Securities Filings for September 22, 2008 through October 03, 2008

Exemption Filings Made with DFI's Securities Division between 22-SEP-08 and 03-OCT-08

METROPOLITAN REAL ESTATE PARTNERS 6 T LP
File No: 537685 File Code: 7 Date Recvd: 03-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ST LOUIS EQUITY FUND 2008 LLC
File No: 537687 File Code: 7 Date Recvd: 03-OCT-08 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA

TRUE NORTH FAIRFIELD PROPERTY PARTNERS LLC
File No: 537686 File Code: 7 Date Recvd: 03-OCT-08 Status 1: F
Examiner: City: WHITE PLAINS State: NY Country: USA


DIRECT INVEST WINDING BROOK DRIVE LLC
File No: 537654 File Code: 7 Date Recvd: 02-OCT-08 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


JCF 3 PRIVATE INVESTORS LLC
File No: 537657 File Code: 7 Date Recvd: 02-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


RMC MEDSTONE CAPITAL 5 LLC
File No: 537655 File Code: 7 Date Recvd: 02-OCT-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SOUTH BRUSHY CREEK DAVIDSON 1 A JOINT VENTURE
File No: 537656 File Code: 7 Date Recvd: 02-OCT-08 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


BROOKLINE TRACON INVESTMENT FUND LLC
File No: 537549 File Code: 7 Date Recvd: 01-OCT-08 Status 1: F
Examiner: City: BIRMINGHAM State: AL Country: USA


C R JADE PARTNERS 2 LP
File No: 537548 File Code: 7 Date Recvd: 01-OCT-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


COLEMONT CORP
File No: 537516 File Code: 7 Date Recvd: 30-SEP-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


VICTORY PARK SPECIAL SITUATIONS LP
File No: 537515 File Code: 7 Date Recvd: 30-SEP-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


GENAUDIO INC
File No: 537475 File Code: 7 Date Recvd: 29-SEP-08 Status 1: F
Examiner: City: ENGLEWOOD State: CO Country: USA


HASTINGS EQUITY FUND 2 LP
File No: 537474 File Code: 7 Date Recvd: 29-SEP-08 Status 1: F
Examiner: City: WALTHAM State: MA Country: USA


MOUNT YALE PRIVATE EQUITY OFFSHORE FUND LP
File No: 537443 File Code: 7 Date Recvd: 26-SEP-08 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


PIMCO ABSOLUTE RETURN STRATEGY 4 OFFSHORE FUND 2 LTD
File No: 537444 File Code: 7 Date Recvd: 26-SEP-08 Status 1: F
Examiner: City: GEORGE TOWN GRAND CAYMAN State: Country: CAYMAN IS


CANADAIN PHOENIX RESOURCES CORP
File No: 537392 File Code: 7 Date Recvd: 25-SEP-08 Status 1: F
Examiner: City: CALGARY AB T2P 3H2 State: Country: CANADA


PALTINUM ENERGY PARTNERS 2008 A & B LP
File No: 537394 File Code: 7 Date Recvd: 25-SEP-08 Status 1: F
Examiner: City: GETZVILLE State: NY Country: USA


SHALE ROYALTIES 17 INC
File No: 537393 File Code: 7 Date Recvd: 25-SEP-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SYNERGY RESOURCES CORP
File No: 537391 File Code: 7 Date Recvd: 25-SEP-08 Status 1: F
Examiner: City: DENVER State: CO Country: USA


AEI GREENVISION FUND 2 LLC
File No: 537345 File Code: 7 Date Recvd: 24-SEP-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


IRONWOOD ROYALTIES LLC
File No: 537344 File Code: 7 Date Recvd: 24-SEP-08 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


ALLIED IRISH BANKS NORTH AMERICA INC
File No: 537293 File Code: 7 Date Recvd: 23-SEP-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


AMIDEE 2008 1 CRE INCOME FUND LTD
File No: 537296 File Code: 7 Date Recvd: 23-SEP-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


IRON MORTGAGE DEBT STRATEGY FUND LP
File No: 537298 File Code: 7 Date Recvd: 23-SEP-08 Status 1: F
Examiner: City: NORTHFIELD State: IL Country: USA


