Securities Filings for November 24, 2008 through December 05, 2008

Exemption Filings Made with DFI's Securities Division between 24-NOV-08 and 05-DEC-08

OLD HICKORY GOLF CLUB INC
File No: 540770 File Code: 7 Date Recvd: 05-DEC-08 Status 1: F
Examiner: City: State: Country: USA


WEST JANICE 2 A JOINT VENTURE
File No: 540771 File Code: 7 Date Recvd: 05-DEC-08 Status 1: F
Examiner: City: COPPELL State: TX Country: USA

ARETE THERAPEUTICS INC
File No: 540525 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: HAYWARD State: CA Country: USA


MANHATTAN PHARMACEUTICALS INC
File No: 540524 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MIDDLETON DOLL CO
File No: 540543 File Code: 21 Date Recvd: 02-DEC-08 Status 1: P
Examiner: City: WAUKESHA State: WI Country: USA


MOUNTAIN 5 2008 C DRILLING PROGRAM
File No: 540521 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: BRIDGEPORT State: WV Country: USA


SRB GREENWAY OPPORTUNITY FUND LP
File No: 540522 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SRB GREENWAY OPPORTUNITY FUND QP LP
File No: 540523 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


CAPITAL GROWTH SYSTEMS INC
File No: 539818 File Code: 7 Date Recvd: 01-DEC-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


MURVIN & MEIER OIL CO 2008 8 DRILLING PROGRAM
File No: 539817 File Code: 7 Date Recvd: 01-DEC-08 Status 1: F
Examiner: City: BARRINGTON State: IL Country: USA


LEVINE LEICHTMAN CAPITAL PARTNERS 4 LP
File No: 540137 File Code: 7 Date Recvd: 28-NOV-08 Status 1: F
Examiner: City: BEVERLY HILLS State: CA Country: USA


WELL ENHANCEMENDT PARTNERS 2008 A LP
File No: 540138 File Code: 7 Date Recvd: 28-NOV-08 Status 1: F
Examiner: City: THE WOODLANDS State: TX Country: USA


WINDSOR CAPITAL MANAGED FUTURES FUND LTD
File No: 539800 File Code: 7 Date Recvd: 28-NOV-08 Status 1: F
Examiner: City: TAVERNIER State: FL Country: USA


NEW MEDIA BRADCASTING CO INC
File No: 539796 File Code: 7 Date Recvd: 26-NOV-08 Status 1: F
Examiner: City: GLENDALE State: CA Country: USA


TISSUE REGENERATION SYSTEMS INC
File No: 539795 File Code: 7 Date Recvd: 26-NOV-08 Status 1: F
Examiner: City: ANN ARBOR State: MI Country: USA


HYPERACTIVE TECHNOLOGIES INC
File No: 539737 File Code: 7 Date Recvd: 25-NOV-08 Status 1: F
Examiner: City: PITTSBURGH State: PA Country: USA


LPL INVESTMENT HOLDINGS INC
File No: 539738 File Code: 8 Date Recvd: 25-NOV-08 Status 1: G
Examiner: RES City: State: Country: USA


AEPI NORTH RAY POINT DRILLING PROGRAM
File No: 539499 File Code: 7 Date Recvd: 24-NOV-08 Status 1: F
Examiner: City: BOERNE State: TX Country: USA


UNIVERSITY OF NOTRE DAME DU LAC
File No: 539500 File Code: 8 Date Recvd: 24-NOV-08 Status 1: P
Examiner: City: NORTE DAME State: IN Country: USA

REPORT ITEMS 19

Franchise Filings Made with DFI's Securities Division between 24-NOV-08 and 05-DEC-08

YOUNG MASTERS LLC
File No: 540725 File Code: 71 Date Recvd: 03-DEC-08 Status 1: R
Examiner: City: DULUTH State: GA Country: USA


CARSOUP OF MN INC
File No: 540528 File Code: 76 Date Recvd: 02-DEC-08 Status 1: R
Examiner: City: State: Country: USA


SHREDSTATION EXPRESS LLC
File No: 540542 File Code: 71 Date Recvd: 02-DEC-08 Status 1: R
Examiner: City: MT LAUREL State: NJ Country: USA


