Website will be DOWN Today 5:00 - 8:00 PM Central Time for Scheduled Maintenance.

Securities Filings for February 26, 2007 through March 09, 2007

Exemption Filings Made with DFI's Securities Division between 26-FEB-07 and 09-MAR-07

DSI HOLDINGS LLC
File No: 514341 File Code: 7 Date Recvd: 08-MAR-07 Status 1: F
Examiner: City: DETROIT State: MI Country: USA


ALABAMA HOUSING FINANCE AUTHORITY
File No: 514335 File Code: 17 Date Recvd: 07-MAR-07 Status 1: F
Examiner: RSE City: WASHINGTON State: DC Country: USA

CITY OF MINNEAPOLIS MINNESOTA
File No: 514336 File Code: 17 Date Recvd: 07-MAR-07 Status 1: F
Examiner: RES City: MINNEAPOLIS State: MN Country: USA


FAMILY FARMERS MEATS LLC
File No: 514315 File Code: 7 Date Recvd: 07-MAR-07 Status 1: F
Examiner: City: STEWARDSON State: IL Country: USA


MERCED PARTNERS 2 LP
File No: 514333 File Code: 7 Date Recvd: 07-MAR-07 Status 1: F
Examiner: City: MINNETONKA State: MN Country: USA


LEVEL GLOBAL OVERSEAS LTD
File No: 514297 File Code: 7 Date Recvd: 06-MAR-07 Status 1: F
Examiner: City: HAMILTON HM 11 State: Country: BERMUDA


INTERACTIVE BROKERS GROUP LLC
File No: 514253 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


MRI SPRINGS PORTFOLIO LLC
File No: 514256 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: INDAINALANTIC State: FL Country: USA


NUTRACEA INC
File No: 514254 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: EL DORADO HILLS State: CA Country: USA


STRATEGIC REAL ESTATE FUND 3 LP
File No: 514255 File Code: 7 Date Recvd: 05-MAR-07 Status 1: F
Examiner: City: CLEVELAND State: OH Country: USA


BLUE POINT CAPITAL PARTNERS 2 LP
File No: 514186 File Code: 7 Date Recvd: 02-MAR-07 Status 1: F
Examiner: City: CLEVELAND State: OH Country: USA


MELTON OFFSHORE GLOBAL OPPORTUNITY FUND LTD
File No: 514185 File Code: 7 Date Recvd: 02-MAR-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


SCHULTZE PARTNERS LP
File No: 514184 File Code: 7 Date Recvd: 02-MAR-07 Status 1: F
Examiner: City: PURCHASE State: NY Country: USA


TIDAL PETROLUEM INC
File No: 514183 File Code: 7 Date Recvd: 02-MAR-07 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA


EDENTIFY INC
File No: 514189 File Code: 7 Date Recvd: 01-MAR-07 Status 1: F
Examiner: City: BETHLEHEM State: PA Country: USA


ATLANTIC GLADSONTE REALTY LLC
File No: 514068 File Code: 7 Date Recvd: 28-FEB-07 Status 1: F
Examiner: City: FRAMINGHAM State: MA Country: USA


BERKELEY CAPITAL PARTNERS 1 LP
File No: 514067 File Code: 7 Date Recvd: 28-FEB-07 Status 1: F
Examiner: City: GRASS VALLEY State: CA Country: USA


HCM LP
File No: 514069 File Code: 7 Date Recvd: 28-FEB-07 Status 1: F
Examiner: City: ST CHARLES State: IL Country: USA


MILE HI CHURCH OF RELIGIOUS SCIENCE
File No: 514190 File Code: 8 Date Recvd: 28-FEB-07 Status 1: G
Examiner: MJS City: LAKEWOOD State: CO Country: USA


ALADDIN INVESTMENT HOLDINGS LLC
File No: 514004 File Code: 7 Date Recvd: 27-FEB-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ADAMIS PHARMACEUTICALS CORP
File No: 513969 File Code: 7 Date Recvd: 26-FEB-07 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


CARROLL KY COUNTY OF
File No: 513967 File Code: 17 Date Recvd: 26-FEB-07 Status 1: F
Examiner: RES City: State: KY Country: USA


HEITMAN VALUE PARTNERS 2 LP
File No: 513966 File Code: 7 Date Recvd: 26-FEB-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