ME STATE HOUSING AUTHORITY
File No: 537295 File Code: 17 Date Recvd: 23-SEP-08 Status 1: F
Examiner: RES City: State: ME Country: USA


TRI LAND CENTURY PLAZA INVESTORS LLC
File No: 537294 File Code: 7 Date Recvd: 23-SEP-08 Status 1: F
Examiner: City: WESTCHESTER State: IL Country: USA


WAVELAND DRILLING PARTNERS 2008 A LP
File No: 537297 File Code: 7 Date Recvd: 23-SEP-08 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


MEIDCAL PROVIDER FUNDING CORP 6 SERIES 1
File No: 537230 File Code: 7 Date Recvd: 22-SEP-08 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


MURVIN & MEIER OIL CO 2008 6 DRILLING PROGRAM
File No: 537229 File Code: 7 Date Recvd: 22-SEP-08 Status 1: F
Examiner: City: PALATINE State: IL Country: USA

REPORT ITEMS 29

Franchise Filings Made with DFI's Securities Division between 22-SEP-08 and 03-OCT-08

BATH JUNKIE FRANCHISE INC
File No: 537697 File Code: 71 Date Recvd: 03-OCT-08 Status 1: R
Examiner: City: FAYETTEVILLE State: AR Country: USA


BARBERS HAIRSTYLING FOR MEN & WOMEN INC
File No: 537556 File Code: 71 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


PATRICE 7 ASSOC FRANCHISING INC
File No: 537555 File Code: 71 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: DUNKIRK State: MD Country: USA


SMILING MOOSE DELI FRANCHISE CO
File No: 537554 File Code: 71 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: BOULDER State: CO Country: USA


AERO COLOURS INC
File No: 537527 File Code: 71 Date Recvd: 30-SEP-08 Status 1: R
Examiner: City: BLOOMINGTON State: MN Country: USA


ALPHAGRAPHICS INC
File No: 537529 File Code: 71 Date Recvd: 30-SEP-08 Status 1: R
Examiner: City: SALT LAKE CITY State: UT Country: USA


IMAGE 1ST HEALTHCARE LAUNDRY SPECIALISTS INC
File No: 537660 File Code: 71 Date Recvd: 30-SEP-08 Status 1: R
Examiner: City: RADNOR State: PA Country: USA


JAZZERCIZE INC
File No: 537528 File Code: 71 Date Recvd: 30-SEP-08 Status 1: R
Examiner: City: CARLSBAD State: CA Country: USA


DICKEYS BARBECUE RESTAURANTS INC
File No: 537496 File Code: 71 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: DALLAS State: TX Country: USA


DOCTOS EXPRESS FRANCHISING LLC
File No: 537495 File Code: 71 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: TOWSON State: MD Country: USA


EXTREME FRANCHISE CORP
File No: 537553 File Code: 71 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: MADISON State: WI Country: USA


PRECISION FRANCHISING LLC
File No: 537497 File Code: 71 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: LEESBURG State: VA Country: USA


SHAKEYS USA INC
File No: 537498 File Code: 71 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: ALHAMBRA State: CA Country: USA


AVANT GARDE ASSOC TECH INC
File No: 537494 File Code: 71 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: MIAMI State: FL Country: USA


SPEEDPRO USA LLC
File No: 537493 File Code: 71 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: SCOTTSDALE State: AZ Country: USA


FIREHOUSE OF AMERICA LLC
File No: 537407 File Code: 71 Date Recvd: 24-SEP-08 Status 1: R
Examiner: City: JACKSONVILLE State: FL Country: USA


UNITED DATA LICENSEES LTD
File No: 537406 File Code: 71 Date Recvd: 24-SEP-08 Status 1: R
Examiner: City: MANCHESTER State: NH Country: USA


AMERISOURCEBERGEN DRUG CORP
File No: 537305 File Code: 71 Date Recvd: 23-SEP-08 Status 1: R
Examiner: City: CHESTERBROOK State: PA Country: USA


