Securities Filings for April 30, 2007 through May 11, 2007

Exemption Filings Made with DFI's Securities Division between 30-APR-07 and 11-MAY-07

MAYLINE HOLDCO INC
File No: 516191 File Code: 7 Date Recvd: 11-MAY-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


PHILLIPS EDISON DEVELOPMENT FUND LLC
File No: 516192 File Code: 7 Date Recvd: 11-MAY-07 Status 1: F
Examiner: City: CINCINNATI State: OH Country: USA

BLUEROCK SUMMIT S LLC
File No: 516158 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DBSI 2007 LAND IMPROVEMENT & DEVELOPMENT FUND LLC
File No: 516159 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


INNOVATIVE PHARMACEUTICALS INC
File No: 516161 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MERIDIAN DIVERSIFIED ERISA FUND LTD
File No: 516160 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: HAMILTON HM 11 State: Country: BERMUDA


CSA BIOTECHNOLOGY FUND 1 LLC
File No: 516138 File Code: 7 Date Recvd: 09-MAY-07 Status 1: F
Examiner: City: BIRMINGHAM State: AL Country: USA


MCFARLAN SPECIAL SITUATIONS FUND 2 LP
File No: 516137 File Code: 7 Date Recvd: 09-MAY-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


COLLINS CAPITAL LOW VOLAITILITY PERFORMANCE FUND 2 LP
File No: 516112 File Code: 7 Date Recvd: 08-MAY-07 Status 1: F
Examiner: City: CORAL GABLES State: FL Country: USA


IBG LLC
File No: 516113 File Code: 7 Date Recvd: 08-MAY-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


KIMEX RETAIL LAND & DEVELOPMENT FUND 1 LP KRL&D PARALLEL
F1LP
File No: 516111 File Code: 7 Date Recvd: 08-MAY-07 Status 1: F
Examiner: City: NEW HYDE PARK State: NY Country: USA


CAPITOL PRIVATE OPPORTUNITIES LP
File No: 516050 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


GRISSOM 8 DRILLING PROGRAM
File No: 516049 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA


HARRISON STREET REAL ESTATE PARTNERS 1 LP
File No: 516047 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HERRMANN LISKA UNIT 4 DRILLING PROGRAM
File No: 516048 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: SAN ANTIONIO State: TX Country: USA


RENT 1 ONLINE
File No: 516051 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: SCOTTS VALLEY State: CA Country: USA


ADVANCED EQUITIES ALIEN SERIES 1 INVESTMENTS 2 LLC
File No: 515992 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


FL CAPITAL REAL ESTATE PARTNERS 28 LTD
File No: 515991 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: HEATHROW State: FL Country: USA


METABOLIC TESTING SERVICES INC
File No: 515990 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: ATLANTA State: GA Country: USA


SWIFT FINANCIAL CORP
File No: 515989 File Code: 7 Date Recvd: 03-MAY-07 Status 1: F
Examiner: City: WILMINGTON State: DE Country: USA


HEARTLAND AGRICULTURAL FUND LP
File No: 515957 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


MCELROY JENNY 3 LP
File No: 515901 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


POLYMET MINING CORP
File No: 515956 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: VANCOUVER BC V6E2K3 State: Country: CANADA


REEF OIL & GAS INCOME & DEVELOPMENT FUND 2 LP
File No: 515955 File Code: 7 Date Recvd: 02-MAY-07 Status 1: F
Examiner: City: RICHARDSON State: TX Country: USA


CITIGROUP ABINDON FUTURES FUND LP
File No: 515900 File Code: 7 Date Recvd: 01-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PRIME MOVER CAPITAL PARTNERS LP
File No: 515899 File Code: 7 Date Recvd: 01-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


AURORA GLOBAL OPPORTUNITIES 2 ASW FUND
File No: 515887 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


BABCOCK & BROWN LTD
File No: 515898 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: SYDNEY NSW 2000 State: Country: AUSTRALIA


