Securities Filings for April 16, 2007 through April 27, 2007

Exemption Filings Made with DFI's Securities Division between 16-APR-07 and 27-APR-07

ENERGY 12 LLC
File No: 515687 File Code: 7 Date Recvd: 27-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


A&O BONDED LIFE ASSETS LLC
File No: 515657 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA

ACTIVE IMPLANTS CORP
File No: 515660 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: MEMPHIS State: TN Country: USA


DRAWBRIDGE GLOBAL MACRO FUND LTD
File No: 515659 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


FRED ST JAMES PLACE APARTMENTS LLC
File No: 515655 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


PHOENIX PARTNERS LP
File No: 515656 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SINGULEX INC
File No: 515658 File Code: 7 Date Recvd: 26-APR-07 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


FRED LATHERS LLC
File No: 515620 File Code: 7 Date Recvd: 25-APR-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


MILE HI CHURCH OF RELIGIOUS SCIENCE
File No: 515621 File Code: 10 Date Recvd: 25-APR-07 Status 1: P
Examiner: City: LAKEWOOD State: CO Country: USA


ALLIANCEBERNSTEIN GLOBAL DIVERSIFIED STRATEGIES LP HEDGE
FUND B
File No: 515551 File Code: 7 Date Recvd: 24-APR-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


AVIATION TECHNOLOGY GROUP INC
File No: 515550 File Code: 7 Date Recvd: 24-APR-07 Status 1: F
Examiner: City: ENGLEWOOD State: CO Country: USA


LOUISVILLE JEFFERSON COUNTY KY METRO GOVERNMENT LOUISVILLE
GAS & ELECTRIC CO
File No: 515552 File Code: 17 Date Recvd: 24-APR-07 Status 1: F
Examiner: City: LOUISVILLE State: KY Country: USA


TRIMBLE KY COUNTY OF LOUISVILLE GAS & ELECTRIC CO
File No: 515553 File Code: 17 Date Recvd: 24-APR-07 Status 1: F
Examiner: City: BEDFORD State: KY Country: USA


MEDICAL PROVIDER FINANCIAL CORP 3 SERIES 2
File No: 515555 File Code: 7 Date Recvd: 23-APR-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


SPORTS VENTURE PARTNERS REAL ESTATE 1 LP
File No: 515554 File Code: 7 Date Recvd: 23-APR-07 Status 1: F
Examiner: City: CHAMPAIGN State: IL Country: USA


WOLVERINE TUBE INC
File No: 515556 File Code: 8 Date Recvd: 23-APR-07 Status 1: P
Examiner: City: HUNTSVILLE State: AL Country: USA


CALVARY CHAPEL OF AUTIN
File No: 515630 File Code: 10 Date Recvd: 19-APR-07 Status 1: P
Examiner: City: AUSTIN State: TX Country: USA


FAITH BIBLE CHAPEL INTERNATIONAL
File No: 515629 File Code: 10 Date Recvd: 19-APR-07 Status 1: P
Examiner: City: ARVADA State: CO Country: USA


FIDELITY REAL ESTATE GROWTH FUND 3 LP
File No: 515499 File Code: 7 Date Recvd: 19-APR-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


M&P GOLF LLC
File No: 515498 File Code: 7 Date Recvd: 19-APR-07 Status 1: F
Examiner: City: SAN MATEO State: CA Country: USA


ALPINE ROYALTIES LLC
File No: 515487 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


BLOOMER BANCSHARES INC
File No: 515631 File Code: 8 Date Recvd: 18-APR-07 Status 1: P
Examiner: City: BLOOMER State: WI Country: USA


MEDINA ROYALTIES LLC
File No: 515488 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


PINETREE PARTNERS LP
File No: 515490 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


SUN CAPITAL PARTNERS 5 LP
File No: 515489 File Code: 7 Date Recvd: 18-APR-07 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


HEALTHCARE INFOCORP LLC
File No: 515447 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: EAST LONGMEADOW State: MA Country: USA


NANODYNAMICS INC
File No: 515448 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: BUFFALO State: NY Country: USA


PACIFIC RIDGE EQUITY FUND 5 LLC
File No: 515450 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


PVI SOLUTIONS INC
File No: 515449 File Code: 7 Date Recvd: 17-APR-07 Status 1: F
Examiner: City: PETALUMA State: CA Country: USA


ADVISORY RESEARCH SMALL MID CAP VALUE EQUITY FUND 2 LP
File No: 515414 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


