Securities Filings for June 04, 2007 through June 15, 2007

Exemption Filings Made with DFI's Securities Division between 04-JUN-07 and 15-JUN-07

CEPTION THERAPEUTICS INC
File No: 517018 File Code: 7 Date Recvd: 15-JUN-07 Status 1: F
Examiner: City: MALVERN State: PA Country: USA


GRIFFIN CAPITAL ARG RESTAURANTS INVESTORS DST
File No: 517019 File Code: 7 Date Recvd: 15-JUN-07 Status 1: F
Examiner: City: EL SEGUNDO State: CA Country: USA

OCONNER GLOBAL QUANTITATIVE EQUITY LTD
File No: 517020 File Code: 7 Date Recvd: 15-JUN-07 Status 1: F
Examiner: City: GRAND CAYMAN KY1-1103 State: Country: CAYMAN IS


ATRICURE INC
File No: 516996 File Code: 7 Date Recvd: 14-JUN-07 Status 1: F
Examiner: City: WEST CHESTER State: OH Country: USA


MIDWEST RESOURCES 2007 1 OIL & GAS INCOME LP
File No: 516960 File Code: 7 Date Recvd: 13-JUN-07 Status 1: F
Examiner: City: BROOKFIELD State: WI Country: USA


LIVECORE HEALTH TECHNOLOGIES LLC
File No: 516910 File Code: 7 Date Recvd: 12-JUN-07 Status 1: F
Examiner: City: FT LAUDERDALE State: FL Country: USA


SINGULEX INC
File No: 516911 File Code: 7 Date Recvd: 12-JUN-07 Status 1: F
Examiner: City: HAYWARD State: CA Country: USA


BLOWTORCH ENTERTAINMENT CORP
File No: 516906 File Code: 7 Date Recvd: 11-JUN-07 Status 1: F
Examiner: City: TIBURON State: CA Country: USA


IBG LLC
File No: 516909 File Code: 7 Date Recvd: 11-JUN-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


MAPLE LEAF OFFSHORE LTD
File No: 516907 File Code: 7 Date Recvd: 11-JUN-07 Status 1: F
Examiner: City: HAMILTON HM 11 State: Country: BURMUDA


MURVIN & MEIER OIL CO
File No: 516905 File Code: 7 Date Recvd: 11-JUN-07 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


OIL2 LAKE CAMPO PROSPECT LP
File No: 516913 File Code: 7 Date Recvd: 11-JUN-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 SNAPPER PROSPECT LP
File No: 516912 File Code: 7 Date Recvd: 11-JUN-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


RCP HOUSTON MEDICAL LTD
File No: 516908 File Code: 7 Date Recvd: 11-JUN-07 Status 1: F
Examiner: City: COLLEYVILLE State: TX Country: USA


DORAL HOLDINGS LP
File No: 516870 File Code: 7 Date Recvd: 08-JUN-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DORCHESTER CAPITAL INTERNATIONAL ASW FUND
File No: 516869 File Code: 7 Date Recvd: 08-JUN-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


SOLSTICE HOLDINGS LLC
File No: 516868 File Code: 7 Date Recvd: 08-JUN-07 Status 1: F
Examiner: City: OAK BROOK State: IL Country: USA


ADVISORY RESEARCH GLOBAL ALL CAP FUND LP
File No: 516856 File Code: 7 Date Recvd: 07-JUN-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ARCITERRA NOTE FUND 2 LLC
File No: 516858 File Code: 7 Date Recvd: 07-JUN-07 Status 1: F
Examiner: City: PHOENIX State: AZ Country: USA


GLOBAL T&M HOLDINGS LLC
File No: 516857 File Code: 7 Date Recvd: 07-JUN-07 Status 1: F
Examiner: City: CLEVES State: OH Country: USA


MURVIN & MEIER OIL CO 2007 1 DRILLING PROGRAM
File No: 516855 File Code: 7 Date Recvd: 07-JUN-07 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


ZIEGLER CO INC
File No: 516959 File Code: 8 Date Recvd: 07-JUN-07 Status 1: G
Examiner: RES City: MILWAUKEE State: WI Country: USA


CONCORD ROYALTIES LLC CONCORD PROPERTIES
File No: 516846 File Code: 7 Date Recvd: 06-JUN-07 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


FASTSOFT INC
File No: 516847 File Code: 7 Date Recvd: 06-JUN-07 Status 1: F
Examiner: City: MONROVIA State: CA Country: USA


JENNY MCELROY 4 LP
File No: 516826 File Code: 7 Date Recvd: 05-JUN-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


TATARIAN FUND US LLC
File No: 516827 File Code: 7 Date Recvd: 05-JUN-07 Status 1: F
Examiner: City: EVANSTON State: IL Country: USA


AE HAMMS ASSOC LP
File No: 516786 File Code: 7 Date Recvd: 04-JUN-07 Status 1: F
Examiner: City: PHILADELPHIA State: PA Country: USA


NPV VILLAS 1 LLC
File No: 516788 File Code: 7 Date Recvd: 04-JUN-07 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: '