ATHLETES FOOT BRANDS LLC
File No: 537304 File Code: 71 Date Recvd: 23-SEP-08 Status 1: R
Examiner: City: NORCROSS State: GA Country: USA

REPORT ITEMS 19

Registration Filings Made with DFI's Securities Division between 22-SEP-08 and 03-OCT-08

FORESTER FUNDS FORESTER VALUE FUND
File No: 537684 File Code: 3 Date Recvd: 03-OCT-08 Status 1: Z
Examiner: City: LIBERTYVILLE State: IL Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN EMERGING
MARKETS EQUITY FUND CLASS A
File No: 537680 File Code: 3 Date Recvd: 03-OCT-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN EMERGING
MARKETS EQUITY FUND CLASS C
File No: 537681 File Code: 3 Date Recvd: 03-OCT-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NEUBERGER BERMAN EQUITY FUNDS NEUBERGER BERMAN EMERGING
MARKETS EQUITY FUND INSTITUTIONAL CLASS
File No: 537682 File Code: 3 Date Recvd: 03-OCT-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


PAYDEN & RYGEL INVESTMENT GROUP PAYDEN KRAVITZ CASH BALANCE
PLAN FUND ADVISER CLASS
File No: 537679 File Code: 3 Date Recvd: 03-OCT-08 Status 1: Z
Examiner: City: LOS ANGELES State: CA Country: USA


TX EX SECURITIES TR NATIONAL TR 450
File No: 537683 File Code: 5 Date Recvd: 03-OCT-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1843 PSYCHIATRY FREE PORTFOLIO SERIES
File No: 537653 File Code: 5 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1844 DYNAMIC CORE FOR INCOME PORTFOLIO OCTOBER 2008
SERIES
File No: 537649 File Code: 5 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1852 TECHNOLOGY SELECT PORTFOLIO SERIES 29
File No: 537652 File Code: 5 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1854 EQUITY INCOME PORTFOLIO SERIES 19
File No: 537651 File Code: 5 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1883 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES
File No: 537650 File Code: 5 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREASURY
SECURITIES PORTFOLIO ADMINISTRATIVE CLASS
File No: 537642 File Code: 3 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREASURY
SECURITIES PORTFOLIO ADVISORY CLASS
File No: 537661 File Code: 3 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREASURY
SECURITIES PORTFOLIO CASH MANAGEMENT CLASS
File No: 537643 File Code: 3 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREASURY
SECURITIES PORTFOLIO INTERNATIONAL CLASS
File No: 537644 File Code: 3 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREASURY
SECURITIES PORTFOLIO INVESTOR CLASS
File No: 537645 File Code: 3 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREASURY
SECURITIES PORTFOLIO PARTICIPANT CLASS
File No: 537646 File Code: 3 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS TREASURY
SECURITIES PORTFOLIO SERVICE CLASS
File No: 537647 File Code: 3 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


NAVELLIER GROWTH PORTFOLIO SERIES 4
File No: 537648 File Code: 5 Date Recvd: 02-OCT-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


