Securities Filings for August 20, 2007 through August 31, 2007

Exemption Filings Made with DFI's Securities Division between 20-AUG-07 and 31-AUG-07

C R JADE PARTNERS LP
File No: 521977 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


DIGITILITI INC
File No: 521975 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: ST PAUL State: MN Country: USA

HOUSING PARTNERS INC
File No: 521979 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: COLORADO SPRINGS State: CO Country: USA


MEDAFOR INC
File No: 521980 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


OZALOT AUSTRALIA LP
File No: 521978 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


SEAFARER EXPLORATION INC
File No: 521976 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: ST PETERSBURG State: FL Country: USA


W L FIELD 2 PROJECT JOINT VENTURE
File No: 521974 File Code: 7 Date Recvd: 31-AUG-07 Status 1: F
Examiner: City: SAN ANTIONIO State: TX Country: USA


NNN RIVERWOOD PLACE LLC
File No: 521901 File Code: 7 Date Recvd: 30-AUG-07 Status 1: F
Examiner: City: SANTA ANA State: CA Country: USA


IMAGO SCIENTIFIC INSTRUMENTS CORP
File No: 521821 File Code: 7 Date Recvd: 29-AUG-07 Status 1: F
Examiner: City: MADISON State: WI Country: USA


SEA VENTURE MINARD 2007 LP
File No: 521820 File Code: 7 Date Recvd: 29-AUG-07 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


SIGULER GUFF BRIC OPPORTUNTIES 2 ASW FUND LLC
File No: 521819 File Code: 7 Date Recvd: 29-AUG-07 Status 1: F
Examiner: City: CHARLOTTE State: NC Country: USA


ENVISION SOLAR LLC
File No: 521540 File Code: 7 Date Recvd: 28-AUG-07 Status 1: F
Examiner: City: LA JOLLA State: CA Country: USA


MORGAN STANLEY INFRASTRUCTURE PARTNERS LP
File No: 521539 File Code: 7 Date Recvd: 28-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY OFFSHORE INFRASTRUCTURE PARTNERS LP
File No: 521538 File Code: 7 Date Recvd: 28-AUG-07 Status 1: F
Examiner: City: GRAND CAYMAN State: Country: CAYMAN ISL


AETHLON MEDICAL INC
File No: 521509 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


AMBER ALERT SAFETY CENTERS INC
File No: 521541 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: WARREN State: NJ Country: USA


CELEBRITY INC
File No: 521508 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


WRIGHTWOOD CAPITAL HIGH YIELD PARTNERS 2 LP
File No: 521510 File Code: 7 Date Recvd: 27-AUG-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ARGYLE ENERGY 2007 2 2 WELL DRILLING PROGRAM LP
File No: 521457 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


DAKOTA STREET LP
File No: 521458 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: WASHINGTON State: DC Country: USA


INTERACTION LABORIATORIES INC
File No: 521459 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: BELTSVILLE State: MD Country: USA


LJM FUND LP
File No: 521455 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: HINSDALE State: IL Country: USA


LYRICAL MULTI MANAGER FUND LP
File No: 521456 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


OIL2 BOONE ROAD PROSPECT LP
File No: 521460 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 DAKOTA 1 PROSPECT LP
File No: 521461 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 HOUCHINS WILCOX PROSPECT LP
File No: 521462 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


OIL2 SALSA PROSPECT LP
File No: 521463 File Code: 7 Date Recvd: 24-AUG-07 Status 1: F
Examiner: City: IRVING State: TX Country: USA


CITIGROUP VENTURE CAPITAL INTERNATIONAL GROWTH PARTNERSHIP 2
LP
File No: 521129 File Code: 7 Date Recvd: 23-AUG-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


CVCIGP 2 US EMPLOYEE LP
File No: 521130 File Code: 7 Date Recvd: 23-AUG-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN ISL


JOULE FUNDS LP
File No: 521136 File Code: 7 Date Recvd: 23-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


LCM GROUP TR GLOBAL INTEREST RATE FUND
File No: 521138 File Code: 7 Date Recvd: 23-AUG-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


WEBEX HOLDINGS INC
File No: 521137 File Code: 7 Date Recvd: 23-AUG-07 Status 1: F
Examiner: City: ROSEMONT State: IL Country: USA