BERRY PROSPECT NO 17
File No: 515409 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


CNL SENIOR HOUSING 5 LLC
File No: 515415 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: ORLANDO State: FL Country: USA


INCEPT BIOSYSTEMS INC
File No: 515412 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: ANN ARBOR State: MI Country: USA


MPF DEWAAY PREMIER FUND 4 LLC
File No: 515411 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: MORAGA State: CA Country: USA


MUST HAVES INC
File No: 515661 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: NORTH MIAMI BEACH State: FL Country: USA


REEF PRIVATE DRILLING VENTURE 2006 4 JOINT VENTURE
File No: 515413 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


TX ENERGY HOLDINGS INC TEXOMA NO 1 PROGRAM
File No: 515410 File Code: 7 Date Recvd: 16-APR-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

REPORT ITEMS 37

Franchise Filings Made with DFI's Securities Division between 16-APR-07 and 27-APR-07

BEN & JERRYS FRANCHISING INC
File No: 515697 File Code: 71 Date Recvd: 17-APR-07 Status 1: R
Examiner: City: SOUTH BURLINGTON State: VT Country: USA


STRATUS FRANCHISING LLC
File No: 515698 File Code: 71 Date Recvd: 17-APR-07 Status 1: R
Examiner: City: ST LOUIS State: MO Country: USA


KENNDY FRANCHISING USA INC
File No: 515676 File Code: 71 Date Recvd: 16-APR-07 Status 1: R
Examiner: City: LONG LAKE State: MN Country: USA


MGM LIQUOR STORES INC
File No: 515699 File Code: 71 Date Recvd: 16-APR-07 Status 1: R
Examiner: City: ST PAUL State: MN Country: USA

REPORT ITEMS 4

Registration Filings Made with DFI's Securities Division between 16-APR-07 and 27-APR-07

CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 391 DELTA
GLOBAL SHIPPING PORTFOLIO SERIES 2
File No: 515683 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DOW CONTRARIAN STRATEGY PORTFOLIO 2007 3
File No: 515686 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SELECT 10 INDUSTRIAL PORTFOLIO 2007 3
File No: 515685 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 13
File No: 515684 File Code: 5 Date Recvd: 27-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1355 DOW TARGET 10 PORTFOLIO MAY 2007 SERIES
File No: 515653 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 DOW TARGET DIVIDEND PORTFOLIO MAY 2007 SERIES
File No: 515650 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 TARGET DOUBLE PLAY PORTFOLIO MAY 2007 SERIES
File No: 515648 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 TARGET FOCUS 4 PORTFOLIO MAY 2007 SERIES
File No: 515649 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 TARGET VIP PORTFOLIO MAY 2007 SERIES
File No: 515652 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1355 VALUE LINE TARGET 25 PORTFOLIO MAY 2007 SERIES
File No: 515651 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1390 INCOME ALLOCATION CLOSED END PORTFOLIO MAY 2007
SERIES
File No: 515654 File Code: 5 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MORGAN STANLEY INSTITUTIONAL FUND TR MUNICIPAL PORTFOLIO
ADVISER CLASS
File No: 515647 File Code: 3 Date Recvd: 26-APR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 380 CLOSED END
COVERED CALL & INCOME PORTFOLIO 2 YEAR SERIES 7
File No: 515539 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 380 CLOSED END
COVERED CALL & INCOME PORTFOLIOSERIES 6
File No: 515540 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 380 UTILITIES
PORTFOLIO SERIES 7
File No: 515538 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES HEALTH CARE
PORTFOLIO SERIES 5
File No: 515541 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1375 GLOBAL INCOME INCOME CLOSED END PORTFOLIO SERIES 6
File No: 515545 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1394 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 22
File No: 515544 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1408 JAPAN PORTFOLIO SERIES 6
File No: 515542 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1414 GLOBAL SHIPPING SELECT PORTFOLIO SERIES
File No: 515543 File Code: 5 Date Recvd: 24-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UNITED METHODIST DEVELOPMENT FUND
File No: 515535 File Code: 2 Date Recvd: 24-APR-07 Status 1: P
Examiner: MJS City: NEW YORK State: NY Country: USA


UNITED METHODIST DEVELOPMENT FUND
File No: 515536 File Code: 2 Date Recvd: 24-APR-07 Status 1: P
Examiner: MJS City: NEW YORK State: NY Country: USA