AIM COUNSELOR SERIES TR AIM FLOATING RATE FUND CLASS Y
File No: 537612 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM MULTI SECTOR FUND CLASS Y
File No: 537613 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM SELECT REAL ESTATE INCOME FUND
CLASS Y
File No: 537608 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM STRUCTURED CORE FUND CLASS Y
File No: 537610 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM STRUCTURED GROWTH FUND CLASS Y
File No: 537609 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM COUNSELOR SERIES TR AIM STRUCTURED VALUE FUND CLASS Y
File No: 537611 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM CAPITAL DEVELOPMENT FUND CLASS Y
File No: 537588 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM CHARTER FUND CLASS Y
File No: 537586 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM CONSTELLATION FUND CLASS Y
File No: 537590 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM DIVERSIFIED DIVIDEND FUND CLASS Y
File No: 537591 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM LARGE CAP BASIC VALUE FUND CLASS Y
File No: 537589 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM LARGE CAP GROWTH FUND CLASS Y
File No: 537584 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM SUMMIT FUND CLASS Y
File No: 537585 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM EQUITY FUNDS AIM SUMMIT FUND CLASS Y
File No: 537587 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM FUNDS GROUP AIM BASIC BALANCED FUND CLASS Y
File No: 537596 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM FUNDS GROUP AIM EUROPEAN SMALL CO FUND CLASS Y
File No: 537597 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM FUNDS GROUP AIM GLOBAL CORE EQUITY FUND CLASS Y
File No: 537594 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM FUNDS GROUP AIM INTERNATIONAL SMALL CO FUND CLASS Y
File No: 537595 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM FUNDS GROUP AIM MID CAP BASIC VALUE FUND CLASS Y
File No: 537598 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM FUNDS GROUP AIM SELECT EQUITY FUND CLASS Y
File No: 537593 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM FUNDS GROUP AIM SMALL CAP EQUITY FUND CLASS Y
File No: 537592 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM BASIC VALUE FUND CLASS Y
File No: 537630 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM CONSERVATIVE ALLOCATION FUND CLASS Y
File No: 537629 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM GLOBAL EQUITY FUND CLASS Y
File No: 537632 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM GROWTH ALLOCATION FUND CLASS Y
File No: 537628 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INCOME ALLOCATION FUND CLASS Y
File No: 537627 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INDEPENDENCE 2010 FUND CLASS Y
File No: 537635 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INDEPENDENCE 2020 FUND CLASS Y
File No: 537636 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INDEPENDENCE 2030 FUND CLASS Y
File No: 537637 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INDEPENDENCE 2040 FUND CLASS Y
File No: 537638 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INDEPENDENCE 2050 FUND CLASS Y
File No: 537639 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INDEPENDENCE NOW FUND CLASS Y
File No: 537634 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM INTERNATIONAL ALLOCATION FUND CLASS Y
File No: 537626 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM MID CAP CORE EQUITY FUND CLASS Y
File No: 537631 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM MODERATE ALLOCATION FUND CLASS Y
File No: 537625 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM MODERATELY CONSERVATIVE ALLOCATION
FUND CLASS Y
File No: 537623 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM MODERATELY GROWTH ALLOCATION FUND
CLASS Y
File No: 537624 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM GROWTH SERIES AIM SMALL CAP GROWTH FUND CLASS Y
File No: 537633 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INTERNATIONAL MUTUAL FUNDS AIM ASIA PACIFIC GROWTH FUND
CLASS Y
File No: 537602 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INTERNATIONAL MUTUAL FUNDS AIM EUROPEAN GROWTH FUND
CLASS Y
File No: 537603 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INTERNATIONAL MUTUAL FUNDS AIM GLOBAL GROWTH FUND CLASS
Y
File No: 537599 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INTERNATIONAL MUTUAL FUNDS AIM GLOBAL SMALL & MID CAP
GROWTH FUND CLASS Y
File No: 537601 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INTERNATIONAL MUTUAL FUNDS AIM INTERNATIONAL CORE EQUITY
FUND CLASS Y
File No: 537604 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INTERNATIONAL MUTUAL FUNDS AIM INTERNATIONAL GROWTH FUND
CLASS Y
File No: 537600 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM CHINA FUND CLASS Y
File No: 537617 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM DEVELOPING MARKETS FUND CLASS Y
File No: 537616 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM GLOBAL HEALTH CARE FUND CLASS Y
File No: 537620 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM INTERNATIONAL TOTAL RETURN FUND
CLASS Y
File No: 537614 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM JAPAN FUND CLASS Y
File No: 537622 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM LIBOR ALPHA FUND CLASS Y
File No: 537619 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM TRIMARK ENDEAVOR FUND CLASS Y
File No: 537621 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM TRIMARK FUND CLASS Y
File No: 537618 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT FUNDS AIM TRIMARK SMALL CO FUND CLASS Y
File No: 537615 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM CORE BOND FUND CLASS Y
File No: 537577 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM DYNAMICS FUND CLASS Y
File No: 537581 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM GLOBAL REAL ESTATE FUND
CLASS Y
File No: 537583 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM HIGH YIELD FUND CLASS Y
File No: 537580 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM INCOME FUND CLASS Y
File No: 537578 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM LTD MATURITY TREASURY
FUND CLASS Y
File No: 537582 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM MONEY MARKET FUND CLASS
Y
File No: 537573 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM MUNICIPAL BOND FUND
CLASS Y
File No: 537575 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM REAL ESTATE FUND CLASS Y
File No: 537574 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM SHORT TERM BOND FUND
CLASS Y
File No: 537579 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM INVESTMENT SECURITIES FUNDS AIM US GOVERNMENT FUND CLASS
Y
File No: 537576 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA

