Securities Filings for August 06, 2007 through August 17, 2007

Exemption Filings Made with DFI's Securities Division between 06-AUG-07 and 17-AUG-07

MORGAN STANLEY FUNDS PLC
File No: 520927 File Code: 7 Date Recvd: 17-AUG-07 Status 1: F
Examiner: City: DUBLIN 1 State: Country: IRELAND


SLP 3 PRIVATE INVESTORS LLC
File No: 520928 File Code: 7 Date Recvd: 17-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA

VESTA FUNDING INC
File No: 520929 File Code: 7 Date Recvd: 17-AUG-07 Status 1: F
Examiner: City: LAKE FOREST State: IL Country: USA


SILVERWING ENERGY INC
File No: 520807 File Code: 7 Date Recvd: 16-AUG-07 Status 1: F
Examiner: City: CALGARY AB T2P 3M3 State: Country: CANADA


3RD DIMENSION INC
File No: 520631 File Code: 7 Date Recvd: 15-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


HSI HOLDINGS 1 INC
File No: 520626 File Code: 7 Date Recvd: 15-AUG-07 Status 1: F
Examiner: City: WESTLAKE State: OH Country: USA


LENDINGCLUB CORP
File No: 520628 File Code: 7 Date Recvd: 15-AUG-07 Status 1: F
Examiner: City: SUNNYVALE State: CA Country: USA


MADISON STREET QP FUND LP
File No: 520627 File Code: 7 Date Recvd: 15-AUG-07 Status 1: F
Examiner: City: GREENWOOD VILLAGE State: CO Country: USA


SOUTHWEST KINDER JOINT VENTURE
File No: 520629 File Code: 7 Date Recvd: 15-AUG-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


US SPINAL TECHNOLOGIES LLC
File No: 520630 File Code: 7 Date Recvd: 15-AUG-07 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


DBSI BEACON POINT LLC
File No: 520558 File Code: 7 Date Recvd: 14-AUG-07 Status 1: F
Examiner: City: MERIDIAN State: ID Country: USA


NORTHSTAR MESSANINE PARTNERS 5 LP
File No: 520557 File Code: 7 Date Recvd: 14-AUG-07 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


SOUTH ROGERS 6
File No: 520555 File Code: 7 Date Recvd: 14-AUG-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


BLACK DIAMOND ENERGY PARTNERS 2007 A LTD
File No: 520504 File Code: 7 Date Recvd: 13-AUG-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


EXTENDQUIP LLC
File No: 520556 File Code: 7 Date Recvd: 13-AUG-07 Status 1: F
Examiner: City: WESTON State: WI Country: USA


SLIVER OAK SERVICES PARTNERS LP
File No: 520503 File Code: 7 Date Recvd: 13-AUG-07 Status 1: F
Examiner: City: EVANSTON State: IL Country: USA


AXA ROSENBERG INTERNATIONAL SMALL CAP INSTITUTIONAL FUND LLC
File No: 520453 File Code: 7 Date Recvd: 10-AUG-07 Status 1: F
Examiner: City: ORINDA State: CA Country: USA


IL FINANCIAL AUTHORITY LITTLE CO OF MARY HOSPITAL & HEALTH
CARE CENTERS
File No: 520454 File Code: 17 Date Recvd: 10-AUG-07 Status 1: F
Examiner: RES City: CHICAGO State: IL Country: USA


LODGE AT SANDPOINT 1ST MORTGAGE INVESTORS LP
File No: 520455 File Code: 7 Date Recvd: 10-AUG-07 Status 1: F
Examiner: City: SANTA BARBARA State: CA Country: USA


MERRILL LYNCH CLIENT TRANSITION PROGRAM
File No: 520930 File Code: 11 Date Recvd: 10-AUG-07 Status 1: P
Examiner: City: State: Country: USA


REGI US INC
File No: 520266 File Code: 7 Date Recvd: 09-AUG-07 Status 1: F
Examiner: City: RICHMOND BC V7A 5E9 State: Country: CANADA


STEEL PARTNERS JAPAN STRATEGIC FUND LP
File No: 520265 File Code: 7 Date Recvd: 09-AUG-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


ADVANCED EQUITIES NETXEN INVESTMENTS 2 LLC
File No: 520000 File Code: 7 Date Recvd: 07-AUG-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


IBG LLC
File No: 520005 File Code: 7 Date Recvd: 07-AUG-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


MURVIN & MEIER OIL CO 2007 5 DRILLING PROGRAM
File No: 520001 File Code: 7 Date Recvd: 07-AUG-07 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


PETSMOBILITY INC
File No: 520003 File Code: 7 Date Recvd: 07-AUG-07 Status 1: F
Examiner: City: SCOTTSDALE State: AZ Country: USA


