Securities Filings for December 03, 2007 through December 14, 2007

Exemption Filings Made with DFI's Securities Division between 03-DEC-07 and 14-DEC-07

PUTNAM INVESTMENTS LLC
File No: 526562 File Code: 7 Date Recvd: 14-DEC-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


UTCNP ENTERPRISES LLC
File No: 526563 File Code: 7 Date Recvd: 14-DEC-07 Status 1: F
Examiner: City: ROCHELLE State: IL Country: USA

ITS MY PASSION CORP
File No: 526479 File Code: 7 Date Recvd: 13-DEC-07 Status 1: F
Examiner: City: HOLLYWOOD State: FL Country: USA


LEBANON COMMUNITY BANCSHARES INC
File No: 526476 File Code: 8 Date Recvd: 13-DEC-07 Status 1: P
Examiner: City: WATERTOWN State: WI Country: USA


LEHMAN BROTHERS REAL ESTATE FUND 3 LP
File No: 526478 File Code: 7 Date Recvd: 13-DEC-07 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MONDRIAN INTERNATIONAL SMALL CAP EQUITY FUND LP
File No: 526480 File Code: 7 Date Recvd: 13-DEC-07 Status 1: F
Examiner: City: WILINGTON State: DE Country: USA


PENSON WORLDWIDE INC
File No: 526477 File Code: 7 Date Recvd: 13-DEC-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


EAGLE ENERGY DEVELOPMENT 2007 LP
File No: 526402 File Code: 7 Date Recvd: 12-DEC-07 Status 1: F
Examiner: City: INDIAN HARBOUR BEACH State: FL Country: USA


GRAND VENTURE ASSOC LLC
File No: 526401 File Code: 7 Date Recvd: 12-DEC-07 Status 1: F
Examiner: City: ANN ARBOR State: MI Country: USA


LONE OAK 3D JOINT VENTURE
File No: 526400 File Code: 7 Date Recvd: 12-DEC-07 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


MISS ELLIE PROSPECT 1 LP
File No: 526403 File Code: 7 Date Recvd: 12-DEC-07 Status 1: F
Examiner: City: SOUTHLAKE State: TX Country: USA


CHILDRENS INVESTMENT FUND LP
File No: 526300 File Code: 7 Date Recvd: 11-DEC-07 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


WADDELL & REED LARGE CO GROWTH FUND LLC
File No: 526301 File Code: 7 Date Recvd: 11-DEC-07 Status 1: F
Examiner: City: OVERLAND PARK State: KS Country: USA


MADISON DEARBORN CAPITAL PARTNERS 6 A LP
File No: 526217 File Code: 7 Date Recvd: 07-DEC-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


MADISON DEARBORN CAPITAL PARTNERS 6 B LP
File No: 526216 File Code: 7 Date Recvd: 07-DEC-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


SHALE ROYALTIES 6 INC
File No: 526218 File Code: 7 Date Recvd: 07-DEC-07 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


ABD E&W FUND LP
File No: 526173 File Code: 7 Date Recvd: 06-DEC-07 Status 1: F
Examiner: City: BOCA RATON State: FL Country: USA


FASTGEN CORP
File No: 526174 File Code: 7 Date Recvd: 06-DEC-07 Status 1: F
Examiner: City: SAN MATEO State: CA Country: USA


HICKORY HOLLOW PRODUCTION & DRILLING PROGRAM
File No: 526176 File Code: 7 Date Recvd: 06-DEC-07 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


LPL INVESTMENT HOLDINGS INC
File No: 526172 File Code: 7 Date Recvd: 06-DEC-07 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


OCONNOR GLOBAL MULTI STRATEGY ALPHA WM LLC
File No: 526175 File Code: 7 Date Recvd: 06-DEC-07 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ALESCO PREFERRED FUNDING 17 LLC
File No: 526137 File Code: 7 Date Recvd: 05-DEC-07 Status 1: F
Examiner: City: NEWARK State: NJ Country: USA