CYPRESS GROWTH FUND LLC
File No: 515885 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


INTELLIGENT BIO SYSTEMS INC
File No: 515708 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: WALTHAM State: MA Country: USA


PLATINUM STUDIOS INC
File No: 515886 File Code: 7 Date Recvd: 30-APR-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA

REPORT ITEMS 31

Franchise Filings Made with DFI's Securities Division between 30-APR-07 and 11-MAY-07

UNITED AUTO GROUP SMART USA DISTRIBUTOR LLC
File No: 516143 File Code: 75 Date Recvd: 09-MAY-07 Status 1: R
Examiner: City: State: Country: USA


MIDWEST LAWN CARE LLC
File No: 515967 File Code: 71 Date Recvd: 02-MAY-07 Status 1: R
Examiner: City: MIDDLETON State: WI Country: USA


ASSIST 2 SELL INC
File No: 516145 File Code: 71 Date Recvd: 30-APR-07 Status 1: R
Examiner: City: RENO State: NV Country: USA


DEI FRANCHISE SYSTEMS INC
File No: 516154 File Code: 71 Date Recvd: 30-APR-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


DRY CLEANING STATION INC
File No: 516141 File Code: 71 Date Recvd: 30-APR-07 Status 1: R
Examiner: City: GOLDEN VALLEY State: MN Country: USA


FIRKIN PUBS LLC
File No: 516152 File Code: 71 Date Recvd: 30-APR-07 Status 1: R
Examiner: City: ALEXANDRIA State: VA Country: USA


GNC FRANCHISING LLC
File No: 516153 File Code: 71 Date Recvd: 30-APR-07 Status 1: R
Examiner: City: PITTSBURG State: PA Country: USA


MASSAGE ENVY LTD LLC
File No: 516155 File Code: 71 Date Recvd: 30-APR-07 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA

REPORT ITEMS 8

Registration Filings Made with DFI's Securities Division between 30-APR-07 and 11-MAY-07

CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 394 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 17
File No: 516190 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 396 CLOSED END
COVERED CALL & INCOME PORTFOLIO 18 MONTH SERIES 8
File No: 516189 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS REIT INCOME PORTFOLIO 2007 2
File No: 516187 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 39
File No: 516184 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENERGY PORTFOLIO SERIES 22
File No: 516186 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 34
File No: 516185 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1425 TAX ADVANTAGED MUNICIPAL CLOSED END PORTFOLIO SERIES
2
File No: 516188 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UTILITY INOME PORTFOLIOS SERIES 22
File No: 516183 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


AVIEMORE FUNDS AVIEMORE FUND
File No: 516157 File Code: 3 Date Recvd: 10-MAY-07 Status 1: Z
Examiner: City: MILLBROOK State: NJ Country: USA


CALYMORE SECURITIES DEFINED PORTFOLIOS SERIES 393 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 7
File No: 516101 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1416 EQUITY INCOME PORTFOLIO SERIES 13
File No: 516100 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1417 NASDAQ CLEAN EDGE 20 SERIES 2
File No: 516099 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1424 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 2
File No: 516098 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