GSO CAPITAL OPPORTUNITIES FUND LP
File No: 521128 File Code: 7 Date Recvd: 22-AUG-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


LCM TR SMALL CAP EQUITY FUND
File No: 521088 File Code: 7 Date Recvd: 22-AUG-07 Status 1: F
Examiner: City: GREENVILLE State: DE Country: USA


RIVERNORTH CAPITAL PARTNERS LP
File No: 521089 File Code: 7 Date Recvd: 22-AUG-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


JUDSON BAPTIST CHURCH
File No: 521067 File Code: 10 Date Recvd: 21-AUG-07 Status 1: P
Examiner: City: NASHVILLE State: TN Country: USA


MT ZION CHURCH
File No: 521066 File Code: 10 Date Recvd: 21-AUG-07 Status 1: P
Examiner: City: BEAVERCREEK State: CO Country: USA


ROBERTS INVESTMENT GROUP
File No: 521063 File Code: 7 Date Recvd: 21-AUG-07 Status 1: F
Examiner: City: CEDAR HILL State: TX Country: USA


SUNTX CPI EXPANSION FUND LP
File No: 521064 File Code: 7 Date Recvd: 21-AUG-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

REPORT ITEMS 39

Franchise Filings Made with DFI's Securities Division between 20-AUG-07 and 31-AUG-07

SMALLBIZPROS INC
File No: 522006 File Code: 71 Date Recvd: 31-AUG-07 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


SANDSTROM ONTV CO
File No: 521909 File Code: 71 Date Recvd: 30-AUG-07 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


5 GUYS ENTERPRISES LLC
File No: 521553 File Code: 71 Date Recvd: 28-AUG-07 Status 1: R
Examiner: City: LORTON State: VA Country: USA


HRG AFFILIATES LLC
File No: 521910 File Code: 71 Date Recvd: 28-AUG-07 Status 1: R
Examiner: City: STAMFORD State: CT Country: USA


MOES FRANCHISOR LLC
File No: 521911 File Code: 71 Date Recvd: 28-AUG-07 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


ADVANTAGE LICENSING LLC
File No: 521554 File Code: 71 Date Recvd: 27-AUG-07 Status 1: R
Examiner: City: SAN ANTONIO State: TX Country: USA


ATC HEALTHCARE SERVICES INC
File No: 521468 File Code: 71 Date Recvd: 23-AUG-07 Status 1: R
Examiner: City: LAKE SUCCESS State: NY Country: USA


ROMA FRANCHISE CORP
File No: 521469 File Code: 71 Date Recvd: 23-AUG-07 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


VACUVENT FRANCHISING INC
File No: 521905 File Code: 71 Date Recvd: 23-AUG-07 Status 1: R
Examiner: City: SEBASTIAN State: FL Country: USA


MAID RITE CORP
File No: 521470 File Code: 71 Date Recvd: 22-AUG-07 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


MEDGUARD HEALTH SERVICES INC
File No: 521102 File Code: 71 Date Recvd: 22-AUG-07 Status 1: R
Examiner: City: CHATTAGOOGA State: TN Country: USA


BEVERAGE FRANCHISE LLC
File No: 521073 File Code: 71 Date Recvd: 21-AUG-07 Status 1: R
Examiner: City: BILLINGS State: MT Country: USA


FRANCHISEMART INC
File No: 521071 File Code: 71 Date Recvd: 21-AUG-07 Status 1: R
Examiner: City: WEST PALM BEACH State: FL Country: USA


G STAR RETAIL INC
File No: 521070 File Code: 71 Date Recvd: 21-AUG-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


6 DISCIPLINES FRANCHISE CORP
File No: 521072 File Code: 71 Date Recvd: 20-AUG-07 Status 1: R
Examiner: City: FINDLAY State: OH Country: USA


SONITROL CORP
File No: 521016 File Code: 71 Date Recvd: 20-AUG-07 Status 1: R
Examiner: City: BERWYN State: PA Country: USA

REPORT ITEMS 16

Registration Filings Made with DFI's Securities Division between 20-AUG-07 and 31-AUG-07

