Securities Filings for April 09, 2007 through April 20, 2007

Exemption Filings Made with DFI's Securities Division between 09-APR-07 and 20-APR-07

FIDELITY REAL ESTATE GROWTH FUND 3 LP
File No: 515499 File Code: 7 Date Recvd: 19-APR-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


M&P GOLF LLC
File No: 515498 File Code: 7 Date Recvd: 19-APR-07 Status 1: F
Examiner: City: SAN MATEO State: CA Country: USA

ALPINE ROYALTIES LLC
File No: 515487 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


MEDINA ROYALTIES LLC
File No: 515488 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


PINETREE PARTNERS LP
File No: 515490 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


SUN CAPITAL PARTNERS 5 LP
File No: 515489 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


HEALTHCARE INFOCORP LLC
File No: 515447 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: EAST LONGMEADOW State: MA Country: USA


NANODYNAMICS INC
File No: 515448 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: BUFFALO State: NY Country: USA


PACIFIC RIDGE EQUITY FUND 5 LLC
File No: 515450 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


PVI SOLUTIONS INC
File No: 515449 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA


ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND 2 LP
File No: 515414 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


BERRY PROSPECT NO 17
File No: 515409 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


CNL SENIOR HOUSING 5 LLC
File No: 515415 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: ORLANDO State: FL Country: USA


INCEPT BIOSYSTEMS INC
File No: 515412 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: ANN ARBOR State: MI Country: USA


MPF DEWAAY PREMIER FUND 4 LLC
File No: 515411 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: MORAGA State: CA Country: USA


REEF PRIVATE DRILLING VENTURE 2006 4 JOINT VENTURE
File No: 515413 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


TX ENERGY HOLDINGS INC TEXOMA NO 1 PROGRAM
File No: 515410 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


EMPRESS MEDICAL INC
File No: 515351 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: MINNETONKA State: MN Country: USA


GOLUB CAPITAL PARTNERS 5 LP
File No: 515348 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PARK STREET CAPITAL PRIVATE EQUITY FUND 8 LP
File No: 515352 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


RCH ENERGY OPPORTUNITY FUND 2 LP
File No: 515358 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SHERMAN REAL ESTATE FUND 6 LLC
File No: 515347 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: BEERFIELD State: IL Country: USA


SPRING POINT OPPORTUNITY PARTNERS LP
File No: 515353 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


TOWN BANCSHARES INC
File No: 515350 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: ANTIOCH State: IL Country: USA


VMEDIA RESEARCH INC
File No: 515349 File Code: 7 Date Recvd: 13-APR-07 Status 1: F
Examiner: City: BOULDER State: CO Country: USA


CIG REAL ESTATE OPPORTUNITY FUND 2005 1 LLC
File No: 515300 File Code: 7 Date Recvd: 12-APR-07 Status 1: F
Examiner: City: ARLINGTON HEIGHTS State: IL Country: USA


TCW ENERGY FUND 14 LP
File No: 515303 File Code: 7 Date Recvd: 12-APR-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


TRANSWESTERN MULTIFAMILY PARTNERS LLC
File No: 515302 File Code: 7 Date Recvd: 12-APR-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


Z TRIM HOLDINGS INC
File No: 515301 File Code: 7 Date Recvd: 12-APR-07 Status 1: F
Examiner: City: MUNDELEIN State: IL Country: USA


ETAGZ INC
File No: 515272 File Code: 7 Date Recvd: 11-APR-07 Status 1: F
Examiner: City: SEATTLE State: WA Country: USA


POWER MEDICAP INTERVENTIONS INC
File No: 515297 File Code: 7 Date Recvd: 11-APR-07 Status 1: F
Examiner: City: LANGHORNE State: PA Country: USA


INRANGE SYSTEMS INC
File No: 515184 File Code: 7 Date Recvd: 10-APR-07 Status 1: F
Examiner: City: ALTOONA State: PA Country: USA


TOREADOR RESOURCES CORP
File No: 515183 File Code: 7 Date Recvd: 10-APR-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


CAYENNE MEDICAL INC
File No: 515107 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


GS GLOBAL EQUITY LONG SHORT ASW FUND
File No: 515109 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


GS GLOBAL EQUITY LONG SHORT INSTITUTIONAL ASW FUND
File No: 515110 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


GS PRIVATE EQUITY PARTNERS 9 ASW FUND LLC
File No: 515108 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


ONSTREAM MEDIAT CORP
File No: 515106 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: PAPANO BEACH State: FL Country: USA


PLUROGLEN THERAPEUTICS INC
File No: 515105 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: CHARLOTTESVILLE State: VA Country: USA


SELECTINVEST ARV ASW FUND
File No: 515111 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


SELECTINVEST INSTITUTIONAL ARV ASW FUND
File No: 515112 File Code: 7 Date Recvd: 09-APR-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA

REPORT ITEMS 41

Franchise Filings Made with DFI's Securities Division between 09-APR-07 and 20-APR-07


REPORT ITEMS 0

Registration Filings Made with DFI's Securities Division between 09-APR-07 and 20-APR-07

CLOSED END STRATEGY COHEN & STEERS MASTER EQUITY & INCOME
PORTOFLIO SERIES 5
File No: 515511 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MASTER INCOME
PORTOFLIO SERIES 11
File No: 515513 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MUNICIPAL INCOME
PORTOFLIO SERIES 8
File No: 515512 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY SENIOR LOAN & LTD DURATION PORTFOLIO
SERIES 12
File No: 515514 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CREDIT SUISSE INSTITUTIONAL FUND INC ASIA BOND PORTFOLIO
File No: 515516 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2007 2
File No: 515510 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HARBOR FUNDS HARBOR SMID VALUD FUND INSTITUTIONAL CLASS
File No: 515517 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