XTF INVESTORS TR XTF 2010 ETF PORTFOLIO CLASS R
File No: 516102 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF 2020 ETF PORTFOLIO CLASS R
File No: 516103 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF 2030 ETF PORTFOLIO CLASS R
File No: 516104 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF 2040 PLUS ETF PORTFOLIO CLASS R
File No: 516105 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF AGGRESSIVE ETF PORTFOLIO CLASS R
File No: 516106 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF CONSERVATIVE ETF PORTFOLIO CLASS R
File No: 516107 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF COUNTRY ROTATION ETF PORTFOLIO CLASS R
File No: 516109 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF MODERATE ETF PORTFOLIO CLASS R
File No: 516108 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF SECTOR ROTATION ETF PORTFOLIO CLASS R
File No: 516110 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 387 STRATEGIC
INCOME PORTFOLIO SERIES 12
File No: 516045 File Code: 5 Date Recvd: 07-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE HIGH YIELD
MUNICIPALS FUND CLASS I
File No: 516046 File Code: 3 Date Recvd: 07-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FT 1404 STRATEGIC INCOME ADVANTAGE CLOSED END PORTFOLIO
SERIES 6
File No: 516044 File Code: 5 Date Recvd: 07-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SENTINEL GROUP FUNDS INC SENTINEL COMMON STOCK FUND CLASS I
File No: 516025 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL GOVERNMENT SECURITIES FUND
CLASS I
File No: 516026 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL MID CAP VALUE FUND CLASS A
File No: 516022 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL MID CAP VALUE FUND CLASS C
File No: 516023 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL MID CAP VALUE FUND CLASS I
File No: 516024 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL SMALL CO FUND CLASS I
File No: 516027 File Code: 3 Date Recvd: 04-MAY-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


ALLIEGENT FUNDS ALLEGIANT MULTI FACTOR SMALL CAP FOCUSED
VALUE FUND CLASS A
File No: 516178 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: KING OF PRUSSIA State: PA Country: USA


ALLIEGENT FUNDS ALLEGIANT MULTI FACTOR SMALL CAP FOCUSED
VALUE FUND CLASS C
File No: 516179 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: KING OF PRUSSIA State: PA Country: USA


ALLIEGENT FUNDS ALLEGIANT MULTI FACTOR SMALL CAP FOCUSED
VALUE FUND CLASS I
File No: 516180 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: KING OF PRUSSIA State: PA Country: USA


EQUITY FOCUS TR S&P COMPETITIVE ADVANTAGE PORTFOLIO 2007
SERIES B
File No: 515974 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC 10 A PLUS PORTFOLIO 2007 SERIES B
File No: 515975 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR STRATEGIC S&P INDUSTRIAL PORTFOLIO 2007
SERIES B
File No: 515976 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FIDELITY CAPITAL TR FIDELITY SMALL CAP INDEPENDENCE FUND
FIDELITY ADVISOR SCIF CLASS A
File No: 516170 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY CAPITAL TR FIDELITY SMALL CAP INDEPENDENCE FUND
FIDELITY ADVISOR SCIF CLASS B
File No: 516168 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY CAPITAL TR FIDELITY SMALL CAP INDEPENDENCE FUND
FIDELITY ADVISOR SCIF CLASS C
File No: 516171 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY CAPITAL TR FIDELITY SMALL CAP INDEPENDENCE FUND
FIDELITY ADVISOR SCIF CLASS T
File No: 516169 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY CAPITAL TR FIDELITY SMALL CAP INDEPENDENCE FUND
FIDELITY ADVISOR SCIF INSTITUTIONAL CLASS
File No: 516172 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY INVESTMENT TR FIDELITY CANADA FUND FIDELITY ADVISOR
CANADA FUND CLASS A
File No: 516176 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY INVESTMENT TR FIDELITY CANADA FUND FIDELITY ADVISOR
CANADA FUND CLASS B
File No: 516175 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY INVESTMENT TR FIDELITY CANADA FUND FIDELITY ADVISOR
CANADA FUND CLASS C
File No: 516174 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY INVESTMENT TR FIDELITY CANADA FUND FIDELITY ADVISOR
CANADA FUND CLASS T
File No: 516177 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FIDELITY INVESTMENT TR FIDELITY CANADA FUND FIDELITY ADVISOR
CANADA FUND INSTITUTIONAL CLASS
File No: 516173 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MARSICO INVESTMENT FUND MARSICO GLOBAL FUND
File No: 515329 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