AIM SECTOR FUNDS AIM ENERGY FUND CLASS Y
File No: 537571 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM SECTOR FUNDS AIM FINANCIAL SERVICES FUND CLASS Y
File No: 537569 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM SECTOR FUNDS AIM GOLD & PRECIOUS METALS FUND CLASS Y
File No: 537567 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM SECTOR FUNDS AIM LEISURE FUND CLASS Y
File No: 537568 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM SECTOR FUNDS AIM TECHNOLOGY FUND CLASS Y
File No: 537570 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM SECTOR FUNDS AIM UILITIES FUND CLASS Y
File No: 537572 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM TX EX FUNDS AIM HIGH INCOME MUNICIPAL FUND CLASS Y
File No: 537605 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM TX EX FUNDS AIM TAX FREE INTERMEDIATE FUND CLASS Y
File No: 537606 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


AIM TX EX FUNDS AIM TX EX CASH FUND CLASS Y
File No: 537607 File Code: 3 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: HOUSTON State: TX Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN RETIREMENT DISTRIBUTION
PORTFOLIO CLASS A
File No: 537640 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


HANCOCK JOHN FUNDS 2 HANCOCK JOHN RETIREMENT RISING
DISTRIBUTION PORTFOLIO CLASS A
File No: 537641 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


INVESTMENT MANAGERS SERIES TR VICTORIA 1522 FUND ADVISOR
CLASS
File No: 537536 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


IVA FIDUCIARY TR IVA INTERNATIONAL FUND CLASS A
File No: 537540 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


IVA FIDUCIARY TR IVA INTERNATIONAL FUND CLASS C
File No: 537541 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


IVA FIDUCIARY TR IVA INTERNATIONAL FUND CLASS I
File No: 537542 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


IVA FIDUCIARY TR IVA WORLDWIDE FUND CLASS A
File No: 537537 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


IVA FIDUCIARY TR IVA WORLDWIDE FUND CLASS C
File No: 537538 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


IVA FIDUCIARY TR IVA WORLDWIDE FUND CLASS I
File No: 537539 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


QUAKER INVESTMENT TR QUAKER SMALL CAP GROWTH TACTICAL
ALLOCATION FUND CLASS A
File No: 537533 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


QUAKER INVESTMENT TR QUAKER SMALL CAP GROWTH TACTICAL
ALLOCATION FUND CLASS C
File No: 537534 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


QUAKER INVESTMENT TR QUAKER SMALL CAP GROWTH TACTICAL
ALLOCATION FUND INSTITUTIONAL CLASS
File No: 537535 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: MILWAUKEE State: WI Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR SSI LIQUID RESERVES
FUND INVESTMENT CLASS
File No: 537543 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR SSI TAX FREE MONEY
MARKET FUND INVESTMENT CLASS
File No: 537544 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR SSI US GOVERNMENT
MONEY MARKET FUND INVESTMENT CLASS
File No: 537545 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


STATE STREET INSTITUTIONAL INVESTMENT TR SSITREASURY MONEY
MARKET FUND INVESTMENT CLASS
File No: 537546 File Code: 3 Date Recvd: 01-OCT-08 Status 1: R
Examiner: City: BOSTON State: MA Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 725 INSURED MUNICIPALS
INCOME TR SERIES 551
File No: 537547 File Code: 5 Date Recvd: 01-OCT-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


HANCOCK JON FUNDS 3 HANCOCK JOHN RAINIER GROWTH FUND CLASS T
File No: 537532 File Code: 3 Date Recvd: 30-SEP-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON FRONTIER MARKETS
FUND ADVISOR CLASS
File No: 537513 File Code: 3 Date Recvd: 30-SEP-08 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON FRONTIER MARKETS
FUND CLASS A
File No: 537512 File Code: 3 Date Recvd: 30-SEP-08 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON FRONTIER MARKETS
FUND CLASS C
File No: 537514 File Code: 3 Date Recvd: 30-SEP-08 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


