Securities Filings for May 07, 2007 through May 18, 2007

Exemption Filings Made with DFI's Securities Division between 07-MAY-07 and 18-MAY-07

KING STREET CAPITAL LTD
File No: 516328 File Code: 7 Date Recvd: 18-MAY-07 Status 1: F
Examiner: City: HAMILTON HM11 State: Country: BERMUDA


PAUL CAPITAL PARTNERS 9 LP
File No: 516327 File Code: 7 Date Recvd: 18-MAY-07 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA

IDYSSEY DIVERSIFIED 6 LLC
File No: 516314 File Code: 7 Date Recvd: 17-MAY-07 Status 1: F
Examiner: City: LAKELAND State: FL Country: USA


RIVEROAK REALTY FUND 4 LLC
File No: 516313 File Code: 7 Date Recvd: 17-MAY-07 Status 1: F
Examiner: City: STAMFORD State: CT Country: USA


SOUP KITCHEN INTERNATIONAL INC
File No: 516315 File Code: 7 Date Recvd: 17-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BROADSPOT WORLD WIDE WIRELESS INC
File No: 516297 File Code: 7 Date Recvd: 16-MAY-07 Status 1: F
Examiner: City: RODONDO BEACH State: CA Country: USA


CAHAVA INVESTOR LLC
File No: 516296 File Code: 7 Date Recvd: 16-MAY-07 Status 1: F
Examiner: City: MADISON State: WI Country: USA


GALES INDUSTRIES INC
File No: 516298 File Code: 7 Date Recvd: 16-MAY-07 Status 1: F
Examiner: City: BAY SHORE State: NY Country: USA


ADVANCED EQUITIES PEREGRINE 2 LLC
File No: 516270 File Code: 7 Date Recvd: 15-MAY-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


MORTGAGES LTD OPPORTUNITY FUND MP15 LLC
File No: 516271 File Code: 7 Date Recvd: 15-MAY-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


SAW MILL CAPITAL INVESTORS LP
File No: 516269 File Code: 7 Date Recvd: 15-MAY-07 Status 1: F
Examiner: City: BRIARCLIFF MANOR State: NY Country: USA


CIP LEVERAGED FUND ADVISORS LLC
File No: 516273 File Code: 7 Date Recvd: 14-MAY-07 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


CORNERSTONE PRIVATE EQUITY FUND INC
File No: 516274 File Code: 7 Date Recvd: 14-MAY-07 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


INRANGE SYSTEMS INC
File No: 516211 File Code: 7 Date Recvd: 14-MAY-07 Status 1: F
Examiner: City: ALTOONA State: PA Country: USA


KARDIA HELTH SYSTEMS INC
File No: 516210 File Code: 7 Date Recvd: 14-MAY-07 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


MAYFAIR WOODS LLC
File No: 516272 File Code: 7 Date Recvd: 14-MAY-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


VERITAS SOLUTIONS INC
File No: 516212 File Code: 7 Date Recvd: 14-MAY-07 Status 1: F
Examiner: City: BELLEVUE State: WA Country: USA


ALLIED IRISH BANKS PLC
File No: 516213 File Code: 7 Date Recvd: 11-MAY-07 Status 1: F
Examiner: City: DUBLIN 4 State: Country: IRELAND


MAYLINE HOLDCO INC
File No: 516191 File Code: 7 Date Recvd: 11-MAY-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


PHILLIPS EDISON DEVELOPMENT FUND LLC
File No: 516192 File Code: 7 Date Recvd: 11-MAY-07 Status 1: F
Examiner: City: CINCINNATI State: OH Country: USA


BLUEROCK SUMMIT S LLC
File No: 516158 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DBSI 2007 LAND IMPROVEMENT & DEVELOPMENT FUND LLC
File No: 516159 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


INNOVATIVE PHARMACEUTICALS INC
File No: 516161 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MERIDIAN DIVERSIFIED ERISA FUND LTD
File No: 516160 File Code: 7 Date Recvd: 10-MAY-07 Status 1: F
Examiner: City: HAMILTON HM 11 State: Country: BERMUDA


CSA BIOTECHNOLOGY FUND 1 LLC
File No: 516138 File Code: 7 Date Recvd: 09-MAY-07 Status 1: F
Examiner: City: BIRMINGHAM State: AL Country: USA


MCFARLAN SPECIAL SITUATIONS FUND 2 LP
File No: 516137 File Code: 7 Date Recvd: 09-MAY-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


COLLINS CAPITAL LOW VOLAITILITY PERFORMANCE FUND 2 LP
File No: 516112 File Code: 7 Date Recvd: 08-MAY-07 Status 1: F
Examiner: City: CORAL GABLES State: FL Country: USA


IBG LLC
File No: 516113 File Code: 7 Date Recvd: 08-MAY-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