PRICE T ROWE INSTITIONAL INTERNATIONAL FUNDS INC PRTII BOND
FUND
File No: 515328 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2005 FUND R CLASS
File No: 515982 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2005 FUND RETIREMENT
CLASS
File No: 515988 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2015 FUND R CLASS
File No: 515981 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2015 FUND RETIREMENT
CLASS
File No: 515987 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2025 FUND R CLASS
File No: 515980 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2025 FUND RETIREMENT
CLASS
File No: 515986 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2035 FUND R CLASS
File No: 515979 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2035 FUND RETIREMENT
CLASS
File No: 515985 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2045 FUND R CLASS
File No: 515978 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2045 FUND RETIREMENT
CLASS
File No: 515984 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2055 FUND R CLASS
File No: 515977 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE RETIREMENT FUNDS INC PTRR 2055 FUND RETIREMENT
CLASS
File No: 515983 File Code: 3 Date Recvd: 03-MAY-07 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


CALVERT SOCIAL INVESTMENT FOUNDATION
File No: 515327 File Code: 2 Date Recvd: 02-MAY-07 Status 1: P
Examiner: City: BETHESDA State: MD Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 386 CLOSED END
SENIOR LOAN & INCOME PORTFOLIO SERIES 7
File No: 515896 File Code: 5 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 386 CLOSED END
SENIOR NATIONAL MUNICIPAL PORTFOLIO SERIES 10
File No: 515897 File Code: 5 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DREYFUS PREMIER GNMA FUND INC CLASS A
File No: 515953 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER GNMA FUND INC CLASS B
File No: 515952 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER GNMA FUND INC CLASS C
File No: 515954 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1415 BRIC SELECT PORTFOLIO SERIES 3
File No: 515895 File Code: 5 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
ADVISORS SELECT CLASS
File No: 515863 File Code: 3 Date Recvd: 01-MAY-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 385 ONEFOLIO
SELECT PORTFOLIO SERIES 8
File No: 515711 File Code: 5 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 385 ZACKS
SELECT PORTFOLIO SERIES 6
File No: 515710 File Code: 5 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 392 TARANTULA
ALL STAR SELECT PORTFOLIO SERIES 1
File No: 515709 File Code: 5 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE SPECIAL INVESTMENT TR EATON VANCE LARGE CAP
GROWTH FUND CLASS I
File No: 515884 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FORUM FUNDS LIBERTY STREET HORIZON FUND A SHARES
File No: 515888 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS LIBERTY STREET HORIZON FUND C SHARES
File No: 515889 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORUM FUNDS LIBERTY STREET HORIZON FUND INSTITUTIONAL SHARES
File No: 515890 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