DOCTORS RESEARCH GROUP INC
File No: 526134 File Code: 7 Date Recvd: 05-DEC-07 Status 1: F
Examiner: City: OXFORD State: CT Country: USA


IVY HILL MIDDLE MARKET CREDIT FUND LTD
File No: 526136 File Code: 7 Date Recvd: 05-DEC-07 Status 1: F
Examiner: City: GEORGE TOWN CRAND CAYMAN State: Country: CAYMAN IS


LPL INVESTMENT HOLDINGS INC
File No: 526177 File Code: 8 Date Recvd: 05-DEC-07 Status 1: P
Examiner: City: BOSTON State: MA Country: USA


LPL INVESTMENT HOLDINGS INC
File No: 526178 File Code: 8 Date Recvd: 05-DEC-07 Status 1: P
Examiner: City: BOSTON State: MA Country: USA


PIEDMONT MINING CO INC
File No: 526135 File Code: 7 Date Recvd: 05-DEC-07 Status 1: F
Examiner: City: RENO State: NV Country: USA


ERICKSON RETIREMENT COMMUNITIES LLC
File No: 526071 File Code: 7 Date Recvd: 04-DEC-07 Status 1: F
Examiner: City: BALTIMORE State: MD Country: USA


IBG LLC
File No: 526072 File Code: 7 Date Recvd: 04-DEC-07 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


ANPATH GROUP INC
File No: 526055 File Code: 10 Date Recvd: 03-DEC-07 Status 1: P
Examiner: City: MOORESVILLE State: NC Country: USA


CORNOVA INC
File No: 526054 File Code: 7 Date Recvd: 03-DEC-07 Status 1: F
Examiner: City: BURLINGTON State: MA Country: USA


FIATLUX 3D INC
File No: 526051 File Code: 7 Date Recvd: 03-DEC-07 Status 1: F
Examiner: City: REDMOND State: WA Country: USA


MEDICAL PROVIDER FUNDING CORP 5
File No: 526050 File Code: 7 Date Recvd: 03-DEC-07 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


OCONNOR GLOBAL MULTI STRATEGY ALPHA LTD
File No: 526053 File Code: 7 Date Recvd: 03-DEC-07 Status 1: F
Examiner: City: GRAND CAYMAN KY1-1103 State: Country: CAYMAN IS


PARADISE PRODUCTIONS 2 LLC
File No: 526070 File Code: 7 Date Recvd: 03-DEC-07 Status 1: F
Examiner: City: BURBANK State: CA Country: USA


TRI LAND REAL ESTATE FUND LLC
File No: 526052 File Code: 7 Date Recvd: 03-DEC-07 Status 1: F
Examiner: City: WESTCHESTER State: IL Country: USA

REPORT ITEMS 36

Franchise Filings Made with DFI's Securities Division between 03-DEC-07 and 14-DEC-07

ATLANTA BREAD CO INTERNATIONAL INC
File No: 526567 File Code: 71 Date Recvd: 14-DEC-07 Status 1: R
Examiner: City: SMYRNA State: GA Country: USA


DYNAMEX DOMESTIC FRANCHISING INC
File No: 526487 File Code: 71 Date Recvd: 13-DEC-07 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


PROTECT PAINTERS DEVELOPMENT LLC
File No: 526566 File Code: 71 Date Recvd: 13-DEC-07 Status 1: R
Examiner: City: NEWTON CENTER State: MA Country: USA


WAYNEWORKS THREADS LLC
File No: 526412 File Code: 71 Date Recvd: 12-DEC-07 Status 1: R
Examiner: City: AUGUSTA State: GA Country: USA


YOUNG CHAMPIONS INTERNATIONAL LLC
File No: 526413 File Code: 71 Date Recvd: 12-DEC-07 Status 1: R
Examiner: City: WACO State: TX Country: USA


MANCHU WOK FRANCHISING USA INC
File No: 526414 File Code: 71 Date Recvd: 11-DEC-07 Status 1: R
Examiner: City: MARKHAM ON L6G 1A8 State: Country: CANADA