ROMA JEAN LLC
File No: 516787 File Code: 7 Date Recvd: 04-JUN-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


WOODSTONE APARTMENTS LLC
File No: 516789 File Code: 7 Date Recvd: 04-JUN-07 Status 1: F
Examiner: City: WHITE PLIANS State: NY Country: USA

REPORT ITEMS 30

Franchise Filings Made with DFI's Securities Division between 04-JUN-07 and 15-JUN-07

1 COACH INTERNATIONAL LLC
File No: 517006 File Code: 71 Date Recvd: 13-JUN-07 Status 1: R
Examiner: City: SAN DIEGO State: CA Country: USA


NEVADA BOBS HOLDINGS LLC
File No: 517002 File Code: 71 Date Recvd: 12-JUN-07 Status 1: R
Examiner: City: HARTFORD State: CT Country: USA


RAPID REFILL INK
File No: 517003 File Code: 71 Date Recvd: 12-JUN-07 Status 1: R
Examiner: City: CHANHASSEN State: MN Country: USA


911 FRANCHISING CORP
File No: 516967 File Code: 71 Date Recvd: 11-JUN-07 Status 1: R
Examiner: City: PUYALLUP State: WA Country: USA


EXPRESS TAX SERVICE INC
File No: 517000 File Code: 71 Date Recvd: 11-JUN-07 Status 1: R
Examiner: City: JACKSONVILLE State: FL Country: USA


SKYHAWKS FRANCHISE GROUP INC
File No: 516966 File Code: 71 Date Recvd: 11-JUN-07 Status 1: R
Examiner: City: MEAD State: WA Country: USA


TRAVEL COUNSELLORS LLC
File No: 516999 File Code: 71 Date Recvd: 11-JUN-07 Status 1: R
Examiner: City: LAKE MARY State: FL Country: USA


BUY BACK FRANCHISING INC
File No: 516964 File Code: 71 Date Recvd: 08-JUN-07 Status 1: R
Examiner: City: MESA State: AZ Country: USA


14K FRANCHISING CORP
File No: 516961 File Code: 71 Date Recvd: 07-JUN-07 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


WINGSTOP RESTAURANTS INC
File No: 516965 File Code: 71 Date Recvd: 07-JUN-07 Status 1: R
Examiner: City: RICHARDSON State: TX Country: USA


VELOCITY SYSTEMS FRANCHISING CORP
File No: 516942 File Code: 71 Date Recvd: 06-JUN-07 Status 1: R
Examiner: City: WESTPORT State: CT Country: USA


BEAUTY BRANDS FRANCHISING CORP
File No: 516941 File Code: 71 Date Recvd: 05-JUN-07 Status 1: R
Examiner: City: KANSAS CITY State: MO Country: USA


US MEDICAL CARE HOLDINGS LLC
File No: 516943 File Code: 71 Date Recvd: 05-JUN-07 Status 1: R
Examiner: City: BOCA RATON State: FL Country: USA


BB FRANCHISING INC
File No: 516938 File Code: 71 Date Recvd: 04-JUN-07 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


SPHERION ATLANTIC ENTERPRISES LLC
File No: 516939 File Code: 71 Date Recvd: 04-JUN-07 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA

REPORT ITEMS 15

Registration Filings Made with DFI's Securities Division between 04-JUN-07 and 15-JUN-07

FT 1434 GLOBAL DIVIDEND PORTFOLIO SERIES 8
File No: 517013 File Code: 5 Date Recvd: 15-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1435 EQUITY INCOME SELECT PORTFOLIO SERIES 10
File No: 517017 File Code: 5 Date Recvd: 15-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR 106TH LTD MATURITY SERIES
File No: 517015 File Code: 5 Date Recvd: 15-JUN-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 524
File No: 517016 File Code: 5 Date Recvd: 15-JUN-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


MISSION COMMUNITY BANCORP
File No: 517012 File Code: 1 Date Recvd: 15-JUN-07 Status 1: P
Examiner: City: SAN LOIS OBISPO State: CA Country: USA


STANFORD GLOBAL WATER PORTFOLIO 2007 3
File No: 517014 File Code: 5 Date Recvd: 15-JUN-07 Status 1: Z
Examiner: City: OAKBROKK TERRACE State: IL Country: USA


CITIGROUP ALTERNATIVE INVESTMENTS TR
File No: 516993 File Code: 1 Date Recvd: 14-JUN-07 Status 1: P
Examiner: City: MILWAUKEE State: WI Country: USA


BEHRINGER HARVARD OPPORTUNITY REIT II INC
File No: 517005 File Code: 1 Date Recvd: 12-JUN-07 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


MORGAN STANLEY TECHNOLOGY INDEX PORTFOLIO 2007 3
File No: 516914 File Code: 5 Date Recvd: 12-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


NEW NORTH PENN BANCORP INC
File No: 516915 File Code: 1 Date Recvd: 12-JUN-07 Status 1: P
Examiner: City: SCRANTON State: PA Country: USA


