WI Securities Filings
for July 23, 2007 through August 03, 2007
Exemption Filings Made by Wisconsin Companies with DFI's Securities
Division between 23-JUL-07 and 03-AUG-07
STEMINA BIOMAKER DISCOVERY INC
File No: 518982 File Code: 7 Date Recvd: 23-JUL-07 Status 1: F
Examiner: City: MADISON
REPORT ITEMS 1
Franchise Filings Made by Wisconsin Companies with DFI's Securities Division
between 23-JUL-07 and 03-AUG-07
TOPPERS PIZZA INC
File No: 519140 File Code: 71 Date Recvd: 24-JUL-07 Status 1: R
Examiner: City: WHITEWATER State: WI
REPORT ITEMS 1
Registration Filings Made by Wisconsin Companies with DFI's Securities
Division between 23-JUL-07 and 03-AUG-07
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS A
File No: 519612 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS C
File No: 519613 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS R
File No: 519614 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
CORE FUND CLASS Y
File No: 519615 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS A
File No: 519604 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS C
File No: 519605 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS R
File No: 519606 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
GROWTH FUND CLASS Y
File No: 519607 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS A
File No: 519608 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS C
File No: 519609 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS R
File No: 519610 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
1ST AMERICAN INVESTMENT FUNDS INC QUANTITATIVE LARGE CAP
VALUE FUND CLASS Y
File No: 519611 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
TR FOR PROFESSIONAL MANAGERS SEASCAPE FOCUS GROWTH FUND
INSTIUTIONAL CLASS
File No: 519602 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
TR FOR PROFESSIONAL MANAGERS SEASCAPE FOCUS GROWTH FUND
RETAIL CLASS
File No: 519603 File Code: 3 Date Recvd: 31-JUL-07 Status 1: Z
Examiner: City: MILWAUKEE
REPORT ITEMS 14
Takeover Filings made with DFI's Securities Division between 23-JUL-07
and 03-AUG-07
FROM TAK FILE # 512423
30-JUL-07
DATE RECVD ITEMS 1
REPORT ITEMS 1
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