CENTRAL EQUITY TR DIVERSIFIED INCOME SERIES 28
File No: 521970 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 426 MULTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 20
File No: 521963 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 426 MULTIPLE
ASSET PORTFOLIO SERIES 13
File No: 521964 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 ALTERNATIVE ENERGY SELECT PORTFOLIO SERIES 3
File No: 521967 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 ENERGY SELECT PORTFOLIO SERIES 23
File No: 521965 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 HEALTH CARE PORTFOLIO SERIES 5
File No: 521966 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1502 WATER & UTILITY INFRASTRUCTURE SELECT PORTFOLIO
SERIES 5
File No: 521968 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNITICPALS INCOME TR SERIES 526
File No: 521969 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN REAL ESTATE
FUND INSTITUTIONAL CLASS
File No: 521973 File Code: 3 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN REAL ESTATE
FUND TR CLASS
File No: 521972 File Code: 3 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SELECT 10 INDUSTRIAL PORTFOLIO 2007 5
File No: 521971 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SENIOR VARIABLE RATE CLOSED END PORTFOLIO SERIES 10
File No: 521962 File Code: 5 Date Recvd: 31-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NATIONAL HOUSE CARE INC
File No: 521899 File Code: 2 Date Recvd: 30-AUG-07 Status 1: P
Examiner: MJS City: ATLANTA State: GA Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2010
PORTFOLIO CLASS A
File No: 521850 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2010
PORTFOLIO INSTITUTIONAL SHARES
File No: 521852 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2010
PORTFOLIO SERVICE SHARES
File No: 521851 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2015
PORTFOLIO CLASS A
File No: 521855 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2015
PORTFOLIO INSTITUTIONAL SHARES
File No: 521853 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2015
PORTFOLIO SERVICE SHARES
File No: 521854 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2020
PORTFOLIO CLASS A
File No: 521856 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2020
PORTFOLIO INSTITUTIONAL SHARES
File No: 521858 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2020
PORTFOLIO SERVICE SHARES
File No: 521857 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2030
PORTFOLIO CLASS A
File No: 521861 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2030
PORTFOLIO INSTITUTIONAL SHARES
File No: 521859 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2030
PORTFOLIO SERVICE SHARES
File No: 521860 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2040
PORTFOLIO CLASS A
File No: 521862 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2040
PORTFOLIO INSTITUTIONAL SHARES
File No: 521864 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2040
PORTFOLIO SERVICE SHARES
File No: 521863 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2050
PORTFOLIO CLASS A
File No: 521867 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2050
PORTFOLIO INSTITUTIONAL SHARES
File No: 521865 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS RETIREMENT STRATEGY 2050
PORTFOLIO SERVICE SHARES
File No: 521866 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HANCOCK JOHN BOND TR HANCOCK HIGH YIELD FUND CLASS I
File No: 521868 File Code: 3 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


PATRIOT TR CANADIAN ENERGY INCOME TR 2007 SERIES A
File No: 521537 File Code: 5 Date Recvd: 29-AUG-07 Status 1: Z
Examiner: City: LIVINGSTON State: NJ Country: USA


ADVISORS INNER CIRCLE FUND CAMBIAR AGGRESSIVE VALUE FUND
INVESTOR CLASS
File No: 521734 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BEHRINGER HARVARD OPPORTUNITY REIT 1 INC
File No: 522007 File Code: 1 Date Recvd: 28-AUG-07 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


BEHRINGER HARVARD REIT 2 INC
File No: 521536 File Code: 1 Date Recvd: 28-AUG-07 Status 1: P
Examiner: City: ADDISON State: TX Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR CA TAX FREE MONEY MARKET
FUND CLASS A
File No: 521839 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA
HSBC INVESTOR FUNDS HSBC INVESTOR CA TAX FREE MONEY MARKET
FUND CLASS D
File No: 521840 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR CA TAX FREE MONEY MARKET
FUND CLASS Y
File No: 521841 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR NY TAX FREE MONEY MARKET
FUND CLASS A
File No: 521842 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR NY TAX FREE MONEY MARKET
FUND CLASS D SHARES PRIVATE SHARES
File No: 521844 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR NY TAX FREE MONEY MARKET
FUND CLASS Y
File No: 521843 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS A
File No: 521845 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS D
File No: 521846 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS I
File No: 521847 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR TAX FREE MONEY MARKET FUND
CLASS Y
File No: 521848 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS A
File No: 521831 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS D SHARES PRIVATE SHARES
File No: 521834 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS I
File No: 521832 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US GOVERNMENT MONEY MARKET
FUND CLASS Y
File No: 521833 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS A
File No: 521835 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS D
File No: 521836 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS I
File No: 521837 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC INVESTOR US TREASURY MONEY MARKET
FUND CLASS Y
File No: 521838 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


