WI Securities Filings for October 27, 2008 through November 07, 2008

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 27-OCT-08 and 07-NOV-08

C5 6 TECHNOLOGIES INC
File No: 538500 File Code: 7 Date Recvd: 04-NOV-08 Status 1: F
Examiner: City: MIDDLETON


11447 SECOND STREET LLC
File No: 538391 File Code: 7 Date Recvd: 03-NOV-08 Status 1: F
Examiner: City: APPLETON


FCF PARTNERS LP
File No: 538338 File Code: 7 Date Recvd: 30-OCT-08 Status 1: F
Examiner: City: MILWAUKEE

REPORT ITEMS 3

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 27-OCT-08 and 07-NOV-08


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 27-OCT-08 and 07-NOV-08

1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS C
File No: 538358 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE


1ST AMERICAN INVESTMENT FUNDS INC GLOBAL INFRASTRUCTURE FUND
CLASS R
File No: 538359 File Code: 3 Date Recvd: 03-NOV-08 Status 1: Z
Examiner: City: MILWAUKEE


BAIRD FUNDS INC RIVERFRONT LONG TERM GROWTH FUND
INSTITUTIONAL CLASS SHARES
File No: 538250 File Code: 3 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: MILWAUKEE


BAIRD FUNDS INC RIVERFRONT LONG TERM GROWTH FUND
INVESTOR CLASS SHARES
File No: 538251 File Code: 3 Date Recvd: 28-OCT-08 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 4

Takeover Filings made with DFI's Securities Division between 27-OCT-08 and 07-NOV-08


REPORT ITEMS 0



Last Updated: June 27, 2015