TEMPLETON GLOBAL INVESTMENT TR TEMPLETON FRONTIER MARKETS
FUND CLASS R
File No: 537511 File Code: 3 Date Recvd: 30-SEP-08 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


CALVERT IMPACT FUND INC CALVERT GLOBAL WATER FUND CLASS A
File No: 537459 File Code: 3 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT IMPACT FUND INC CALVERT GLOBAL WATER FUND CLASS C
File No: 537458 File Code: 3 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT IMPACT FUND INC CALVERT GLOBAL WATER FUND CLASS Y
File No: 537457 File Code: 3 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 530
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 4
File No: 537469 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1845 CANADIAN ENERGY & INCOME PORTFOLIO SERIES 11
File No: 537473 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1846 CONVERTIBLE & INCOME CLOSED END PORTFOLIO SERIES 14
File No: 537470 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1848 GLOBAL SHIPPING PORTFOLIO SERIES 7
File No: 537472 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1849 TOTAL EQUITY ALLOCATION PORTFOLIO SERIES 13
File No: 537471 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


TOUCHSTONE FUNDS GROUP TR INTERNATIONAL GROWTH FUND CLASS A
File No: 537468 File Code: 3 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR INTERNATIONAL GROWTH FUND CLASS C
File No: 537466 File Code: 3 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE FUNDS GROUP TR INTERNATIONAL GROWTH FUND CLASS Y
File No: 537467 File Code: 3 Date Recvd: 29-SEP-08 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


VAN KAMPEN UNIT TR SERIES 803 CLOSED END STRATEGY COHEN &
STEERS MASTER EQUITY & INCOME PORTFOLIO SERIES 11
File No: 537460 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 803 CLOSED END STRATEGY COHEN &
STEERS MASTER MUNICIPAL INCOME PORTFOLIO SERIES 14
File No: 537462 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 803 CLOSED END STRATEGY SENIOR
LOAN & LTD DURATION PORTFOLIO SERIES 18
File No: 537461 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 803 COHEN & STEERS MASTER INCOME
PORTFOLIO SERIES 17
File No: 537463 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 811 CLOSED END STRATEGY COHEN &
STEERS VALUE EQUITY & INCOME PORTFOLIO 2008 4
File No: 537464 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 811 CLOSED END STRATEGY COVERED
CALL INCOME PORTFOLIO 2008 4
File No: 537465 File Code: 5 Date Recvd: 29-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 524 STRATEGIC
INCOME PORTFOLIO SERIES 24
File No: 537414 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 529 S&P
DEFENSIVE EQUITY STRATEGY SERIES 3
File No: 537415 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


DREYFUS GROWTH OPPORTUNITY FUND INC CLASS A
File No: 537675 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS GROWTH OPPORTUNITY FUND INC CLASS C
File No: 537674 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREYFUS GROWTH OPPORTUNITY FUND INC CLASS I
File No: 537676 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FORUM FUNDS ABSOLUTE OPPORTUNITIES FUND INSTITUTIONAL SHARES
File No: 537665 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: PORTLAND State: ME Country: USA


FORWARD FUNDS FORWARD EASTERN EUROPE EQUITIES FUND INVESTOR
CLASS
File No: 537678 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