PRINCIPAL INVESTORS FUND INC BOND & MORTGAGE SECURITIES FUND
ADVISORS SIGNATURE CLASS
File No: 515879 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA
PRINCIPAL INVESTORS FUND INC BOND & MORTGAGE SECURITIES FUND
SELECT CLASS
File No: 515877 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
ADVIORS SELECT CLASS
File No: 515818 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
SELECT CLASS
File No: 515817 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DISCIPLINED LARGECAP BLEND FUND
SELECT CLASS
File No: 515819 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
ADVISORS SELECT CLASS
File No: 515848 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
ADVISORS SIGNATURE CLASS
File No: 515849 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC DIVERSIFIED INTERNATIONAL FUND
SELECT CLASS
File No: 515847 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC GOVERNMENT & HIGH QUALITY BOND
FUND ADVISORS SELECT CLASS
File No: 515860 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC GOVERNMENT & HIGH QUALITY BOND
FUND ADVISORS SIGNATURE CLASS
File No: 515861 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC GOVERNMENT & HIGH QUALITY BOND
FUND SELECT CLASS
File No: 515859 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH QUALITY INTERMEDIATE TERM
BOND FUND ADVISORS SELECT CLASS
File No: 515854 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH QUALITY INTERMEDIATE TERM
BOND FUND ADVISORS SIGNATURE CLASS
File No: 515855 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC HIGH QUALITY INTERMEDIATE TERM
BOND FUND SELECT CLASS
File No: 515853 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INFLATION PROTECTION FUND
ADVISORS SELECT CLASS
File No: 515845 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INFLATION PROTECTION FUND
ADVISORS SIGNATURE CLASS
File No: 515844 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INFLATION PROTECTION FUND
SELECT CLASS
File No: 515846 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL EMERGING MARKETS
FUND ADVISORS SELECT CLASS
File No: 515851 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL EMERGING MARKETS
FUND ADVISORS SIGNATURE CLASS
File No: 515850 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL EMERGING MARKETS
FUND SELECT CLASS
File No: 515852 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL GROWTH FUND
ADVISORS SELECT CLASS
File No: 515759 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL GROWTH FUND
ADVISORS SIGNATURE CLASS
File No: 515758 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC INTERNATIONAL GROWTH FUND
SELECT CLASS
File No: 515760 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP GROWTH FUND ADVISORS
SELECT CLASS
File No: 515824 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP GROWTH FUND ADVISORS
SIGNATURE CLASS
File No: 515823 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP GROWTH FUND SELECT
CLASS
File No: 515825 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP S&P 500 INDEX FUND
ADVISORS SELECT CLASS
File No: 515815 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP S&P 500 INDEX FUND
ADVISORS SIGNATURE CLASS
File No: 515814 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP S&P 500 INDEX FUND
SELECT CLASS
File No: 515816 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP VALUE FUND ADVISORS
SELECT CLASS
File No: 515812 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP VALUE FUND ADVISORS
SIGNATURE CLASS
File No: 515811 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC LARGECAP VALUE FUND SELECT
CLASS
File No: 515813 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND ADVISORS
SELECT CLASS
File No: 515809 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND ADVISORS
SIGNATURE CLASS
File No: 515810 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP BLEND FUND SELECT
CLASS
File No: 515808 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP GROWTH FUND ADVISORS
SELECT CLASS
File No: 515806 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP GROWTH FUND ADVISORS
SIGNATURE CLASS
File No: 515805 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP GROWTH FUND SELECT
CLASS
File No: 515807 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP S&P 400 INDEX FUND
ADVISORS SELECT CLASS
File No: 515800 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP S&P 400 INDEX FUND
ADVISORS SIGNATURE CLASS
File No: 515799 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP S&P 400 INDEX FUND
SELECT CLASS
File No: 515801 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP VALUE FUND ADVISOR
SELECT CLASS
File No: 515791 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP VALUE FUND ADVISOR
SIGNATURE CLASS
File No: 515792 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MIDCAP VALUE FUND SELECT CLASS
File No: 515790 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MONEY MARKET FUND ADVISORS
SELECT CLASS
File No: 515797 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MONEY MARKET FUND ADVISORS
SIGNATURE CLASS
File No: 515796 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC MONEY MARKET FUND SELECT CLASS
File No: 515798 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS GLOBAL EQUITY FUND
ADVISORS SELECT CLASS
File No: 515857 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS GLOBAL EQUITY FUND
ADVISORS SIGNATURE CLASS
File No: 515856 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS GLOBAL EQUITY FUND
SELECT CLASS
File No: 515858 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS INTERNATIONAL FUND
ADVISORS SELECT CLASS
File No: 515765 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS INTERNATIONAL FUND
ADVISORS SIGNATURE CLASS