SPCO 2 LLC
File No: 513965 File Code: 7 Date Recvd: 26-FEB-07 Status 1: F
Examiner: City: SHREVEPORT State: LA Country: USA


USA SELF STORAGE REIT 2 INC
File No: 513968 File Code: 7 Date Recvd: 26-FEB-07 Status 1: F
Examiner: City: LEDERA RANCH State: CA Country: USA

REPORT ITEMS 25

Franchise Filings Made with DFI's Securities Division between 26-FEB-07 and 09-MAR-07

COLLEGE NANNIES & TUTORS DEVELOPMENT INC
File No: 514338 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: WAYZATA State: MN Country: USA


PAYLESS CAR RENTAL SYSTEM INC
File No: 514339 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: ST PETERSBURG State: FL Country: USA


ROSATIS FRANCHISING INC
File No: 514340 File Code: 71 Date Recvd: 06-MAR-07 Status 1: R
Examiner: City: VERNON HILLS State: IL Country: USA


RDTC INC
File No: 514332 File Code: 71 Date Recvd: 02-MAR-07 Status 1: R
Examiner: City: NORTH HIGHLANDS State: CA Country: USA


AZANA FRANCHISING LLC
File No: 514303 File Code: 71 Date Recvd: 28-FEB-07 Status 1: R
Examiner: City: BROOKFIELD State: WI Country: USA


FREEDOM FRANCHISE SALES LLC
File No: 514225 File Code: 71 Date Recvd: 28-FEB-07 Status 1: R
Examiner: City: SARASOTA State: FL Country: USA


GUESTHOUSE INTERNATIONAL LLC
File No: 514302 File Code: 71 Date Recvd: 28-FEB-07 Status 1: R
Examiner: City: HENDERSONVILLE State: TN Country: USA


HOULIHANS RESTAURANTS INC
File No: 514304 File Code: 71 Date Recvd: 28-FEB-07 Status 1: R
Examiner: City: LEAWOOD State: KS Country: USA


PIRTEK USA LLC
File No: 514226 File Code: 71 Date Recvd: 28-FEB-07 Status 1: R
Examiner: City: ROCKLEDGE State: FL Country: USA


TSS PHOTOGRAPHY INC
File No: 514301 File Code: 71 Date Recvd: 28-FEB-07 Status 1: R
Examiner: City: DULUTH State: GA Country: USA


FRESH BRANDS DISTRIBUTING INC
File No: 514193 File Code: 75 Date Recvd: 27-FEB-07 Status 1: R
Examiner: City: State: Country: USA

REPORT ITEMS 11

Registration Filings Made with DFI's Securities Division between 26-FEB-07 and 09-MAR-07

FT 1361 SENIOR LOAN & HIGH YIELD CLOSED END PORTFOLIO
SERIES 7
File No: 514342 File Code: 5 Date Recvd: 08-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DWS ADVISOR FUNDS NY TAX FREE MONEY FUND TAX EXEMPT NEW
YORK MONEY MARKET FUND
File No: 514316 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS A
File No: 514320 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS B
File No: 514319 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS C
File No: 514318 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


DWS MONEY FUNDS DWS MONEY MARKET PRIME SERIES DWS CASH
INVESTMENT TR CLASS S
File No: 514317 File Code: 3 Date Recvd: 07-MAR-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


FAITH BIBLE CHAPEL INTERNATIONAL
File No: 514264 File Code: 2 Date Recvd: 06-MAR-07 Status 1: P
Examiner: City: ARADA State: CO Country: USA


FT 1357 SENIOR LOAN CLOSED END PORTFOLIO SERIES 8
File No: 514268 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1365 GLOBAL REAL ESTATE SELECT PORTFOLIO SERIES 2
File No: 514267 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 ENERGY PORTFOLIO SERIES 21
File No: 514272 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 ENERGY SELECT PORTFOLIO SERIES 21
File No: 514271 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 HEALTHCARE SELECT PORTFOLIO SERIES 3
File No: 514270 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1367 WATER UTILITY & INFRASTRUCTURE SELECT PORTFOLIO
SERIES 3
File No: 514269 File Code: 5 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