FT 1811 DOW TARGET 10 OCT 08 TERM 10 30 09
File No: 537416 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1811 DOW TARGET 5 OCT 08 TERM 12 31 09
File No: 537423 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1811 DOW TARGET DVD OCT 08 TERM 12 31 09
File No: 537419 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1811 TARGET DBL PLAY OCT 08 TERM 12 31 09
File No: 537420 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1811 TARGET FOCUS 4 OCT 08 TERM 12 31 09
File No: 537418 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1811 TARGET TRIAD OCT 08 TERM 12 31 09
File No: 537417 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1811 TARGET VIP OCT 08 TERM 12 31 09
File No: 537421 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1811 VALUE LINE TARGET 25 OCT 08 TERM 12 31 09
File No: 537422 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 EUROPEAN TARGET 30 4Q OCT 08 TERM 12 31 09
File No: 537424 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 GLOBAL TARGET 15 4Q OCT 08 TERM 12 31 09
File No: 537425 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 MSCI EAFE TARGET 20 4Q OCT 08 TERM 12 31 09
File No: 537426 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 NASDAQ TARGET 15 4Q OCT 08 TERM 12 31 09
File No: 537428 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 NYSE INTL TARGET 25 4Q OCT 08 TERM 12 31 09
File No: 537427 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 S&P TARGET 24 4Q OCT 08 TERM 12 31 09
File No: 537434 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 S&P TARGET SMID 60 4Q OCT 08 TERM 12 31 09
File No: 537437 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET 50 50 4Q OCT 08 TERM 12 31 09
File No: 537435 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET DIVSD DVD 4Q OCT 08 TERM 12 31 09
File No: 537439 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET DVD MULTI STRAT 4Q OCT 08 TERM 12 31 09
File No: 537436 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET GROWTH 4Q OCT 08 TERM 12 31 09
File No: 537429 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET LONG TERM GROWTH 4Q OCT 08 TERM 12 31 09
File No: 537438 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET MEGA CAP 4Q OCT 08 TERM 12 31 09
File No: 537431 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET SMALL CAP 4Q OCT 08 TERM 12 31 09
File No: 537430 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 TARGET VIP CONS EQTY 4Q OCT 08 TERM 12 31 09
File No: 537432 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1812 VALUE LINE DIVSD TARGET 40 4Q OCT 08 TERM 12 31 09
File No: 537433 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1819 VALUE LINE 100 1 4Q OCT 08
File No: 537440 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1820 INCOME ALLOCATION CLOSED END OCT 08
File No: 537442 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1847 GLOBAL AGRICULTURE PORTFOLIO SERIES 6
File No: 537441 File Code: 5 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


LEGG MASON PARTNERS EQUITY TR LMP MID CAP CORE FUND CLASS R
File No: 537673 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY US MULTI CAP
ALPHA FUND CLASS A
File No: 537668 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY US MULTI CAP
ALPHA FUND CLASS C
File No: 537669 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY US MULTI CAP
ALPHA FUND CLASS I
File No: 537671 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY US MULTI CAP
ALPHA FUND CLASS R
File No: 537670 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY SERIES FUNDS MORGAN STANLEY US MULTI CAP
ALPHA FUND CLASS W
File No: 537672 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


NATIXIS FUNDS TR 2 ASG GLOBAL ALTERNATIVE FUND INSTITUTIONAL
CLASS
File No: 537677 File Code: 3 Date Recvd: 26-SEP-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


PRINCIPAL FUNDS INC CORE PLUS BOND FUND 1 CLASS R 1
File No: 537409 File Code: 3 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC CORE PLUS BOND FUND 1 CLASS R 2
File No: 537413 File Code: 3 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC CORE PLUS BOND FUND 1 CLASS R 3
File No: 537411 File Code: 3 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC CORE PLUS BOND FUND 1 CLASS R 4
File No: 537412 File Code: 3 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC CORE PLUS BOND FUND 1 CLASS R 5
File No: 537410 File Code: 3 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC CORE PLUS BOND FUND 1 INSTITUTIONAL
CLASS
File No: 537408 File Code: 3 Date Recvd: 26-SEP-08 Status 1: R
Examiner: City: DES MOINES State: IA Country: USA


