECHNOLOGY
SELECT PORTFOLIO SERIES I
File No: 513796 File Code: 5 Date Recvd: 20-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DIAMOND HILL FUNDS DIAMOND HILL LARGE CAP FUND CLASS I
File No: 513731 File Code: 3 Date Recvd: 19-FEB-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


FT 1352 COVERED CALL CLOSED END PORTFOLIO SERIES 2
File No: 513729 File Code: 5 Date Recvd: 19-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1359 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 3
File No: 513728 File Code: 5 Date Recvd: 19-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 148
File No: 513730 File Code: 5 Date Recvd: 19-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CATHOLIC UNITED INVESTMENT TR SMALL CAPITALIZATION EQUITY
INDEX FUND
File No: 513667 File Code: 2 Date Recvd: 16-FEB-07 Status 1: P
Examiner: MJS City: OAK BROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 368 ENERGY
PORTFOLIO SERIES 3
File No: 513676 File Code: 5 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 368 LARGE CAP
CORE PORTFOLIO SERIES 7
File No: 513675 File Code: 5 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 371 DELTA
GLOBAL SHIPPING PORTFOLIO SERIES 1
File No: 513872 File Code: 5 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2 YR
SERIES 2
File No: 513871 File Code: 5 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1354 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES
5
File No: 513678 File Code: 5 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1358 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 7
File No: 513679 File Code: 5 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1363 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
File No: 513677 File Code: 5 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MEMBERS MUTUAL FUNDS SMALL CAP GROWTH FUND CLASS A
File No: 513669 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON State: WI Country: USA


MEMBERS MUTUAL FUNDS SMALL CAP GROWTH FUND CLASS B
File No: 513668 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON State: WI Country: USA


MEMBERS MUTUAL FUNDS SMALL CAP VALUE FUND CLASS A
File No: 513671 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON State: WI Country: USA


MEMBERS MUTUAL FUNDS SMALL CAP VALUE FUND CLASS B
File No: 513670 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: MADISON State: WI Country: USA


SA FUNDS INVESTMENT TR SA EMERGING MARKETS FUND
File No: 513673 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: SAN JOSE State: CA Country: USA


SA FUNDS INVESTMENT TR SA REAL ESTATE SECURITIES FUND
File No: 513672 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: SAN JOSE State: CA Country: USA


SA FUNDS INVESTMENT TR SA US FIXED INCOME FUND
File No: 513674 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: SAN JOSE State: CA Country: USA


TURNER FUNDS TURNER INTERNATIONAL CORE GROWTH FUND
INSTITUTIONAL SHARES
File No: 513702 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


TURNER FUNDS TURNER LARGE CAP GROWTH FUND INVESTOR SHARES
File No: 513704 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


TURNER FUNDS TURNER MID CAP EQUITY FUND INSTITUTIONAL SHARES
File No: 513703 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


TURNER FUNDS TURNER MID CAP EQUITY FUND INVESTOR SHARES
File No: 513705 File Code: 3 Date Recvd: 16-FEB-07 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES 2
File No: 513663 File Code: 5 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


IVY FUND IVY BALANCED FUND CLASS E
File No: 513689 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY BOND FUND CLASS E
File No: 513690 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY CUNDILL GLOBAL VALUE FUND CLASS E
File No: 513691 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY DIVIDEND INCOME FUND CLASS E
File No: 513692 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY EUROPEAN OPPORTUNTIES FUND CLASS E
File No: 513693 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY GLOBAL NATIONAL RESOURCES FUND CLASS E
File No: 513688 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY INTERNATIONAL BALANCED FUND CLASS E
File No: 513680 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY INTERNATIONAL CORE EQUITY FUND CLASS E
File No: 513681 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY INTERNATIONAL GROWTH FUND CLASS E
File No: 513682 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY MORTGAGE SECURITIES FUND CLASS E
File No: 513683 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY PACIFIC OPPORTUNITIES FUND CLASS E
File No: 513684 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY REAL ESTATE SECURITIES FUND CLASS E
File No: 513685 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY SMALL CAP VALUE FUND CLASS E
File No: 513686 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUND IVY VALUE FUND CLASS E
File No: 513687 File Code: 3 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


SELECT S&P GREATER CHINA PICKS PORTFOLIO SERIES 5
File No: 513661 File Code: 5 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


STRATEGIC UTILITY & COMMUNICATIONS PORTFOLIO SERIES 4
File No: 513662 File Code: 5 Date Recvd: 15-FEB-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


APPLE REIT 8 INC
File No: 513657 File Code: 2 Date Recvd: 14-FEB-07 Status 1: P
Examiner: City: RICHMOND State: VA Country: USA


METZLER PAYDEN INVESTMENT GROUP TR METSLER PAYDEN
INTERNATIONAL REAL ESTATE FUND
File No: 513656 File Code: 3 Date Recvd: 14-FEB-07 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


TFS CAPITAL INVESTMENT TR TFS SMALL CAP FUND
File No: 513664 File Code: 3 Date Recvd: 14-FEB-07 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


FT 1353 HIGH YIELD INCOME CLOSED END PORTFOLIO SERIES 19
File No: 513616 File Code: 5 Date Recvd: 13-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


NEW LIFE CHRISTIAN CENTER INC
File No: 513614 File Code: 2 Date Recvd: 13-FEB-07 Status 1: P
Examiner: MJS City: DURHAM State: NC Country: USA


PALADIN REALTY INCOME PROPERTIES INC
File No: 513615 File Code: 2 Date Recvd: 13-FEB-07 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


CASH ACCOUNT TR GOVERNMENT & AGENCY SECURITIES PORTFOLIO
DWS GOVERNMENT CASH INSTITUTIONAL SHARES
File No: 513558 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


CASH ACCOUNT TR GOVERNMENT & AGENCY SECURITIES PORTFOLIO
GOVERNMENT CASH MANAGED SHARES
File No: 513557 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


KINETICS MUTUAL FUNDS INC INTERNET FUND ADVISOR CLASS C
File No: 513543 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


KINETICS MUTUAL FUNDS INC MARKET OPPORTUNTIES FUND ADVISOR
CLASS C
File No: 513544 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


KINETICS MUTUAL FUNDS INC MEDICAL FUND ADVISOR CLASS C
File No: 513546 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


KINETICS MUTUAL FUNDS INC SMALL CAP OPPORTUNTIES FUND
ADVISOR CLASS C
File No: 513545 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT ALL VALUE FUND CLASS P
File No: 513542 File Code: 3 Date Recvd: 12-FEB-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA

REPORT ITEMS 64



Last Updated: June 27, 2015