File No: 515764 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS INTERNATIONAL FUND
SELECT CLASS
File No: 515766 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND
ADVISORS SELECT CLASS
File No: 515762 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND
ADVISORS SIGNATURE CLASS
File No: 515763 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND
SELECT CLASS
File No: 515761 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND 1
ADVISORS SELECT CLASS
File No: 515826 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND 1
ADVISORS SIGNATURE CLASS
File No: 515827 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP BLEND FUND 1
SELECT CLASS
File No: 515828 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 1
ADVISORS SELECT CLASS
File No: 515768 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 1
ADVISORS SIGNATURE CLASS
File No: 515769 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 1
SELECT CLASS
File No: 515767 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 2
ADVIORS SELECT CLASS
File No: 515780 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 2
ADVIORS SIGNATURE CLASS
File No: 515781 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP GROWTH FUND 2
SELECT CLASS
File No: 515779 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND
ADVISORS SELECT CLASS
File No: 515726 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND
ADVISORS SIGNATURE CLASS
File No: 515725 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND
SELECT CLASS
File No: 515727 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 1
ADVISORS SELECT CLASS
File No: 515866 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 1
ADVISORS SIGNATURE CLASS
File No: 515867 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 2
ADVISORS SELECT CLASS
File No: 515723 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 2
ADVISORS SIGNATURE CLASS
File No: 515724 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS LARGECAP VALUE FUND 2
SELECT CLASS
File No: 515722 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
ADVISORS SELECT CLASS
File No: 515803 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
ADVISORS SIGNATURE CLASS
File No: 515804 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND
SELECT CLASS
File No: 515802 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 1
ADVISORS SELECT CLASS
File No: 515777 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 1
ADVISORS SIGNATURE CLASS
File No: 515776 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 1
SELECT CLASS
File No: 515778 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 2
ADVISORS SELECT CLASS
File No: 515756 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 2
ADVISORS SIGNATURE CLASS
File No: 515757 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP GROWTH FUND 2
SELECT CLASS
File No: 515755 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND
ADVISORS SELECT CLASS
File No: 515794 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND
ADVISORS SIGNATURE CLASS
File No: 515793 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND
SELECT CLASS
File No: 515795 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND 1
ADVISORS SELECT CLASS
File No: 515774 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND 1
ADVISORS SIGNATURE CLASS
File No: 515775 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS MIDCAP VALUE FUND 1
SELECT CLASS
File No: 515773 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP BLEND FUND 2
ADVIORS SIGNATURE CLASS
File No: 515782 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP BLEND FUND 2
SELECT CLASS
File No: 515783 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP BOND FUND
ADVISORS SELECT CLASS
File No: 515883 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 1
ADVISORS SELECT CLASS
File No: 515741 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 1
ADVISORS SIGNAURE CLASS
File No: 515740 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 1
SELECT CLASS
File No: 515742 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 2
ADVISORS SELECT CLASS
File No: 515788 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 2
ADVISORS SIGNAURE CLASS
File No: 515787 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 2
SELECT CLASS
File No: 515789 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 3
ADVISORS SELECT CLASS
File No: 515872 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 3
ADVISORS SIGNATURE CLASS
File No: 515873 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP GROWTH FUND 3
SELECT CLASS
File No: 515871 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND
ADVISORS SELECT CLASS
File No: 515732 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND
ADVISORS SIGNATURE CLASS
File No: 515731 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND
SELECT CLASS
File No: 515733 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 1
ADVISORS SELECT CLASS
File No: 515729 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 1
ADVISORS SIGNATURE CLASS
File No: 515730 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 1
SELECT CLASS
File No: 515728 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 2
ADVISORS SELECT CLASS
File No: 515738 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 2
ADVISORS SIGNAURE CLASS
File No: 515739 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PARTNERS SMALLCAP VALUE FUND 2
SELECT CLASS
File No: 515737 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND
ADVISORS SELECT CLASS
File No: 515771 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND
ADVISORS SIGNATURE CLASS
File No: 515770 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PREFERRED SECURITIES FUND
SELECT CLASS
