WI Securities Filings for December 17, 2007 through December 28, 2007

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 17-DEC-07 and 28-DEC-07

NPOINT INC
File No: 527011 File Code: 7 Date Recvd: 26-DEC-07 Status 1: F
Examiner: City: MADISON


CONJUGON INC
File No: 526741 File Code: 7 Date Recvd: 18-DEC-07 Status 1: F
Examiner: City: MADISON

REPORT ITEMS 2

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 17-DEC-07 and 28-DEC-07

BELLA VITA FRANCHISING INC
File No: 526912 File Code: 71 Date Recvd: 21-DEC-07 Status 1: R
Examiner: City: DELAFIELD State: WI

REPORT ITEMS 1

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 17-DEC-07 and 28-DEC-07

ADVISORS SERIE STR RIGEL US EQUITY SMALL MID CAP GROWTH FUND
File No: 527042 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE EMERGING MARKETS EQUITY
FUND CLASS A
File No: 527036 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE GLOBAL BOND FUND CLASS A
File No: 527035 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE HIGH YIELD BOND FUND CLASS
A
File No: 527034 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE INTERMEDIATE MUNICIPAL BOND
FUND CLASS A
File No: 527032 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE INTERMEDIATE TAXABLE BOND
FUND CLASS A
File No: 527033 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE INTERNATIONAL EQUITY FUND
CLASS A
File No: 527037 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE LARGE CAP GROWTH FUND CLASS
A
File No: 527040 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE LARGE CAP VALUE FUND CLASS
A
File No: 527041 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE
ADVISORS SERIES TR ACTIVEPASSIVE SMALL MID CAP GROWTH FUND
CLASS A
File No: 527039 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


ADVISORS SERIES TR ACTIVEPASSIVE SMALL MID CAP VALUE FUND
CLASS A
File No: 527038 File Code: 3 Date Recvd: 28-DEC-07 Status 1: Z
Examiner: City: MILWUAKEE


MARSHALL FUNDS INC MARSHALL LARGE CAP GROWTH FUND
INSTITUTIONAL CLASS
File No: 526793 File Code: 3 Date Recvd: 20-DEC-07 Status 1: Z
Examiner: City: MILWAUKEE


MARSHALL FUNDS INC MARSHALL LARGE CAP VALUE FUND
INSTITUTIONAL CLASS
File No: 526792 File Code: 3 Date Recvd: 20-DEC-07 Status 1: Z
Examiner: City: MILWAUKEE


MARSHALL FUNDS INC MARSHALL MID CAP GROWTH FUND
INSTITUTIONAL CLASS
File No: 526795 File Code: 3 Date Recvd: 20-DEC-07 Status 1: Z
Examiner: City: MILWAUKEE


MARSHALL FUNDS INC MARSHALL MID CAP VALUE FUND INSTITUTIONAL
CLASS
File No: 526796 File Code: 3 Date Recvd: 20-DEC-07 Status 1: Z
Examiner: City: MILWAUKEE


MARSHALL FUNDS INC MARSHALL SMALL CAP GROWTH FUND
INSTITUTIONAL CLASS
File No: 526794 File Code: 3 Date Recvd: 20-DEC-07 Status 1: Z
Examiner: City: MILWAUKEE


PROFESIONALLY MANAGED PORTFOLIOS HODGES SMALL CAP FUND
File No: 526731 File Code: 3 Date Recvd: 18-DEC-07 Status 1: R
Examiner: City: MILWAUKEE

REPORT ITEMS 17

Takeover Filings made with DFI's Securities Division between 17-DEC-07 and 28-DEC-07


REPORT ITEMS 0



Last Updated: June 27, 2015