HSBC INVESTOR FUNDS HSBC MONEY MARKET FUND CLASS A
File No: 521849 File Code: 3 Date Recvd: 28-AUG-07 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 435 TARANTULA
INTERNATIONAL ALL CAP PORTFOLIO SERIES 1
File No: 521498 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 435 TARANTULA
US ALL CAP PORTFOLIO SERIES 1
File No: 521499 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EATON VANCE MUTUAL FUNDS TR EATON VANCE TAX MANAGED DIVIDEND
INCOME FUND CLASS I
File No: 521497 File Code: 3 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


FT 1470 DOW TARGET 10 SEPT 07 TERM 9 30 08
File No: 521506 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 DOW TARGET DVD SEPT 07 TERM 11 28 08
File No: 521505 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET BDBL PLAY SEPT 07 TERM 11 28 08
File No: 521504 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET FOCUS 4 SEPT 07 TERM 11 28 08
File No: 521501 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET TRIAD SEPT 07 TERM 11 28 08
File No: 521500 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 TARGET VIP SEPT 07 TERM 11 28 08
File No: 521503 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1470 VALUE LINE R TARGET 25 SEPT 07 TERM 11 28 08
File No: 521502 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1497 INCOME ALLOCATION CLOSED END PORTFOLIO SEPTEMBER
2007 SERIES
File No: 521507 File Code: 5 Date Recvd: 27-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


BARCLAYS GLOBAL INVESTORS FUNDS LIFEPATH 2010 PORTFOLIO
CLASS S
File No: 521398 File Code: 3 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BARCLAYS GLOBAL INVESTORS FUNDS LIFEPATH 2020 PORTFOLIO
CLASS S
File No: 521397 File Code: 3 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BARCLAYS GLOBAL INVESTORS FUNDS LIFEPATH 2030 PORTFOLIO
CLASS S
File No: 521396 File Code: 3 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BARCLAYS GLOBAL INVESTORS FUNDS LIFEPATH 2040 PORTFOLIO
CLASS S
File No: 521395 File Code: 3 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BARCLAYS GLOBAL INVESTORS FUNDS LIFEPATH RETIREMENT
PORTFOLIO CLASS S
File No: 521394 File Code: 3 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 424 LARGE CAP
CORE PORTFOLIO SERIES 8
File No: 521390 File Code: 5 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 434 CLOSED END
CONVERTIBLE & INCOME PORTFOLIO SERIES 10
File No: 521391 File Code: 5 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 434 CLOSED END
CONVERTIBLE & INCOME PORTFOLIO SERIES 8
File No: 521392 File Code: 5 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 434 CLOSED END
INCOME PORTFOLIO SERIES 9
File No: 521393 File Code: 5 Date Recvd: 24-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DWS SECURITIES TR DWS CLIMATE CHANGE FUND CLASS A
File No: 521342 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


DWS SECURITIES TR DWS CLIMATE CHANGE FUND CLASS C
File No: 521344 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


DWS SECURITIES TR DWS CLIMATE CHANGE FUND CLASS S
File No: 521343 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


DWS SECURITIES TR DWS CLIMATE CHANGE FUND INSTITUTIONAL
CLASS
File No: 521345 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