IVY FUNDS INC ASSET STRATEGY FUND CLASS I
File No: 514290 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC BALANCED FUND CLASS I
File No: 514296 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC BOND FUND CLASS I
File No: 514295 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC CORE EQUITY FUND CLASS I
File No: 514289 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC CUNDILL GLOBAL VALUE FUND CLASS I
File No: 514294 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC DIVIDEND INCOME FUND CLASS I
File No: 514293 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC ENERGY FUND CLASS I
File No: 514288 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC HIGH INCOME FUND CLASS I
File No: 514287 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY CAPITAL APPRECIATION FUND CLASS I
File No: 514282 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY EUROPEAN OPPORTUNITIES FUND CLASS I
File No: 514274 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY GLOBAL NATURAL RESCOURCES FUND CLASS I
File No: 514275 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY INTERNATIONAL BALANCED FUND CLASS I
File No: 514276 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY INTERNATIONAL CORE EQUITY FUND CLASS I
File No: 514277 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY INTERNATIONAL GROWTH FUND CLASS I
File No: 514278 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY MID CAP GROWTH FUND CLASS I
File No: 514284 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY MORTGAGE SECURITIES FUND CLASS I
File No: 514279 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY PACIFIC OPPORTUNITIES FUND CLASS I
File No: 514280 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY REAL ESTATE SECURITIES FUND CLASS I
File No: 514281 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY SCIENCE & TECHNOLOGY FUND CLASS I
File No: 514273 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC IVY SMALL CAP GROWTH FUND CLASS I
File No: 514283 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC LARGE CAP GROWTH FUND CLASS I
File No: 514286 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC LTD TERM BOND FUND CLASS I
File No: 514285 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC SMALL CAP VALUE FUND CLASS I
File No: 514292 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS INC VALUE FUND CLASS I
File No: 514291 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


ROYCE FUND ROYCE INTERNATIONAL SMALLER CO FUND SERVICE CLASS
File No: 514266 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ROYCE FUND ROYCE INTERNATIONAL VALUE FUND SERVICE CLASS
File No: 514265 File Code: 3 Date Recvd: 06-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


STEN CORP
File No: 514262 File Code: 1 Date Recvd: 06-MAR-07 Status 1: P
Examiner: City: MINNETONKA State: MN Country: USA


SHOPOFF PROPERTIES TR INC
File No: 514263 File Code: 1 Date Recvd: 05-MAR-07 Status 1: P
Examiner: City: IRVINE State: CA Country: USA


CENTRAL EQUITY TR DIVERSIFIED INCOME SERIES 26
File No: 514178 File Code: 5 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


EQUITY FOCUS TR STRATEGIC S&P INDUSTRIAL PORTFOLIO 2007
SERIES A
File No: 514182 File Code: 5 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


GMO TR GMO US QUALITY EQUITY FUND CLASS 3
File No: 514245 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN CLASSIC VALUE MEGA CAP
FUND CLASS A
File No: 514235 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN CLASSIC VALUE MEGA CAP
FUND CLASS B
File No: 514236 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN CLASSIC VALUE MEGA CAP
FUND CLASS C
File No: 514238 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN CLASSIC VALUE MEGA CAP
FUND CLASS I
File No: 514237 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN CLASSIC VALUE MEGA CAP
FUND CLASS R1
File No: 514239 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN GLOBAL SHAREHOLDER YIELD
FUND CLASS A
File No: 514240 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN GLOBAL SHAREHOLDER YIELD
FUND CLASS B
File No: 514241 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN GLOBAL SHAREHOLDER YIELD
FUND CLASS C
File No: 514242 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN GLOBAL SHAREHOLDER YIELD
FUND CLASS I
File No: 514243 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 3 HANCOCK JOHN GLOBAL SHAREHOLDER YIELD
FUND CLASS R1
File No: 514244 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


HIGH YIELD CLOSED END PORTFOLIO SERIES 7
File No: 514180 File Code: 5 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INSURED LADDERED TR SERIES 11
File No: 514179 File Code: 5 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LEGG MASON PARTNERS CA MUNICIPAL FUND INC CLASS B
File No: 514250 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS CA MUNICIPAL FUND INC CLASS I
File No: 514251 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS INCOME FUNDS LMP DIVERSIFIED STRATEGIC
INCOME FUND CLASS I
File No: 514246 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS MUNICIPAL FUNDS LMP NY MUNICIPALS FUND
CLASS C
File No: 514248 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
LEGG MASON PARTNERS MUNICIPAL FUNDS LMP NY MUNICIPALS FUND
CLASS I
File No: 514247 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS MUNICIPAL FUNDS NY MONEY MARKET
PORTFOLIO CLASS I
File No: 514249 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