KIMEX RETAIL LAND & DEVELOPMENT FUND 1 LP KRL&D PARALLEL
F1LP
File No: 516111 File Code: 7 Date Recvd: 08-MAY-07 Status 1: F
Examiner: City: NEW HYDE PARK State: NY Country: USA


CAPITOL PRIVATE OPPORTUNITIES LP
File No: 516050 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


GRISSOM 8 DRILLING PROGRAM
File No: 516049 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA


HARRISON STREET REAL ESTATE PARTNERS 1 LP
File No: 516047 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


HERRMANN LISKA UNIT 4 DRILLING PROGRAM
File No: 516048 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: SAN ANTIONIO State: TX Country: USA


RENT 1 ONLINE
File No: 516051 File Code: 7 Date Recvd: 07-MAY-07 Status 1: F
Examiner: City: SCOTTS VALLEY State: CA Country: USA

REPORT ITEMS 34

Franchise Filings Made with DFI's Securities Division between 07-MAY-07 and 18-MAY-07

UNITED AUTO GROUP SMART USA DISTRIBUTOR LLC
File No: 516143 File Code: 75 Date Recvd: 09-MAY-07 Status 1: R
Examiner: City: State: Country: USA


7 11 INC
File No: 516333 File Code: 71 Date Recvd: 07-MAY-07 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


C0NCERTO NETWORKS INC
File No: 516340 File Code: 71 Date Recvd: 07-MAY-07 Status 1: R
Examiner: City: SAN DIEGO State: CA Country: USA


INEILLIGENT OFFICE SYSTEMS LLC
File No: 516338 File Code: 71 Date Recvd: 07-MAY-07 Status 1: R
Examiner: City: BOULDER State: CO Country: USA


ITS JUST LUNCH INTERNATIONAL LLC
File No: 516341 File Code: 71 Date Recvd: 07-MAY-07 Status 1: R
Examiner: City: PALM DESERT State: CA Country: USA


X GROUP INC
File No: 516339 File Code: 71 Date Recvd: 07-MAY-07 Status 1: R
Examiner: City: MENDOTA HEIGHTS State: MN Country: USA

REPORT ITEMS 6

Registration Filings Made with DFI's Securities Division between 07-MAY-07 and 18-MAY-07

EATON VANCE MUTUAL FUNDS TR EATON VANCE EQUITY RESEARCH FUND
CLASS I
File No: 516326 File Code: 3 Date Recvd: 18-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FT 1324 DIVERSIFIED INCOME & GROWTH PORTFOLIO SUMMER 2007
SERIES
File No: 516321 File Code: 5 Date Recvd: 18-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1407 MUNICIPAL ADVANTAGE CLOSED END PORTFOLIO SERIES 14
File No: 516325 File Code: 5 Date Recvd: 18-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1419 COVERED CALL CLOSED END PORTFOLIO SERIES 8
File No: 516324 File Code: 5 Date Recvd: 18-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1420 PRECIOUS METALS PORTFOLIO SERIES 7
File No: 516322 File Code: 5 Date Recvd: 18-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1426 BALANCED INCOME SELECT PORTFOLIO SERIES 3
File No: 516323 File Code: 5 Date Recvd: 18-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1398 HIGH YIELD CLOSED END PORTFOLIO SERIES 20
File No: 516312 File Code: 5 Date Recvd: 17-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MINNERGY LLC
File No: 516308 File Code: 1 Date Recvd: 17-MAY-07 Status 1: P
Examiner: City: WINONA State: MN Country: USA


SELECT S&P GREATER CHINA PICKS PORTFOLIO SERIES 6
File No: 516311 File Code: 5 Date Recvd: 17-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


STRATEGIC UTILITY & COMMUNICATIONS PORTFOLIO SERIES 5
File No: 516309 File Code: 5 Date Recvd: 17-MAY-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TACTICAL INCOME CLOSED END PORTFOLIO SERIES 3
File No: 516310 File Code: 5 Date Recvd: 17-MAY-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TOUCHSTONE FUNDS GROUP MID CAP FUND CLASS A
File No: 516320 File Code: 3 Date Recvd: 17-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP MID CAP FUND CLASS C
File No: 516319 File Code: 5 Date Recvd: 17-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


INVESTORS CASH TR TREASURY PORTFOLIO DWS US TREASURY MONEY
FUND CLASS S
File No: 516304 File Code: 3 Date Recvd: 16-MAY-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


INVESTORS CASH TR TREASURY PORTFOLIO INVESTMENT CLASS
File No: 516303 File Code: 3 Date Recvd: 16-MAY-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


CALAMOS INVESTMENT TR CALAMOS GOVERNMENT MONEY MARKET FUND
CLASS I
File No: 516261 File Code: 3 Date Recvd: 15-MAY-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 388
INTERNATIONAL EQUITY DIVIDEND INCOME PORTFOLIO SERIES 5
File No: 516199 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 388 BIR ALL
STAR SELECT PORTFOLIO SERIES 2
File No: 516198 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLOVER HILL ASSEMBLY OF GOD
File No: 516209 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: MIDLOTHIAN State: VA Country: USA