LORD ABBETT AFFILIATED FUND INC CLASS R2
File No: 521453 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT AFFILIATED FUND INC CLASS R3
File No: 521454 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT BOND DEBENTURE FUND INC CLASS R2
File No: 521450 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT BOND DEBENTURE FUND INC CLASS R3
File No: 521449 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT DEVELOPING GROWTH FUND INC CLASS R2
File No: 521443 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT DEVELOPING GROWTH FUND INC CLASS R3
File No: 521444 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT GLOBAL FUND INC LORD ABBETT DEVELOPING LOCAL
MARKETS FUND CLASS R2
File No: 521439 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT GLOBAL FUND INC LORD ABBETT DEVELOPING LOCAL
MARKETS FUND CLASS R3
File No: 521440 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT GLOBAL FUND INC LORD ABBETT EQUITY SERIES CLASS
R2
File No: 521441 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT GLOBAL FUND INC LORD ABBETT EQUITY SERIES CLASS
R3
File No: 521442 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT BALANCED STRATEGY FUND
CLASS R2
File No: 521408 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT BALANCED STRATEGY FUND
CLASS R3
File No: 521407 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT CONVERTIBLE FUND CLASS
R2
File No: 521411 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT CONVERTIBLE FUND CLASS
R3
File No: 521412 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT CORE FIXED INCOME FUND
CLASS R2
File No: 521409 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT CORE FIXED INCOME FUND
CLASS R3
File No: 521410 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT DIVERSIFIED EQUITY
STRATEGY FUND CLASS R2
File No: 521406 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT DIVERSIFIED EQUITY
STRATEGY FUND CLASS R3
File No: 521405 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT GROWTH & INCOME
STRATEGY FUND CLASS R2
File No: 521413 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT GROWTH & INCOME
STRATEGY FUND CLASS R3
File No: 521414 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT HIGH YIELD FUND CLASS
R2
File No: 521416 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT HIGH YIELD FUND CLASS
R3
File No: 521415 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT INCOME & GROWTH
STRATEGY FUND CLASS R2
File No: 521403 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT INCOME & GROWTH
STRATEGY FUND CLASS R3
File No: 521404 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT LTD DURATION US
GOVERNMENT & GOVERNMENT SPONSORED ENTERPRISES FUND CLASS R2
File No: 521401 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT LTD DURATION US
GOVERNMENT & GOVERNMENT SPONSORED ENTERPRISES FUND CLASS R3
File No: 521402 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT TOTAL RETURN FUND
CLASS R2
File No: 521417 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT TOTAL RETURN FUND
CLASS R3
File No: 521418 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT US GOVERNMENT &
GOVERNMENT SPONSORED ENTERPRISES FUND CLASS R2
File No: 521400 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT US GOVERNMENT &
GOVERNMENT SPONSORED ENTERPRISES FUND CLASS R3
File No: 521399 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT LARGE CAP GROWTH FUND INC CLASS R2
File No: 521446 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT LARGE CAP GROWTH FUND INC CLASS R3
File No: 521445 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MID CAP VALUE FUND INC CLASS R2
File No: 521447 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT MID CAP VALUE FUND INC CLASS R3
File No: 521448 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT AMERICAS VALUE FUND
CLASS R2
File No: 521436 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT AMERICAS VALUE FUND
CLASS R3
File No: 521435 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT GROWTH OPPORTUNTIES
FUND CLASS R2
File No: 521432 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT GROWTH OPPORTUNTIES
FUND CLASS R3
File No: 521431 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT LARGE CAP CORE FUND
CLASS R2
File No: 521437 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT LARGE CAP CORE FUND
CLASS R3
File No: 521438 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT SMALL CAP VALUE FUND
CLASS R2
File No: 521433 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT RESEARCH FUND LORD ABBETT SMALL CAP VALUE FUND
CLASS R3
File No: 521434 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT ALL VALUE FUND CLASS
R2
File No: 521430 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT ALL VALUE FUND CLASS
R3
File No: 521429 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT ALPHA STRATEGY FUND
CLASS R2
File No: 521427 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT ALPHA STRATEGY FUND
CLASS R3
File No: 521428 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT INTERNATIONAL
OPPORTUNITIES FUND CLASS R2
File No: 521420 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT INTERNATIONAL
OPPORTUNITIES FUND CLASS R3
File No: 521419 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT INTERNATIONAL CORE
EQUITY FUND CLASS R2
File No: 521421 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT INTERNATIONAL CORE
EQUITY FUND CLASS R3
File No: 521422 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT LARGE CAP VALUE FUND
CLASS R2
File No: 521426 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT LARGE CAP VALUE FUND
CLASS R3
File No: 521425 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT VALUE OPPORTUNITIES
FUND CLASS R2
File No: 521423 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SECURITIES TR LORD ABBETT VALUE OPPORTUNITIES
FUND CLASS R3
File No: 521424 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SMALL CAP BLEND FUND INC CLASS R2
File No: 521452 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT SMALL CAP BLEND FUND INC CLASS R3
File No: 521451 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