FRACTIONAL HOMES INTERNATIONAL LLC
File No: 540540 File Code: 71 Date Recvd: 26-NOV-08 Status 1: R
Examiner: City: WALLINGFORD State: CT Country: USA


TCBY SYSTEMS LLC
File No: 540541 File Code: 71 Date Recvd: 26-NOV-08 Status 1: R
Examiner: City: SALT LAKE CITY State: UT Country: USA


AMERICAS REALTY FRANCHISE SALES LLC
File No: 540334 File Code: 71 Date Recvd: 24-NOV-08 Status 1: R
Examiner: City: ROSWELL State: GA Country: USA


BADGER PAINTING LLC
File No: 540335 File Code: 71 Date Recvd: 24-NOV-08 Status 1: R
Examiner: City: MADISON State: WI Country: USA

REPORT ITEMS 7

Registration Filings Made with DFI's Securities Division between 24-NOV-08 and 05-DEC-08

FT 1894 CONS GROWTH DEC 08 TER 3 9 10
File No: 540768 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1894 MODERATE GROWTH DEC 08 TER 3 9 10
File No: 540769 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1895 UTILITIES SELECT PORTFOLIO SERIES 7
File No: 540763 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1903 BALANCED INCOME PORTFOLIO SERIES 18
File No: 540766 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1904 EQUITY ADVANTAGE CLOSED END PORTFOLIO SERIES 5
File No: 540765 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1911 ETF GROWTH & INCOME DEC 08
File No: 540764 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1913 WIND POWER PORTFOLIO SERIES 4
File No: 540767 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


PRO PHARMACEUTICALS INC
File No: 540762 File Code: 1 Date Recvd: 05-DEC-08 Status 1: P
Examiner: City: NEWTON State: MA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 558 FLAHERTY &
CRUMRINE PREFERRED PORTFOLIO SERIES 14
File No: 540714 File Code: 5 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


NORTHERN LIGHTS FUND TR EAS GENESIS FUND CLASS C
File No: 540717 File Code: 3 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR HUMMER WAYNE SMALL CAP CORE FUND
CLASS A
File No: 540716 File Code: 3 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR HUMMER WAYNE SMALL CAP CORE FUND
CLASS I
File No: 540715 File Code: 3 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 546 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 17
File No: 540520 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 551 CLOSED END
COVERED CLASS & INCOME PORTFOLIO 2 YEAR SERIES 14
File No: 540518 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 551 CLOSED END
INFRASTRUCTURE & MLP PORTFOLIO SERIES 4
File No: 540517 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 551 CLOSED END
PREFERRED & INCOME PORTFOLIO SERIES 11
File No: 540519 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CORNERSTONE CORE PROPERTIES REIT INC
File No: 540514 File Code: 1 Date Recvd: 02-DEC-08 Status 1: P
Examiner: City: IRVINE State: CA Country: USA


FT 1935 PREFERRED INCOME PORTFOLIO SERIES 25
File No: 540516 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPALS SERIES 739 INVESTORS QUALITY
TX EX TR SERIES 101
File No: 540515 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1893 BANKING OPPORTUNITY PORTFOLIO SERIES 5
File No: 539811 File Code: 5 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1893 DEFENSIVE EQUITY PORTFOLIO SERIES 5
File No: 539810 File Code: 5 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS HODGES FUND CLASS I
File No: 539807 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS HODGES SMALL CAP FUND
CLASS I
File No: 539806 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS S&P 500 CAPITAL APPRECIATION
FUND CLASS A
File No: 539813 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


WASATCH FUNDS INC WASATCH 1ST SOURCE INCOME EQUITY FUND
File No: 539815 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: UT Country: USA


WASATCH FUNDS INC WASATCH 1ST SOURCE INCOME FUND
File No: 539814 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: UT Country: USA


WASATCH FUNDS INC WASATCH 1ST SOURCE LONG SHORT FUND
File No: 539816 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: UT Country: USA