FT 1389 CANADIAN ENERGY & INCOME SELECT PORTFOLIO SERIES 5
File No: 515546 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1391 PREFERRED INCOME PORTFOLIO SERIES 22
File No: 515548 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1401 SENIOR LOAN CLOSED END PORTFOLIO SERIES
File No: 515547 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1403 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 4
File No: 515549 File Code: 5 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GREENWICH ADVISORS TR GREENWICH ADVISORS INDIA SELECT FUND
CLASS A
File No: 515645 File Code: 3 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


GREENWICH ADVISORS TR GREENWICH ADVISORS INDIA SELECT FUND
CLASS C
File No: 515646 File Code: 3 Date Recvd: 23-APR-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


WAVE CHURCH
File No: 515537 File Code: 2 Date Recvd: 23-APR-07 Status 1: P
Examiner: City: VIGINIA BEACH State: VA Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER EQUITY & INCOME
PORTOFLIO SERIES 5
File No: 515511 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MASTER INCOME
PORTOFLIO SERIES 11
File No: 515513 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY COHEN & STEERS MASTER MUNICIPAL INCOME
PORTOFLIO SERIES 8
File No: 515512 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLOSED END STRATEGY SENIOR LOAN & LTD DURATION PORTFOLIO
SERIES 12
File No: 515514 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CREDIT SUISSE INSTITUTIONAL FUND INC ASIA BOND PORTFOLIO
File No: 515516 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DIVIDEND INCOME & VALUE PORTFOLIO 2007 2
File No: 515510 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


HARBOR FUNDS HARBOR SMID VALUD FUND INSTITUTIONAL CLASS
File No: 515517 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


HARBOR FUNDS HARBOR SMID VALUD FUND INVESTOR CLASS
File No: 515518 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


HARBOR FUNDS HARBOR SMID VALUD FUND RETIREMENT CLASS
File No: 515519 File Code: 3 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: TOLEDO State: OH Country: USA


INVESTMENT GRADE MUNICIPAL TR SERIES 67
File No: 515515 File Code: 5 Date Recvd: 20-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1374 BASIC MATERIAL SELECT PORTFOLIO SERIES
File No: 515495 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1374 TECHNOLOGY PORTFOLIO SERIES 24
File No: 515496 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1374 TECHNOLOGY SELECT PORTFOLIO SERIES 23
File No: 515497 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GREATER AREA PORTFOLIO SERIES 2
File No: 515493 File Code: 5 Date Recvd: 19-APR-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


LIBERTY RENEWABLE FUELS LLC
File No: 515587 File Code: 1 Date Recvd: 18-APR-07 Status 1: P
Examiner: City: CORUNNA State: MI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 379 RENEWABLE &
ALTERNATIVE ENERGY PORTFOLIO SERIES 4
File No: 515442 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

FT 1373 DOW JONES GLOBAL TITANS PORTFOLIO SERIES 9
File No: 515444 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1388 STRATEGIC DIVIDEND PORTFOLIO SERIES 4
File No: 515446 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1392 ETF EQUITY ALLOCATION PORTFOLIO 2ND QUARTER 2007
SERIES
File No: 515443 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1393 ETF GROWTH & INCOME PORTFOLIO 2ND QUARTER 2007
SERIES
File No: 515445 File Code: 5 Date Recvd: 17-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ATEL 12 LLC
File No: 515401 File Code: 1 Date Recvd: 16-APR-07 Status 1: P
Examiner: City: SAN FRANCISCO State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 376 STRATEGIC
INCOME PORTFOLIO PLUS SERIES 4
File No: 515403 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 376 STRATEGIC
INCOME PORTFOLIO SERIES 11
File No: 515402 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS EUROPEAN REALTY SHARES INC CLASS A
File No: 515408 File Code: 3 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


COHEN & STEERS EUROPEAN REALTY SHARES INC CLASS C
File No: 515407 File Code: 3 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


COHEN & STEERS EUROPEAN REALTY SHARES INC CLASS I
File No: 515406 File Code: 3 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DENT DEMOGRAPHICS PORTFOLIO SERIES 9
File No: 515405 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1402 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 15
File No: 515404 File Code: 5 Date Recvd: 16-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MACEDONIA BAPTIST CHURCH OF KANSAS CITY MO
File No: 515400 File Code: 2 Date Recvd: 16-APR-07 Status 1: P
Examiner: City: KANSAS CITY State: MO Country: USA

REPORT ITEMS 58



Last Updated: June 27, 2015