FT 1395 GLOBAL COMMODITIES PORTFOLIO SERIES 2
File No: 516200 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: RD Country: USA


FT 1396 REIT GROWTH & INCOME PORTFOLIO SERIES 13
File No: 516202 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: RD Country: USA


FT 1396 REIT GROWTH & INCOME SELECT PORTFOLIO SERIES 13
File No: 516203 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: RD Country: USA


FT 1405 SENIOR LOAN SELECT CLOSED END PORTFOLIO SERIES 9
File No: 516205 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: RD Country: USA


FT 1406 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 8
File No: 516260 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1418 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
2
File No: 516204 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: RD Country: USA


FT 1433 IPOX GLOBAL 30 PORTFOLIO SERIES
File No: 516201 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: LISLE State: RD Country: USA


INSURED INCOME TR SERIES 151
File No: 516206 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 10
File No: 516257 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MARKMAN MULTIFUND TR MARKMAN CORE GROWTH FUND CLASS A
File No: 516262 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


MMA PRAXIS MUTUAL FUNDS MMA PRAXIS GROWTH INDEX FUND CLASS A
File No: 516268 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


MMA PRAXIS MUTUAL FUNDS MMA PRAXIS GROWTH INDEX FUND CLASS B
File No: 516267 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


MMA PRAXIS MUTUAL FUNDS MMA PRAXIS GROWTH INDEX FUND CLASS I
File No: 516266 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


MMA PRAXIS MUTUAL FUNDS MMA PRAXIS SMALL CAP FUND CLASS A
File No: 516264 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


MMA PRAXIS MUTUAL FUNDS MMA PRAXIS SMALL CAP FUND CLASS B
File No: 516265 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


MMA PRAXIS MUTUAL FUNDS MMA PRAXIS SMALL CAP FUND CLASS I
File No: 516263 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


OPPENHEIMER SMA CORE BOND FUND
File No: 516208 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER SMA INTERNATIONAL BOND FUND
File No: 516207 File Code: 3 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


STRATEGIC CORE PORTFOLIO SERIES 6
File No: 516258 File Code: 5 Date Recvd: 14-MAY-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 394 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 17
File No: 516190 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 396 CLOSED END
COVERED CALL & INCOME PORTFOLIO 18 MONTH SERIES 8
File No: 516189 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COHEN & STEERS REIT INCOME PORTFOLIO 2007 2
File No: 516187 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 39
File No: 516184 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENERGY PORTFOLIO SERIES 22
File No: 516186 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 34
File No: 516185 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1425 TAX ADVANTAGED MUNICIPAL CLOSED END PORTFOLIO SERIES
2
File No: 516188 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


UTILITY INOME PORTFOLIOS SERIES 22
File No: 516183 File Code: 5 Date Recvd: 11-MAY-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


AVIEMORE FUNDS AVIEMORE FUND
File No: 516157 File Code: 3 Date Recvd: 10-MAY-07 Status 1: Z
Examiner: City: MILLBROOK State: NJ Country: USA


CALYMORE SECURITIES DEFINED PORTFOLIOS SERIES 393 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 7
File No: 516101 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1416 EQUITY INCOME PORTFOLIO SERIES 13
File No: 516100 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1417 NASDAQ CLEAN EDGE 20 SERIES 2
File No: 516099 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1424 STRATEGIC INCOME PLUS CLOSED END PORTFOLIO SERIES 2
File No: 516098 File Code: 5 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


XTF INVESTORS TR XTF 2010 ETF PORTFOLIO CLASS R
File No: 516102 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF 2020 ETF PORTFOLIO CLASS R
File No: 516103 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF 2030 ETF PORTFOLIO CLASS R
File No: 516104 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF 2040 PLUS ETF PORTFOLIO CLASS R
File No: 516105 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF AGGRESSIVE ETF PORTFOLIO CLASS R
File No: 516106 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF CONSERVATIVE ETF PORTFOLIO CLASS R
File No: 516107 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF COUNTRY ROTATION ETF PORTFOLIO CLASS R
File No: 516109 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF MODERATE ETF PORTFOLIO CLASS R
File No: 516108 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


XTF INVESTORS TR XTF SECTOR ROTATION ETF PORTFOLIO CLASS R
File No: 516110 File Code: 3 Date Recvd: 08-MAY-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 387 STRATEGIC
INCOME PORTFOLIO SERIES 12
File No: 516045 File Code: 5 Date Recvd: 07-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE HIGH YIELD
MUNICIPALS FUND CLASS I
File No: 516046 File Code: 3 Date Recvd: 07-MAY-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FT 1404 STRATEGIC INCOME ADVANTAGE CLOSED END PORTFOLIO
SERIES 6
File No: 516044 File Code: 5 Date Recvd: 07-MAY-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA

REPORT ITEMS 63



Last Updated: June 27, 2015