WAVELAND DRILLING PARTNERS 2007 A LP
File No: 520004 File Code: 7 Date Recvd: 07-AUG-07 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


WESTERN SIZZLIN CORP
File No: 520006 File Code: 8 Date Recvd: 07-AUG-07 Status 1: G
Examiner: RES City: ROANOKE State: VA Country: USA


WOOLLEY JH 1 LP
File No: 520002 File Code: 7 Date Recvd: 07-AUG-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


FIRSTATLANTIC FINANCIAL HOLDINGS INC
File No: 519842 File Code: 7 Date Recvd: 06-AUG-07 Status 1: F
Examiner: City: JACKSONVILLE State: FL Country: USA


MURVIN & MEIER OIL CO 2007 4 DRILLING PROGRAM
File No: 519841 File Code: 7 Date Recvd: 06-AUG-07 Status 1: F
Examiner: City: PALATINE State: IL Country: USA


SQUARDRON ASIA PACIFIC FUND ONSHORE LP
File No: 519843 File Code: 7 Date Recvd: 06-AUG-07 Status 1: F
Examiner: City: HONG KONG State: Country:

REPORT ITEMS 32

Franchise Filings Made with DFI's Securities Division between 06-AUG-07 and 17-AUG-07

FRANCHISEOFFICERUSA INC
File No: 520641 File Code: 71 Date Recvd: 14-AUG-07 Status 1: R
Examiner: City: TORONTO ON L3R 6G2 State: Country: CANADA


JUNGLE QUEST FRANCHISING LLC
File No: 520642 File Code: 71 Date Recvd: 13-AUG-07 Status 1: R
Examiner: City: DENVER State: CO Country: USA


DAZBOG COFFEE FRANCHISING LLC
File No: 520561 File Code: 71 Date Recvd: 10-AUG-07 Status 1: R
Examiner: City: DENVER State: CO Country: USA


OILERIE USA INC
File No: 520562 File Code: 71 Date Recvd: 10-AUG-07 Status 1: R
Examiner: City: FISH CREEK State: WI Country: USA


MARBELIFE INC
File No: 520510 File Code: 71 Date Recvd: 09-AUG-07 Status 1: R
Examiner: City: SANFORD State: FL Country: USA


N8 TOUCH INC
File No: 520511 File Code: 71 Date Recvd: 09-AUG-07 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


1 800 PACK RAT LLC
File No: 520088 File Code: 71 Date Recvd: 08-AUG-07 Status 1: R
Examiner: City: WASHINGTON State: DC Country: USA


MEDIFAST FRANCHISE SYSTEMS INC
File No: 519880 File Code: 71 Date Recvd: 06-AUG-07 Status 1: R
Examiner: City: OWINGS MILLS State: MD Country: USA


VUE FRANCHISE DEVELOPEMNT LLC
File No: 519883 File Code: 71 Date Recvd: 06-AUG-07 Status 1: R
Examiner: City: DAYTON State: OH Country: USA


WATERWAY FRANCHISE LLC
File No: 519882 File Code: 71 Date Recvd: 06-AUG-07 Status 1: R
Examiner: City: OINE BEACH State: NJ Country: USA

REPORT ITEMS 10

Registration Filings Made with DFI's Securities Division between 06-AUG-07 and 17-AUG-07

1ST COMMUNITY BANCSHARES INC
File No: 520887 File Code: 2 Date Recvd: 17-AUG-07 Status 1: P
Examiner: City: TOMAH State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 422
INTERNATIONAL EQUITY DIVIDEND INCOME PORTFOLIO SERIES 6
File No: 520883 File Code: 5 Date Recvd: 17-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 422 ENERGY
PORTFOLIO SERIES 4
File No: 520884 File Code: 5 Date Recvd: 17-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 422 MULTIPLE
ASSET PORTFOLIO PLUS SERIES 21
File No: 520885 File Code: 5 Date Recvd: 17-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


COVERED CALL & INCOME STRATEGIES CLOSED END PORTFOLI 2 YR
SERIES 4
File No: 520882 File Code: 5 Date Recvd: 17-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1492 DIVERSIFIED INCOME & GROWTH PORTFOLIO FALL 2007SERIE
File No: 520886 File Code: 5 Date Recvd: 17-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL CLOSED END PORTFOLIO SERIES 7
File No: 520881 File Code: 5 Date Recvd: 17-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES 3
File No: 520803 File Code: 5 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