GWB ENTERPRISES INC
File No: 526308 File Code: 71 Date Recvd: 10-DEC-07 Status 1: R
Examiner: City: EAU CLAIRE State: WI Country: USA


RETAIL BRAND GROUP LLC
File No: 526224 File Code: 71 Date Recvd: 07-DEC-07 Status 1: R
Examiner: City: ALLENTOWN State: PA Country: USA


CEO FOCUS LLC
File No: 526200 File Code: 71 Date Recvd: 05-DEC-07 Status 1: R
Examiner: City: INDIANAPOLIS State: IN Country: USA


XERCISE STUDIO LLC
File No: 526128 File Code: 71 Date Recvd: 04-DEC-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


GOLFTEC FRANCHISING LP
File No: 526087 File Code: 71 Date Recvd: 03-DEC-07 Status 1: R
Examiner: City: CENTENNIAL State: CO Country: USA

REPORT ITEMS 11

Registration Filings Made with DFI's Securities Division between 03-DEC-07 and 14-DEC-07

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 454 STRATEGIC
EQUITY ALLOCATION TR SERIES 14
File No: 526556 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1572 EQUITY INCOME SELECT PORTFOLIO SERIES 12
File No: 526561 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1586 GREATER CHINA PORTFOLIO SERIES 13
File No: 526557 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1597 UTILITIES SELECT PORTFOLIO SERIES 3
File No: 526558 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1601 BANKING OPPORTUNITY PORTFOLIO SERIES
File No: 526560 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1601 DEFENSIVE EQUITY PORTFOLIO SERIES
File No: 526559 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


HIGH 50 DIVIDEND STRATEGY PORTFOLIO SERIES 19
File No: 526554 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MORGAN STANLEY TECHNOLOGY INDEX PORTFOLIO 2008 1
File No: 526555 File Code: 5 Date Recvd: 14-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


UKARMA CORP
File No: 526553 File Code: 1 Date Recvd: 14-DEC-07 Status 1: P
Examiner: City: SANTA MONICA State: CA Country: USA


BANK & LENDING OPPORTUNITIES PORTFOLIO SERIES 1
File No: 526473 File Code: 5 Date Recvd: 13-DEC-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 455 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 13
File No: 526474 File Code: 5 Date Recvd: 13-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FINANCIAL INSTITUTIONS PORTFOLIO SERIES 1
File No: 526472 File Code: 5 Date Recvd: 13-DEC-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INSURED INCOME TR SERIES 159
File No: 526475 File Code: 5 Date Recvd: 13-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ADVANTAGE FUNDS INC DREYFUS PREMIER GLOBAL ABSOLUTE RETURN
FUND CLASS A
File No: 526379 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ADVANTAGE FUNDS INC DREYFUS PREMIER GLOBAL ABSOLUTE RETURN
FUND CLASS C
File No: 526381 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ADVANTAGE FUNDS INC DREYFUS PREMIER GLOBAL ABSOLUTE RETURN
FUND CLASS I
File No: 526380 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ADVANTAGE FUNDS INC DREYFUS PREMIER GLOBAL ABSOLUTE RETURN
FUND CLASS T
File No: 526382 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 456 DELTA
GLOBAL BASIC NEEDS PORTFOLIO SERIES 1
File No: 526293 File Code: 5 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 456 DELTA
GLOBAL BASIC SERVICES PORTFOLIO SERIES 1
File No: 526292 File Code: 5 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DREYFUS PREMIER INTERNATIONAL FUNDS INC DREYFUS PREMIER
DIVERSIFIED INTERNATIONAL FUND CLASS A
File No: 526383 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER INTERNATIONAL FUNDS INC DREYFUS PREMIER
DIVERSIFIED INTERNATIONAL FUND CLASS C
File No: 526385 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER INTERNATIONAL FUNDS INC DREYFUS PREMIER
DIVERSIFIED INTERNATIONAL FUND CLASS I
File No: 526384 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS PREMIER INTERNATIONAL FUNDS INC DREYFUS PREMIER
DIVERSIFIED INTERNATIONAL FUND CLASS T
File No: 526386 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FIREPOND INC
File No: 526299 File Code: 1 Date Recvd: 11-DEC-07 Status 1: P
Examiner: City: FRAMINGHAM State: MA Country: USA