RBB FUND INC BEAR STEARNS ENHANCED INCOME FUND INSTITUTIONAL
CLASS
File No: 514234 File Code: 3 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: WILMINGTON State: DE Country: USA


SENIOR VARIABLE RATE CLOSED END PORTFOLIO SERIES 9
File No: 514181 File Code: 5 Date Recvd: 02-MAR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CALAMOS INVESTMENT TR CALAMOS BLUE CHIP FUND CLASS I
File No: 514218 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS BLUE CHIP FUND CLASS R
File No: 514219 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GLOBAL EQUITY FUND CLASS A
File No: 514212 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GLOBAL EQUITY FUND CLASS B
File No: 514213 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GLOBAL EQUITY FUND CLASS C
File No: 514211 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GLOBAL EQUITY FUND CLASS I
File No: 514210 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GLOBAL EQUITY FUND CLASS R
File No: 514209 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GLOBAL GROWTH & INCOME FUND
CLASS I
File No: 514203 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GLOBAL GROWTH & INCOME FUND
CLASS R
File No: 514202 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GROWTH & INCOME FUND CLASS I
File No: 514204 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GROWTH & INCOME FUND CLASS R
File No: 514205 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS GROWTH FUND CLASS R
File No: 514206 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS HIGH YIELD FUND CLASS I
File No: 514217 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS HIGH YIELD FUND CLASS R
File No: 514216 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS INTERNATIONAL GROWTH FUND
CLASS I
File No: 514214 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS INTERNATIONAL GROWTH FUND
CLASS R
File No: 514215 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS MARKET NEUTRAL INCOME FUND
CLASS I
File No: 514207 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS MARKET NEUTRAL INCOME FUND
CLASS R
File No: 514208 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS MULTI FUND BLEND CLASS I
File No: 514222 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS MULTI FUND BLEND CLASS R
File No: 514223 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS VALUE FUND CLASS I
File No: 514220 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CALAMOS INVESTMENT TR CALAMOS VALUE FUND CLASS R
File No: 514221 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


FORWARD FUNDS FORWARE INTERNATIONAL SMALL CO FUND CLASS A
File No: 514176 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


FORWARD FUNDS SIERRA CLUB STOCK FUND CLASS A
File No: 514177 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


HIGHLAND FUNDS 1 HIGHLAND HIGH INCOME FUND CLASS A
File No: 514170 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


HIGHLAND FUNDS 1 HIGHLAND HIGH INCOME FUND CLASS C
File No: 514171 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


HIGHLAND FUNDS 1 HIGHLAND HIGH INCOME FUND CLASS Z
File No: 514172 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


HIGHLAND FUNDS 1 HIGHLAND INCOME FUND CLASS A
File No: 514173 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


HIGHLAND FUNDS 1 HIGHLAND INCOME FUND CLASS C
File No: 514174 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


HIGHLAND FUNDS 1 HIGHLAND INCOME FUND CLASS Z
File No: 514175 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: DALLAS State: TX Country: USA


JPMORGAN TR 1 JPMORGAN CHINA RETURN FUND CLASS A
File No: 514142 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN CHINA RETURN FUND CLASS C
File No: 514143 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN CHINA RETURN FUND CLASS E
File No: 514144 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN CHINA RETURN FUND SELECT CLASS
File No: 514145 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INDIA FUND CLASS A
File No: 514147 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INDIA FUND CLASS C
File No: 514148 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INDIA FUND CLASS R
File No: 514149 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN INDIA FUND SELECT CLASS
File No: 514146 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN LATIN AMERICA FUNDS CLASS A
File No: 514155 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN LATIN AMERICA FUNDS CLASS C
File No: 514156 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN LATIN AMERICA FUNDS CLASS R
File No: 514157 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN LATIN AMERICA FUNDS SELECT CLASS
File No: 514154 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN RUSSIA FUND CLASS A
File No: 514150 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN RUSSIA FUND CLASS C
File No: 514151 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN RUSSIA FUND CLASS R
File No: 514152 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