EQUITY FOCUS TR TRILOGY ADVISORS BABY BOOM ECONOMY PORTFOLIO
2007 SERIES B
File No: 520806 File Code: 5 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY FOCUS TR TRILOGY ADVISORS GLOBAL COMMUNICATIONS
PORTFOLIO 2007 SERIES B
File No: 520805 File Code: 5 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LORD ABBETT AFFILIATED FUND INC CLASS F
File No: 520888 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT BLEND TR LORD ABBETT SMALL CAP BLEND FUND INC
CLASS F
File No: 520889 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT BOND DEBENTURE FUND INC CLASS F
File No: 520890 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT DEVELOPING GROWTH FUND INC CLASS F
File No: 520891 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT GROWTH FUND INC LORD ABBETT DEVELOPING LOCAL
MARKETS FUND CLASS F
File No: 520892 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT GROWTH FUND INC LORD ABBETT EQUITY SERIES CLASS
F
File No: 520893 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT BALANCED STRATEGY FUND
CLASS F
File No: 520896 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT CONVERTIBLE FUND CLASS
F
File No: 520897 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT CORE FIXED INCOME FUND
F
File No: 520898 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT DIVERSIFIED EQUITY
STRATEGY FUND CLASS F
File No: 520899 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT GROWTH & INCOME
STRATEGY FUND CLASS F
File No: 520902 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT HIGH YIELD FUND CLASS
File No: 520894 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT INCOME & STRATEGY FUND
CLASS F
File No: 520895 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT LTD DURATION US
GOVERNMENT & GOVERNMENT SPONSORED ENTERPRISES FUND CLASS F
File No: 520903 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT TOTAL RETURN FUND
CLASS F
File No: 520900 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT US GOVERNMENT &
GOVERNMENT SPONSORED ENTERPRISES FUND CLASS F
File No: 520901 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT LARGE CAP GROWTH FUND INC CLASS F
File No: 520904 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MID CAP VALUE FUND INC CLASS F
File No: 520905 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT CA TAX FREE
INCOME FUND CLASS F
File No: 520920 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT CT TAX FREE
INCOME FUND CLASS F
File No: 520916 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT GA SERIES
CLASS F
File No: 520925 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT HI TAX FREE
INCOME FUND CLASS F
File No: 520921 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT HIGH YIELD
MUNCIPAL BOND FUND CLASS F
File No: 520926 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT INTERMEDIATE
TAX FREE FUND CLASS F
File No: 520922 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT MO TAX FREE
INCOME FUND CLASS F
File No: 520917 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT NATIONAL TAX
FREE FUND CLASS F
File No: 520923 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT NJ TAX FREE
INCOME FUND CLASS F
File No: 520918 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT NY TAX FREE
INCOME FUND CLASS F
File No: 520919 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MUNICIPAL INCOME FUND LORD ABBETT PA SERIES
CLASS F
File No: 520924 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND INC LORD ABBETT AMERICAS VALUE
FUND CLASS F
File No: 520907 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND INC LORD ABBETT GROWTH
OPPORTUNITIES FUND CLASS F
File No: 520906 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND INC LORD ABBETT LARGE CORE FUND
CLASS F
File No: 520909 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND INC LORD ABBETT SMALL CAP VALUE
SERIES CLASS F
File No: 520908 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT ALL VALUE FUND CLASS F
File No: 520914 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT ALPHA STERATEGY FUND
CLASS F
File No: 520913 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT INTERNATIONAL
OPPORTUNTIES FUND CLASS F
File No: 520911 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT INTERNATIONAL CORE
EQUITY FUND CLASS F
File No: 520912 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT LARGE CAP VALUE FUND
CLASS F
File No: 520915 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT VALUE OPPORTUNITIES
FUND CLASS F
File No: 520910 File Code: 3 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


SELECT S&P GREATER CHINA PICKS PORTFOLIO SERIES 7
File No: 520804 File Code: 5 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


STRATEGIC UTILTY & COMMUNICATIONS PORTFOLIO SERIES 6
File No: 520802 File Code: 5 Date Recvd: 16-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


KEELEY FUNDS INC KEELEY SMALL MID CAP VALUE FUND CLASS A
File No: 520625 File Code: 3 Date Recvd: 15-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


KEELEY FUNDS INC KEELEY SMALL MID CAP VALUE FUND CLASS I
File No: 520624 File Code: 3 Date Recvd: 15-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


FT 1479 BALANCED INCOME SELECT PORTFOLIO SERIES 4
File No: 520553 File Code: 5 Date Recvd: 14-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1488 COVERED CALL CLOSED END PORTFOLIO SERIES 9
File No: 520552 File Code: 5 Date Recvd: 14-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1489 PRECIOUS METALS SELECT PORTFOLIO SERIES 8
File No: 520554 File Code: 5 Date Recvd: 14-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PROFUNDS MID CAP PROFUND CLASS A
File No: 520572 File Code: 3 Date Recvd: 14-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


PROFUNDS SMALL CAP PROFUND CLASS A
File No: 520569 File Code: 3 Date Recvd: 14-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