SENTINEL GROUP FUNDS INC SENTINEL BALANCED FUND CLASS I
File No: 521135 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL CAPITAL GROWTH FUND CLASS
I
File No: 521133 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL GROWTH LEADERS FUND CLASS
I
File No: 521131 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL INTERNATIONAL EQUITY FUND
CLASS I
File No: 521132 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


SENTINEL GROUP FUNDS INC SENTINEL MID CAP GROWTH FUND CLASS
I
File No: 521134 File Code: 3 Date Recvd: 23-AUG-07 Status 1: Z
Examiner: City: MONTPELIER State: VT Country: USA


DEVELOPING TECHNOGIES PORTFOLIO 2007 4
File No: 521085 File Code: 5 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


DOW JONES SELECT MICROCAP ENHANCED INDEX STRATEGY PORTFOLIO
2007 4
File No: 521083 File Code: 5 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


GLOBAL SHIPPING PORTFOLIO SERIES 1
File No: 521086 File Code: 5 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INSURED MUNICIPALS INCOME TR 21ST DISCOUNT SERIES
File No: 521081 File Code: 5 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


MID CAP STRATEGY PORTFOLIO 2007 4
File No: 521079 File Code: 5 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SMALL CAP STRATEGY PORTFOLIO 2007 4
File No: 521084 File Code: 5 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


SMID STRATEGY PORTFOLIO 2007 4
File No: 521080 File Code: 5 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


TRINITY LIFE CHURCH INC
File No: 521078 File Code: 2 Date Recvd: 22-AUG-07 Status 1: P
Examiner: MJS City: BESSEMER State: AL Country: USA


VAN KAMPEN PREFERRED SECURITIES PORTFOLIO SERIES 15
File No: 521082 File Code: 3 Date Recvd: 22-AUG-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 433 STRATEGIC
INCOME PORTFOLIO SERIES 6
File No: 521061 File Code: 5 Date Recvd: 21-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HARTFORD MUTUAL FUNDS INC HARTFORD STRATEGIC INCOME FUND
CLASS Y
File No: 521075 File Code: 3 Date Recvd: 21-AUG-07 Status 1: Z
Examiner: City: SIMSBURY State: CT Country: USA


LAZARD FUNDS INC LAZARD US SMALL CAP EQUITY GROWTH PORTFOLIO
INSTITUTIONAL SHARES
File No: 521076 File Code: 3 Date Recvd: 21-AUG-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


LAZARD FUNDS INC LAZARD US SMALL CAP EQUITY GROWTH PORTFOLIO
OPEN SHARES
File No: 521077 File Code: 3 Date Recvd: 21-AUG-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


WASATCH FUNDS INC WASATCH LARGE CAP VALUE FUND
File No: 521062 File Code: 3 Date Recvd: 21-AUG-07 Status 1: R
Examiner: City: SALT LAKE CITY State: UT Country: USA


FT 1491 CORE HOLDINGS TR 2007 FALL SERIES
File No: 520997 File Code: 5 Date Recvd: 20-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1493 AMERICAN FINANCIAL INSTITUTIONS PORTFOLIO SERIES 12
File No: 520990 File Code: 5 Date Recvd: 20-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1494 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES
8
File No: 520992 File Code: 5 Date Recvd: 20-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1495 FINANCIALS SELECT PORTFOLIO SERIES 20
File No: 520991 File Code: 5 Date Recvd: 20-AUG-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ING EQUITY TR ING INDEX PLUS LARGECP EQUITY FUND 2 CLASS B
File No: 520987 File Code: 3 Date Recvd: 20-AUG-07 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


NATIONWIDE MUTUAL FUNDS NATIONWIDE US GROWTH LEADERS LONG
SHORT FUND INSTITUTIONAL CLASS
File No: 521087 File Code: 3 Date Recvd: 20-AUG-07 Status 1: P
Examiner: City: COLUMBUS State: OH Country: USA


ROYCE FUND ROYCE DIVIDEND VALUE FUND
File No: 520993 File Code: 3 Date Recvd: 20-AUG-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA

REPORT ITEMS 161



Last Updated: June 27, 2015