HARBOR FUNDS HARBOR SMID VALUD FUND INVESTOR CLASS
File No: 515518 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


HARBOR FUNDS HARBOR SMID VALUD FUND RETIREMENT CLASS
File No: 515519 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 67
File No: 515515 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1374 BASIC MATERIAL SELECT PORTFOLIO SERIES
File No: 515495 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1374 TECHNOLOGY PORTFOLIO SERIES 24
File No: 515496 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1374 TECHNOLOGY SELECT PORTFOLIO SERIES 23
File No: 515497 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GREATER AREA PORTFOLIO SERIES 2
File No: 515493 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


KLD GLOBAL CLIMATE 100 INDEX PORTFOLIO SERIES 1
File No: 515494 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 379 RENEWABLE &
ALTERNATIVE ENERGY PORTFOLIO SERIES 4
File No: 515442 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1373 DOW JONES GLOBAL TITANS PORTFOLIO SERIES 9
File No: 515444 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1388 STRATEGIC DIVIDEND PORTFOLIO SERIES 4
File No: 515446 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1392 ETF EQUITY ALLOCATION PORTFOLIO 2ND QUARTER 2007
SERIES
File No: 515443 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1393 ETF GROWTH & INCOME PORTFOLIO 2ND QUARTER 2007
SERIES
File No: 515445 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ATEL 12 LLC
File No: 515401 File Code: 1 Date Recvd: 16-APR-07 Status 1: P
Examiner: City: SAN FRANCISCO State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 376 STRATEGIC
INCOME PORTFOLIO PLUS SERIES 4
File No: 515403 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 376 STRATEGIC
INCOME PORTFOLIO SERIES 11
File No: 515402 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS EUROPEAN REALTY SHARES INC CLASS A
File No: 515408 File Code: 3 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


COHEN & STEERS EUROPEAN REALTY SHARES INC CLASS C
File No: 515407 File Code: 3 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


COHEN & STEERS EUROPEAN REALTY SHARES INC CLASS I
File No: 515406 File Code: 3 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DENT DEMOGRAPHICS PORTFOLIO SERIES 9
File No: 515405 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1402 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 15
File No: 515404 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MACEDONIA BAPTIST CHURCH OF KANSAS CITY MO
File No: 515400 File Code: 2 Date Recvd: 16-APR-07 Status 1: P
Examiner: City: KANSAS CITY State: MO Country: USA


COHEN & STEERS GLOBAL REAL ESTATE PORTFOLIO 2007 2
File No: 515340 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1348 SELECT DSP PORTFOLIO 2ND QUARTER 2007 SERIES
File No: 515342 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1371 FINANCIAL SELECT PORTFOLIO SERIES 19
File No: 515345 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1372 TOTAL EQUITY ALLOCATION PORTFOLIO SERIES 7
File No: 515344 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1386 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 8
File No: 515343 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1397 PIONEER PORTFOLIO APRIL 2007 SERIES
File No: 515346 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 150
File No: 515338 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 10
File No: 515341 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PREFERRED SECURTIES PORTFOLIO SERIES 15
File No: 515339 File Code: 5 Date Recvd: 13-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


BEACON FINANCIAL FUTURES FUND LP
File No: 515299 File Code: 1 Date Recvd: 12-APR-07 Status 1: P
Examiner: City: PRINCETON State: NJ Country: USA


DREYFUS PREMIER STATE MUNICIPAL BOND FUND MA SERIES CLASS Z
File No: 515327 File Code: 3 Date Recvd: 12-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER STATE MUNICIPAL BOND FUND MA SERIES CLASS Z
File No: 515441 File Code: 3 Date Recvd: 12-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR DIVIDEND INCOME VALUE STRATEGY SERIES
2007B
File No: 515328 File Code: 3 Date Recvd: 12-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR DIVIDEND RULER SERIES 2007B
File No: 515329 File Code: 3 Date Recvd: 12-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


BIRINYI EQUITY SELECT TR SERIES 15
File No: 515099 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 378 CLOSED END
CONVERTIBLE & INCOME PORTFOLIO SERIES 9
File No: 515088 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 378 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 9
File No: 515089 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 378 CLOSED END
INCOME PORTFOLIO SERIES 8
File No: 515090 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ENHANCED INDEX STRATEGIES PORTFOLIO 2007 2
File No: 515104 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FOCUS VALUE PORTFOLIO SERIES 23
File No: 515103 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1369 EMERGING MARKETS PORTFOLIO SERIES 4
File No: 515093 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1369 EQUITY INCOME SELECT PORTFOLIO SERIES 9
File No: 515091 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1369 PHARMACEUTICAL SELECT PORTFOLIO SERIES 21
File No: 515092 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1370 INTERNATIONAL PORTFOLIO SERIES 10
File No: 515094 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1370 LARGE CAP GROWTH PORTFOLIO SERIES 10
File No: 515097 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1370 LARGE CAP VALUE PORTFOLIO SERIES 10
File No: 515098 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1370 MID CAP PORTFOLIO SERIES 10
File No: 515096 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1370 SMALL CAP PORTFOLIO SERIES 10
File No: 515095 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


LARGE CAP GROWTH STRATEGY PORTFOLIO 2007 2
File No: 515100 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LARGE CAP VALUE STRATEGY PORTFOLIO 2007 2
File No: 515102 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT HIGH YIELD
MUNICIPAL BOND FUND CLASS Y
File No: 515087 File Code: 3 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT NATIONAL TAX
FREE INCOME FUND CLASS Y
File No: 515086 File Code: 3 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


MULTI STRATEGY SERIES CORE EQUITY ALLOCATION PORTFOLIO 2007
2
File No: 515101 File Code: 5 Date Recvd: 09-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

REPORT ITEMS 62



Last Updated: June 27, 2015