BIRMIWAL INVESTMENT TR BIRMIWAL OASIS FUND
File No: 516889 File Code: 3 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: BELLEVUE State: WA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 399
CLOSED END EQUITY & INCOME PORTFOLIO SERIES 10
File No: 516903 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 399
STRATEGIC INCOME PORTFOLIO SERIES 13
File No: 516904 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 400
STRATEGIC EQUITY ALLOCATION TR SERIES 12
File No: 516902 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COVENTRY GROUP 1ST SOURCE MONOGRAM FUNDS LONG SHORT FUND
File No: 516888 File Code: 3 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


DOW JONES TOTAL MARKET PORTFOLIO ENHANCED INDEX STRATEGY
2007 2
File No: 516900 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY BASIC MATERIALS PORTFOLIO 2007 2
File No: 516896 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY CONSUMER GOODS & SERVICES
PORTFOLIO 2007 2
File No: 516895 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY ENERGY PORTFOLIO 2007 2
File No: 516897 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY FINANCIALS PORTFOLIO 2007 2
File No: 516893 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY HEALTH CARE PORTFOLIO 2007 2
File No: 516894 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY SECTOR ROTATION PORTFOLIO 2007 2
File No: 516898 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY TECHNOLOGY PORTFOLIO 2007 2
File No: 516892 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY UTILITIES PORTFOLIO 2007 2
File No: 516899 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1430 UTILITIES SELECT PORTFOLIO SERIES
File No: 516901 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HIGH 50 DIVIDEND STRATEGY PORTFOLIO SERIES 17
File No: 516891 File Code: 5 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


OPPENHEIMER BARING SMA INTERNATIONAL FUND
File No: 516890 File Code: 3 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


YIELDQUEST FUNDS TR YIELDQUEST FLEXIBLE INCOME FUND
File No: 516885 File Code: 3 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


YIELDQUEST FUNDS TR YIELDQUEST LOW DURATION BOND FUND
File No: 516886 File Code: 3 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


YIELDQUEST FUNDS TR YIELDQUEST LOW DURATION TAX EXEMPT
BOND FUND
File No: 516887 File Code: 3 Date Recvd: 11-JUN-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 398 MULTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 18
File No: 516866 File Code: 5 Date Recvd: 08-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 398 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 19
File No: 516867 File Code: 5 Date Recvd: 08-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1431 DIVIDEND INCOME CLOSED END PORTFOLIO SERIES 6
File No: 516865 File Code: 5 Date Recvd: 08-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1443 ENERGY SELECT PORTFOLIO SERIES 22
File No: 516944 File Code: 5 Date Recvd: 07-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


REITPLUS INC
File No: 516776 File Code: 1 Date Recvd: 07-JUN-07 Status 1: P
Examiner: City: HOUSTON State: TX Country: USA


BTOP50 MANAGED FUTURES FUND
File No: 516851 File Code: 3 Date Recvd: 06-JUN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FFTW FUNDS INC WORLDWIDE PORTFOLIO INVESTOR CLASS
File No: 516850 File Code: 3 Date Recvd: 06-JUN-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ING EQUITY TR ING INDEX PLUS LARGECAP EQUITY FUND 3 CLASS A
File No: 516852 File Code: 3 Date Recvd: 06-JUN-07 Status 1: Z
Examiner: City: SCOTTSDALE State: AZ Country: USA


ING EQUITY TR ING INDEX PLUS LARGECAP EQUITY FUND 3 CLASS B
File No: 516853 File Code: 3 Date Recvd: 06-JUN-07 Status 1: Z
Examiner: City: SCOTTSDALE State: AZ Country: USA


ING EQUITY TR ING INDEX PLUS LARGECAP EQUITY FUND 3 CLASS C
File No: 516854 File Code: 3 Date Recvd: 06-JUN-07 Status 1: Z
Examiner: City: SCOTTSDALE State: AZ Country: USA


ALLEGIANT FUNDS ALLEGIANT MID CAP GROWTH FUND CLASS I
File No: 516817 File Code: 3 Date Recvd: 05-JUN-07 Status 1: Z
Examiner: City: KING OF PRUSSIA State: PA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 397 ZACKS
SELECT PORTFOLIO SERIES 7
File No: 516782 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 404 DELTA
GLOBAL SHIPPING PORTFOLIO SERIES 3
File No: 516781 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLIO 2 YR
SERIES 3
File No: 516784 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1428 SENIOR LOAN * HIGH YIELD CLOSED END PORTFOLIO SERIES
8
File No: 516779 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1432 HEALTH CARE SELECT PORTFOLIO SERIES 4
File No: 516778 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1432 WATER UTILITY & INFRASTRUCTURE SELECT PORTFOLIO
SERIES 4
File No: 516777 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1445 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 16
File No: 516780 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


S&P JAPAN ENHANCED INDEX STRATEGY PORTFOLIO 2007 3
File No: 516783 File Code: 5 Date Recvd: 04-JUN-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SHARED INTEREST INC
File No: 516785 File Code: 2 Date Recvd: 04-JUN-07 Status 1: P
Examiner: City: NEW YORK State: NY Country: USA

REPORT ITEMS 50



Last Updated: June 27, 2015