PROFUNDS ULTRAMID CAP PROFUND CLASS A
File No: 520571 File Code: 3 Date Recvd: 14-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


PROFUNDS ULTRASMALL CAP PROFUND CLASS A
File No: 520570 File Code: 3 Date Recvd: 14-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


FT 1480 HIGH YIELD INCOME CLOSED END PORTFOLIO SERIES 21
File No: 520500 File Code: 5 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MORGAN STANLEY FX SERIES FUNDS FX ALPHA PLUS PORTFOLIO CLASS
A
File No: 520741 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY FX SERIES FUNDS FX ALPHA PLUS PORTFOLIO CLASS
C
File No: 520742 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY FX SERIES FUNDS FX ALPHA PLUS PORTFOLIO CLASS
D
File No: 520743 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY FX SERIES FUNDS FX ALPHA PORTFOLIO CLASS A
File No: 520746 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY FX SERIES FUNDS FX ALPHA PORTFOLIO CLASS C
File No: 520745 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY FX SERIES FUNDS FX ALPHA PORTFOLIO CLASS D
File No: 520744 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


VANGUARD WORLD FUND VANGUARD EXTNDED DURATION TREASURY INDEX
FUND INSTITUTIONAL PLUS SHARES
File No: 520502 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD WORLD FUND VANGUARD EXTNDED DURATION TREASURY INDEX
FUND INSTITUTIONAL SHARES
File No: 520501 File Code: 3 Date Recvd: 13-AUG-07 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 421 GLOBAL
WATER EQUITIES PORTFOLIO SERIES 9
File No: 520452 File Code: 5 Date Recvd: 10-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1486 TAX ADVANTAGED MUNICIPAL CLOSED END PORTFOLIO SERIES
3
File No: 520450 File Code: 5 Date Recvd: 10-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1487 MUNICIPAL ADVANTAGE CLOSED END PORTFOLIO SERIES 15
File No: 520449 File Code: 5 Date Recvd: 10-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED INCOME TR SERIES 154
File No: 520451 File Code: 5 Date Recvd: 10-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX LARGE CO GROWTH
FUND
File No: 520257 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX LARGE CO VALUE
FUND
File No: 520258 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA
ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX SMALL CO GROWTH
FUND
File No: 520260 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


ASSETMARK FUNDS ASSET MARK FUNDAMENTAL INDEX SMALL CO VALUE
FUND
File No: 520259 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CENTURION INVESTMENT TR CENTURION CHRISTIAN VALUE FUND
File No: 520261 File Code: 3 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


CLOSED END STRATEGY COHEN & STEERS VALUE EQUITY & INCOME
PORTFOLIO 2007 3
File No: 520264 File Code: 5 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1477 GLOBAL COMMUNICATIONS PORTFOLIO SERIES 3
File No: 520262 File Code: 5 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1478 INVESTMENT GRADE SELECT CLOSED END PORTFOLIO SERIES
3
File No: 520263 File Code: 5 Date Recvd: 09-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CANADIAN ENERGY & INCOME PORTFOLIO SERIES 4
File No: 520086 File Code: 5 Date Recvd: 08-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


ALLEGIANT ADVANTAGE FUND ALLEGIANT ADVANTAGE INSTITUTIONAL
MONEY MARKET FUND ADVISOR SHARES
File No: 520015 File Code: 3 Date Recvd: 07-AUG-07 Status 1: R
Examiner: City: KING OF PRUSSIA State: PA Country: USA


ALLEGIANT ADVANTAGE FUND ALLEGIANT ADVANTAGE INSTITUTIONAL
MONEY MARKET FUND INSTITUTIONAL SHARES
File No: 520016 File Code: 3 Date Recvd: 07-AUG-07 Status 1: R
Examiner: City: KING OF PRUSSIA State: PA Country: USA


COHEN & STEERS REIT INCOME PORTFOLIO 2007 3
File No: 519835 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DIVERSIFIED HEALTHCARE PORTFOLIO SERIES 40
File No: 519837 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENERGY PORTFOLIO SERIES 23
File No: 519834 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 35
File No: 519836 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


FT 1475 SENIOR LOAN CLOASED END PORTFOLIO SERIES 10
File No: 519838 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1499 GLOBAL INFRASTRUCTURE PORTFOLIO SERIES
File No: 519839 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1499 GLOBAL TELLECOMMUNICATIONS PORTFOLIO SERIES
File No: 519840 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INTERNATIONAL HIGH 30 DIVIDEND PORTFOLIO SERIES 11
File No: 519833 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STRATEGIC CORE ALL EQUITY PORTFOLIO SERIES 4
File No: 519831 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


STRATEGIC CORE PORTFOLIO SERIES 7
File No: 519832 File Code: 5 Date Recvd: 06-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

REPORT ITEMS 94



Last Updated: June 27, 2015