LAZARD FUNDS INC LAZARD DEVELOPING MARKETS EQUITY PORTFOLIO
INSTITUTIONAL SHARES
File No: 537390 File Code: 3 Date Recvd: 25-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LAZARD FUNDS INC LAZARD DEVELOPING MARKETS EQUITY PORTFOLIO
OPEN SHARES
File No: 537389 File Code: 3 Date Recvd: 25-SEP-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 724 INSURED MUNICIPALS
INCOME TR SERIES 550
File No: 537342 File Code: 5 Date Recvd: 24-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 800 SELECT 10 INDUSTRIAL
PORTFOLIO 2008 5A
File No: 537343 File Code: 5 Date Recvd: 24-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 522
DIVERSIFIED DIVIDEND & INCOME PORTFOLIO SERIES 7
File No: 537290 File Code: 5 Date Recvd: 23-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 522 EQUITY
DIVIDEND INCOME PORTOFLIO 2 YEAR SERIES 21
File No: 537291 File Code: 5 Date Recvd: 23-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1833 GLOBAL MARKETS PORTFOLIO SERIES 3
File No: 537292 File Code: 5 Date Recvd: 23-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PROUROCARE MEDICAL INC
File No: 537285 File Code: 1 Date Recvd: 23-SEP-08 Status 1: P
Examiner: City: GOLDEN VALLEY State: MN Country: USA


VAN KAMPEN UNIT TR SERIES 802 S&P DIVIDEND GROWTH
OPPORTUNITIES TR SERIES 14
File No: 537289 File Code: 5 Date Recvd: 23-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 804 PREFERRED SECURITIES PORTFOLIO
SERIES 21
File No: 537288 File Code: 5 Date Recvd: 23-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 805 DIVIDEND INCOME & VALUE
PORTFOLIO 2008 4
File No: 537287 File Code: 5 Date Recvd: 23-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 806 ARGUS FURNAROUND STRATEGY
PORTFOLIO 2008A
File No: 537286 File Code: 5 Date Recvd: 23-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CHRISTIAN REFORMED CHURCH LOAN FUND INC US
File No: 537300 File Code: 2 Date Recvd: 22-SEP-08 Status 1: P
Examiner: City: GRAND RAPIDS State: MI Country: USA


CHRISTIAN REFORMED CHURCH LOAN FUND INC US
File No: 537301 File Code: 2 Date Recvd: 22-SEP-08 Status 1: P
Examiner: City: GRAND RAPIDS State: MI Country: USA


CHRISTIAN REFORMED CHURCH LOAN FUND INC US
File No: 537302 File Code: 2 Date Recvd: 22-SEP-08 Status 1: P
Examiner: City: GRAND RAPIDS State: MI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 523 RENEWABLE
& ALTERNATIVE ENERGY PORTFOLIO SEIRES 8
File No: 537221 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 523 WIND
ENERGY PORTFOLIO SERIES 1
File No: 537220 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1824 STRATEGIC 10 A PLUS PORT 4Q 08 TERM 12 31 09
File No: 537222 File Code: 5 Date Recvd: 22-SEP-08 Status 1: R
Examiner: City: LISLE State: IL Country: USA


FT 1835 INTERNATIONAL PORTFOLIO SERIES 16
File No: 537228 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1835 LARGE CAP GROWTH PORTFOLIO SERIES 16
File No: 537227 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1835 LARGE CAP VALUE PORTFOLIO SERIES 16
File No: 537226 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1835 MID CAP PORTFOLIO SERIES 16
File No: 537225 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1835 SMALL CAP PORTFOLIO SERIES 16
File No: 537224 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1838 AEROSPACE & DEFENSE PORTFOLIO SERIES 11
File No: 537223 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


PRICE T ROWE GLOBAL REAL ESTATE FUND INC
File No: 537217 File Code: 3 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE GLOBAL REAL ESTATE FUND INC ADVISOR CLASS
File No: 537218 File Code: 3 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE INSTITUTIONAL FUNDS INC PTRI GLOBAL LARGE CAP
EQUITY FUND
File No: 537214 File Code: 3 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE INTERNATIONAL FUNDS INC PRICE T ROWE GLOBAL
LARGE CAP STOCK FUND
File No: 537215 File Code: 3 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PRICE T ROWE INTERNATIONAL FUNDS INC PRICE T ROWE GLOBAL
LARGE CAP STOCK FUND ADVISOR CLASS
File No: 537216 File Code: 3 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 145 LONG TERM
INVESTMENT GRADE TR SERIES 39
File No: 537219 File Code: 5 Date Recvd: 22-SEP-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA

REPORT ITEMS 208



Last Updated: June 27, 2015