FT 1573 CONS GROWTH DEC 07 TERM 31209
File No: 526298 File Code: 5 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1573 MODERATE GROWTH DEC 07 TERM 31209
File No: 526297 File Code: 5 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1590 ETF EQUITY ALLOCATION PORTFOLIO DECEMBER 2007 SERIES
File No: 526295 File Code: 5 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1590 ETF GROWTH & INCOME PORTFOLIO DECEMBER 2007 SERIES
File No: 526296 File Code: 5 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1602 PREFERRED TAX ADVANTAGED DIVIDEND PORTFOLIO SERIES
8
File No: 526294 File Code: 5 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


SCHRODER SERIES TR SCHRODER MULTI ASSET GROWTH PORTFOLIO
ADVISOR SHARES
File No: 526378 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SCHRODER SERIES TR SCHRODER MULTI ASSET GROWTH PORTFOLIO
CLASS A
File No: 526375 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SCHRODER SERIES TR SCHRODER MULTI ASSET GROWTH PORTFOLIO
CLASS R
File No: 526376 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


SCHRODER SERIES TR SCHRODER MULTI ASSET GROWTH PORTFOLIO
INVESTOR SHARES
File No: 526377 File Code: 3 Date Recvd: 11-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 453 CLOSED END
PREFERRED & INCOME PORTFOLIO SERIES 9
File No: 526266 File Code: 5 Date Recvd: 10-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 453 STRATEGIC
INCOME PORTFOLIO SERIES 18
File No: 526265 File Code: 5 Date Recvd: 10-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


LEGG MASON PARTNERS INCOME TR LMP INTERMEDIATE MATURITY CA
MUNICIPALS FUND CLASS A
File No: 526271 File Code: 3 Date Recvd: 10-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DOW JONES TOTAL MARKET PORTFOLIO ENHANCED INDEX STRATEGY
2008 1
File No: 526207 File Code: 5 Date Recvd: 07-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY ENERGY PORTFOLIO 2008 1
File No: 526205 File Code: 5 Date Recvd: 07-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY FINANCIALS PORTFOLIO 2008 1
File No: 526204 File Code: 5 Date Recvd: 07-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY HEALTH CARE PORTFOLIO 2008 1
File No: 526202 File Code: 5 Date Recvd: 07-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY SECTOR ROTATION PORTFOLIO 2008 1
File No: 526206 File Code: 5 Date Recvd: 07-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


ENHANCED SECTOR STRATEGY TECHNOLOGY PORTFOLIO 2008 1
File No: 526203 File Code: 5 Date Recvd: 07-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


PERONI GROWTH PORTFOLIO WINTER 2008 SERIES
File No: 526201 File Code: 5 Date Recvd: 07-DEC-07 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT FLOATING RATE FUND
CLASS A
File No: 526208 File Code: 3 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT FLOATING RATE FUND
CLASS C
File No: 526209 File Code: 3 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT FLOATING RATE FUND
CLASS F
File No: 526210 File Code: 3 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT FLOATING RATE FUND
CLASS I
File No: 526211 File Code: 3 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT FLOATING RATE FUND
CLASS R1
File No: 526213 File Code: 3 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


LORD ABBETT INVESTMENT TR LORD ABBETT FLOATING RATE FUND
CLASS R2
File No: 526212 File Code: 3 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: JERSEY CITY State: NJ Country: USA


TOUCHSTONE FUNDS GROUP PREMIUM YIELD EQUITY FUND CLASS A
File No: 526215 File Code: 3 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP PREMIUM YIELD EQUITY FUND CLASS C
File No: 526214 File Code: 5 Date Recvd: 06-DEC-07 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