JPMORGAN TR 1 JPMORGAN RUSSIA FUND SELECT CLASS
File No: 514153 File Code: 3 Date Recvd: 01-MAR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BAPITST GENERAL CONFERENCE CORNERSTONE FUND
File No: 514072 File Code: 2 Date Recvd: 28-FEB-07 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


BAPITST GENERAL CONFERENCE CORNERSTONE FUND
File No: 514073 File Code: 2 Date Recvd: 28-FEB-07 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


BAPITST GENERAL CONFERENCE CORNERSTONE FUND
File No: 514074 File Code: 2 Date Recvd: 28-FEB-07 Status 1: P
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


FT 1366 GROWTH & INCOME ALLOCATION PORTFOLIO SERIES 3
File No: 514066 File Code: 5 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 514062 File Code: 2 Date Recvd: 28-FEB-07 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 514063 File Code: 2 Date Recvd: 28-FEB-07 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 514064 File Code: 2 Date Recvd: 28-FEB-07 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


NATIONAL COVENANT PROPERTIES
File No: 514065 File Code: 2 Date Recvd: 28-FEB-07 Status 1: P
Examiner: City: CHICAGO State: IL Country: USA


PIMCO FUNDS PIMCO TOTAL RETURN MORTGAGE FUND ADMINISTRATIVE
CLASS
File No: 514141 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


RUSSELL INVESTMENT CO DIVERSIFIED EQUITY FUND CLASS A
File No: 514135 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO EMERGING MARKETS FUND CLASS A
File No: 514133 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO GLOBAL EQUITY FUND CLASS A
File No: 514127 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO GLOBAL EQUITY FUND CLASS C
File No: 514128 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO GLOBAL EQUITY FUND CLASS E
File No: 514129 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO GLOBAL EQUITY FUND CLASS S
File No: 514130 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO INTERNATIONAL SECURITIES FUND CLASS A
File No: 514137 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO MULTISTRATEGY BOND FUND CLASS A
File No: 514131 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO QUANTITATIVE EQUITY FUND CLASS A
File No: 514132 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO REAL ESTATE SECURITIES FUND CLASS A
File No: 514134 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO SHORT DURATION BOND FUND CLASS A
File No: 514136 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


RUSSELL INVESTMENT CO SPECIAL GROWTH FUND CLASS A
File No: 514138 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: TACOMA State: WA Country: USA


SPECTRA FUNDS SPECTRA ALCHEMY FUND CLASS N
File No: 514139 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SPECTRA FUNDS SPECTRA INTERNATIONAL OPPORTUNITIES FUND CLASS
N
File No: 514140 File Code: 3 Date Recvd: 28-FEB-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA
DIVIDEND GROWTH TR RISING DIVIDEND GROWTH FUND CLASS I
File No: 514125 File Code: 3 Date Recvd: 27-FEB-07 Status 1: Z
Examiner: City: BLUFFTON State: SC Country: USA


DOW CONTRARIAN STRATEGY PORTFOLIO 2007 2
File No: 513956 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1320 DOW TARGET 10 PORTFOLIO MARCH 2007 SERIES
File No: 513962 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1320 DOW TARGET DIVIDEND PORTFOLIO MARCH 2007 SERIES
File No: 513957 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1320 TARGET DOUBLE PLAY PORTFOLIO MARCH 2007 SERIES
File No: 513958 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1320 TARGET FOCUS 4 PORTFOLIO MARCH 2007 SERIES
File No: 513959 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1320 TARGET VIP PORTFOLIO MARCH 2007 SERIES
File No: 513961 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1320 VALUE LINE TARGET 25 PORTFOLIO MARCH 2007 SERIES
File No: 513960 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1364 PRECIOUS METALS PORTFOLIO SERIES 6
File No: 513963 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


NEUBERGER BERMAN INCOME FUNDS LEHMAN BROTHERS STRATEGIC
INCOME FUND TR CLASS
File No: 513964 File Code: 3 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SELECT 10 INDUSTRIAL PORTFOLIO 2007 2
File No: 513955 File Code: 5 Date Recvd: 26-FEB-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

REPORT ITEMS 144



Last Updated: June 27, 2015