Z 7 FUND INC
File No: 539812 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MESA State: AZ Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 550 DELTA
GLOBAL HARD ASSETS & CURRENCIES PORTFOLIO SERIES 3
File No: 540136 File Code: 5 Date Recvd: 28-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 550 DELTA
GLOBAL SHIPPING PORTFOLIO SERIES 8
File No: 540135 File Code: 5 Date Recvd: 28-NOV-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


GLOBAL MACRO TR
File No: 540134 File Code: 1 Date Recvd: 28-NOV-08 Status 1: R
Examiner: City: GREENWICH State: CT Country: USA


IVY FUNDS IVY MICRO CAP GROWTH FUND CLASS A
File No: 539790 File Code: 3 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY MICRO CAP GROWTH FUND CLASS B
File No: 539794 File Code: 3 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY MICRO CAP GROWTH FUND CLASS C
File No: 539793 File Code: 3 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY MICRO CAP GROWTH FUND CLASS I
File No: 539792 File Code: 3 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


IVY FUNDS IVY MICRO CAP GROWTH FUND CLASS Y
File No: 539791 File Code: 3 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: SHAWNEE MISSION State: KS Country: USA


VAN KAMPEN UNIT TR SERIES 821 GLOBAL WATER PORTFOLIO 2009 1
File No: 539784 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 821 GREAT INTERNATIONAL FIRMS
PORTFOLIO FIRMS SERIES 34
File No: 539782 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 821 MORGAN STANLEY US
MULTINATIONAL 50 INDEX PORTFOLIO SERIES 26
File No: 539783 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 822 ARDOUR GLOBAL ALTERNATIVE
ENERGY PORTFOLIO 2009 1
File No: 539788 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 822 BRIC OPPORTUNITY PORTFOLIO
2009 1
File No: 539787 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 822 PERELLA WEINBERT PARTNERS
AEROSPACE DEFENSE & SECURITY PORTFOLIO 2009 1
File No: 539789 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 824 MORGAN STANLEY TECHNOLOGY
INDEX PORTFOLIO 2009 1
File No: 539786 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 151 INSURED INCOME
TR SERIES 172
File No: 539785 File Code: 5 Date Recvd: 26-NOV-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FEDERATED EQUITY FUNDS FEDERATED PRUDENT BEAR FUND
INSTITUTIONAL SHARES
File No: 540511 File Code: 3 Date Recvd: 25-NOV-08 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FEDERATED INCOME SECURITIES TR FEDERATED PRUDENT GLOBAL
INCOME FUND CLASS C
File No: 540512 File Code: 3 Date Recvd: 25-NOV-08 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


FEDERATED INCOME SECURITIES TR FEDERATED PRUDENT GLOBAL
INCOME FUND INSTITUTIONAL SHARES
File No: 540513 File Code: 3 Date Recvd: 25-NOV-08 Status 1: Z
Examiner: City: PITTSBURGH State: PA Country: USA


COLUMBIA FUNDS SERIES TR 1 COLUMBIA INTERNATIONAL BOND FUND
CLASS A
File No: 539731 File Code: 3 Date Recvd: 24-NOV-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


COLUMBIA FUNDS SERIES TR 1 COLUMBIA INTERNATIONAL BOND FUND
CLASS C
File No: 539733 File Code: 3 Date Recvd: 24-NOV-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


COLUMBIA FUNDS SERIES TR 1 COLUMBIA INTERNATIONAL BOND FUND
CLASS Z
File No: 539732 File Code: 3 Date Recvd: 24-NOV-08 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


DREFUS PREMIER OPPORTUNITY FUND DREFUS GLOBAL SUSTAINABILITY
FUND CLASS A
File No: 539734 File Code: 3 Date Recvd: 24-NOV-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


DREFUS PREMIER OPPORTUNITY FUND DREFUS GLOBAL SUSTAINABILITY
FUND CLASS C
File No: 539736 File Code: 3 Date Recvd: 24-NOV-08 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


REAL ESTATE CLOSED END PORTFOLIO SERIES 8
File No: 539497 File Code: 5 Date Recvd: 24-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TACTICAL INCOME CLOSED END PORTFOLIO SERIES 8
File No: 539498 File Code: 5 Date Recvd: 24-NOV-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

REPORT ITEMS 54



Last Updated: June 27, 2015