DREYFUS INSTITUTIONAL PREFEREED MONEY MARKET FUNDS DIPMM
FUND RESERVE SHARES
File No: 526153 File Code: 3 Date Recvd: 05-DEC-07 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ING FUNDS TR ING INSTITUTIONAL PRIME MONEY MARKET FUND CLASS
IS
File No: 526154 File Code: 3 Date Recvd: 05-DEC-07 Status 1: Z
Examiner: City: SCOTTSDALE State: AZ Country: USA


ING FUNDS TR ING INSTITUTIONAL PRIME MONEY MARKET FUND CLASS
O
File No: 526155 File Code: 3 Date Recvd: 05-DEC-07 Status 1: Z
Examiner: City: SCOTTSDALE State: AZ Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED CORE EQUITY FUND CLASS
A
File No: 526392 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED CORE EQUITY FUND CLASS
B
File No: 526393 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED CORE EQUITY FUND CLASS
C
File No: 526394 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED CORE EQUITY FUND CLASS
R
File No: 526395 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED MID CAP FUND CLASS A
File No: 526398 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED MID CAP FUND CLASS B
File No: 526396 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED MID CAP FUND CLASS C
File No: 526397 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


NUVEEN INVESTMENT TR NUVEEN ENHANCED MID CAP FUND CLASS R
File No: 526399 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


PIONEER INDEPENDENCE FUND CLASS B
File No: 526391 File Code: 3 Date Recvd: 04-DEC-07 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


BERKSHIRE FUNDS BERKSHIRE FOCUS FUND
File No: 526046 File Code: 3 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: SAN JOSE State: CA Country: USA


DIREXION FUNDS DIREXION LATIN AMERICA BEAR 2X FUND INVESTOR
CLASS
File No: 526049 File Code: 3 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


FFTW FUNDS INC GLOBAL INFLATION INDEXED HEDGED PORTFOLIO
INVESTOR CLASS
File No: 520232 File Code: 3 Date Recvd: 03-DEC-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


FFTW FUNDS INC US INFLATION INDEXED PORTFOLIO INVESTOR CLASS
File No: 520233 File Code: 3 Date Recvd: 03-DEC-07 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


FT 1581 DIVIDEND INCOME CLOSED END PORTFOLIO SERIES 8
File No: 526061 File Code: 5 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1582 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 7
File No: 526064 File Code: 5 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1583 GLOBAL DIVIDEND PORTFOLIO SERIES 10
File No: 526063 File Code: 5 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1583 GREATER ASIA PORTFOLIO SERIES 2
File No: 526062 File Code: 5 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1584 GLOBAL TAILWINDS PORTFOLIO
File No: 526060 File Code: 5 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


INSURED MUNICIPALS INCOME TR SERIES 529
File No: 526048 File Code: 5 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


OPPENHEIMER PORTFOLIO SERIES FIXED INCOME ACTIVE ALLOCATION
FUND CLASS A
File No: 526069 File Code: 3 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER PORTFOLIO SERIES FIXED INCOME ACTIVE ALLOCATION
FUND CLASS B
File No: 526068 File Code: 3 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER PORTFOLIO SERIES FIXED INCOME ACTIVE ALLOCATION
FUND CLASS C
File No: 526067 File Code: 3 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER PORTFOLIO SERIES FIXED INCOME ACTIVE ALLOCATION
FUND CLASS N
File No: 526066 File Code: 3 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OPPENHEIMER PORTFOLIO SERIES FIXED INCOME ACTIVE ALLOCATION
FUND CLASS Y
File No: 526065 File Code: 3 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


S&P JAPAN ENHANCED INDEX STRATEGY PORTFOLIO 2008 1
File No: 526047 File Code: 5 Date Recvd: 03-DEC-07 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA

REPORT ITEMS 79



Last Updated: June 27, 2015