File No: 515772 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
ADVISORS SELECT CLASS
File No: 515842 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
ADVISORS SIGNATURE CLASS
File No: 515843 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2010 FUND
SELECT CLASS
File No: 515841 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
ADVISORS SELECT CLASS
File No: 515839 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
ADVISORS SIGNATURE CLASS
File No: 515838 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2020 FUND
SELECT CLASS
File No: 515840 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
ADVISORS SELECT CLASS
File No: 515836 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
ADVISORS SIGNATURE CLASS
File No: 515837 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2030 FUND
SELECT CLASS
File No: 515835 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
ADVISORS SELECT CLASS
File No: 515833 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
ADVISORS SIGNATURE CLASS
File No: 515832 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2040 FUND
SELECT CLASS
File No: 515834 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
ADVISORS SELECT CLASS
File No: 515830 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
ADVISORS SIGNATURE CLASS
File No: 515831 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME 2050 FUND
SELECT CLASS
File No: 515829 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND ADVIORS SELECT CLASS
File No: 515821 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND ADVIORS SIGNATURE CLASS
File No: 515820 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC PRINCIPAL LIFETIME STRATEGIC
INCOME FUND SELECT CLASS
File No: 515822 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC REAL ESTATE SECURITIES FUND
ADVISORS SELECT CLASS
File No: 515719 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC REAL ESTATE SECURITIES FUND
ADVISORS SIGNATURE CLASS
File No: 515721 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC REAL ESTATE SECURITIES FUND
SELECT CLASS
File No: 515720 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC S&M BALANCED PORTFOLIO ADVISORS
SELECT CLASS
File No: 515881 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC S&M BALANCED PORTFOLIO ADVISORS
SIGNATURE CLASS
File No: 515880 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC S&M BALANCED PORTFOLIO SELECT
CLASS
File No: 515882 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO ADVISORS SELECT CLASS
File No: 515875 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO ADVISORS SIGNATURE CLASS
File No: 515874 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE BALANCED
PORTFOLIO SELECT CLASS
File No: 515876 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO ADVISORS SELECT CLASS
File No: 515869 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO ADVISORS SIGNATURE CLASS
File No: 515868 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM CONSERVATIVE GROWTH
PORTFOLIO SELECT CLASS
File No: 515870 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
ADVISORS SIGNATURE CLASS
File No: 515862 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM FLEXIBLE INCOME PORTFOLIO
SELECT CLASS
File No: 515864 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH ADVISORS
SELECT CLASS
File No: 515753 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH ADVISORS
SIGNATURE CLASS
File No: 515752 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SAM STRATEGIC GROWTH SELECT
CLASS
File No: 515754 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM BOND FUND ADVISORS
SELECT CLASS
File No: 515750 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM BOND FUND ADVISORS
SIGNATURE CLASS
File No: 515751 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SHORT TERM BOND FUND SELECT
CLASS
File No: 515749 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP BLEND FUND ADVISORS
SELECT CLASS
File No: 515743 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP BLEND FUND ADVISORS
SIGNATURE CLASS
File No: 515744 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP BLEND FUND SELECT
CLASS
File No: 515745 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND ADVISORS
SELECT CLASS
File No: 515785 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND ADVISORS
SIGNATURE CLASS
File No: 515784 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP GROWTH FUND SELECT
CLASS
File No: 515786 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP S&P 600 INDEX FUND
ADVISORS SELECT CLASS
File No: 515747 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP S&P 600 INDEX FUND
ADVISORS SIGNATURE CLASS
File No: 515748 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP S&P 600 INDEX FUND
SELECT CLASS
File No: 515746 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP VALUE FUND ADVISORS
SELECT CLASS
File No: 515735 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP VALUE FUND ADVISORS
SIGNATURE CLASS
File No: 515734 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC SMALLCAP VALUE FUND SELECT
CLASS
File No: 515736 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND ADVISORS
PREFERRED CLASS
File No: 515717 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND ADVISORS
SELECT CLASS
File No: 515715 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND ADVISORS
SIGNATURE CLASS
File No: 515716 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND PREFERRED
CLASS
File No: 515718 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL INVESTORS FUND INC ULTRA SHORT BOND FUND SELECT
CLASS
File No: 515714 File Code: 3 Date Recvd: 30-APR-07 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA

REPORT ITEMS 243



Last Updated: June 27, 2015