WI Securities Filings
for September 17, 2007 through September 28, 2007
Exemption Filings Made by Wisconsin Companies with DFI's Securities
Division 17-SEP-07 - 28-SEP-07
SOFT SWITCHING TECHNOLOGIES CORP
File No: 522789 File Code: 7 Date Recvd: 20-SEP-07 Status 1: F
Examiner: City: MIDDLETON
NOVAMED SURGERY CENTER OF MADISON LP
File No: 522719 File Code: 7 Date Recvd: 18-SEP-07 Status 1: F
Examiner: City: MADISON
REPORT ITEMS 2
Franchise Filings Made by Wisconsin Companies with DFI's Securities Division
17-SEP-07 - 28-SEP-07
WOODHOUSE GRILLE INVESTMENTS LLC
File No: 523097 File Code: 71 Date Recvd: 26-SEP-07 Status 1: R
Examiner: City: MADISON State: WI
REPORT ITEMS 1
Registration Filings Made by Wisconsin Companies with DFI's Securities
Division 17-SEP-07 - 28-SEP-07
BUFFALO FUNDS BUFFALO INTERNATIONAL FUND
File No: 523130 File Code: 3 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: MILWAUKEE
TR FOR PROFESSIONAL MANAGERS GENEVA ADVISORS ALL CAP GROWTH
FUND INSTITUTIONAL CLASS
File No: 523128 File Code: 3 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: MILWAUKEE
TR FOR PROFESSIONAL MANAGERS GENEVA ADVISORS ALL CAP GROWTH
FUND RETAIL CLASS
File No: 523129 File Code: 3 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: MILWAUKEE
TR FOR PROFESSIONAL MANAGERS PMC CORE FIXED INCOME FUND
File No: 523126 File Code: 3 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: MILWAUKEE
TR FOR PROFESSIONAL MANAGERS PMC TAX FREE FIXED INCOME FUND
File No: 523127 File Code: 3 Date Recvd: 28-SEP-07 Status 1: Z
Examiner: City: MILWAUKEE
REPORT ITEMS 5
Takeover Filings made with DFI's Securities Division 17-SEP-07 - 28-SEP-07
REPORT ITEMS 0
|