Securities Filings for December 01, 2008 through December 12, 2008

Exemption Filings Made with DFI's Securities Division between 01-DEC-08 and 12-DEC-08

NORTHWEST CHRISTIAN SCHOOL
File No: 541501 File Code: 8 Date Recvd: 11-DEC-08 Status 1: P
Examiner: City: PHOENIX State: AZ Country: USA


OCEAN GATE OPPORTUNITY FUND LP
File No: 541499 File Code: 7 Date Recvd: 11-DEC-08 Status 1: F
Examiner: City: MARBLEHEAD State: MA Country: USA

RIDGE INVESTORS 4 LLC
File No: 540898 File Code: 7 Date Recvd: 10-DEC-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ENDOWMENT EXEMPT QP FUND 2 LP
File No: 540885 File Code: 7 Date Recvd: 09-DEC-08 Status 1: F
Examiner: City: HOUSTON State: TX Country: USA


LIGHTSTONE VALUE PLUS REAL ESTATE INVESTMENT TR INC
File No: 541558 File Code: 8 Date Recvd: 09-DEC-08 Status 1: P
Examiner: City: LAKEWOOD State: NJ Country: USA


SKINNY NUTRITIONAL CORP
File No: 540886 File Code: 7 Date Recvd: 09-DEC-08 Status 1: F
Examiner: City: BALA CYNWYD State: PA Country: USA


BRADFORD DRILLING ASSOC 26 LP
File No: 540845 File Code: 7 Date Recvd: 08-DEC-08 Status 1: F
Examiner: City: BUFFALO State: NY Country: USA


INRANGE SYSTEMS INC
File No: 540843 File Code: 7 Date Recvd: 08-DEC-08 Status 1: F
Examiner: City: ALTOONA State: PA Country: USA


NGAS PARTNERS 2008 A LTD
File No: 540844 File Code: 7 Date Recvd: 08-DEC-08 Status 1: F
Examiner: City: LEXINGTON State: KY Country: USA


YINLIPS TECHNOLOGY INC
File No: 540842 File Code: 7 Date Recvd: 08-DEC-08 Status 1: F
Examiner: City: SHENZHEN GUANG DONG State: Country: CHINA


OLD HICKORY GOLF CLUB INC
File No: 540770 File Code: 7 Date Recvd: 05-DEC-08 Status 1: G
Examiner: RES City: State: Country: USA


WEST JANICE 2 A JOINT VENTURE
File No: 540771 File Code: 7 Date Recvd: 05-DEC-08 Status 1: F
Examiner: City: COPPELL State: TX Country: USA


ARETE THERAPEUTICS INC
File No: 540525 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: HAYWARD State: CA Country: USA


MANHATTAN PHARMACEUTICALS INC
File No: 540524 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MIDDLETON DOLL CO
File No: 540543 File Code: 21 Date Recvd: 02-DEC-08 Status 1: G
Examiner: RES City: WAUKESHA State: WI Country: USA


MOUNTAIN 5 2008 C DRILLING PROGRAM
File No: 540521 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: BRIDGEPORT State: WV Country: USA


SRB GREENWAY OPPORTUNITY FUND LP
File No: 540522 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


SRB GREENWAY OPPORTUNITY FUND QP LP
File No: 540523 File Code: 7 Date Recvd: 02-DEC-08 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


CAPITAL GROWTH SYSTEMS INC
File No: 539818 File Code: 7 Date Recvd: 01-DEC-08 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


MURVIN & MEIER OIL CO 2008 8 DRILLING PROGRAM
File No: 539817 File Code: 7 Date Recvd: 01-DEC-08 Status 1: F
Examiner: City: BARRINGTON State: IL Country: USA

REPORT ITEMS 20

Franchise Filings Made with DFI's Securities Division between 01-DEC-08 and 12-DEC-08

CEC ENTERTAINMENT INC
File No: 541565 File Code: 71 Date Recvd: 10-DEC-08 Status 1: R
Examiner: City: IRVING State: TX Country: USA


WINDOW WORKS INTERNATIONAL LLC
File No: 541564 File Code: 71 Date Recvd: 10-DEC-08 Status 1: R
Examiner: City: BROOKFIELD State: WI Country: USA


YOUNG MASTERS LLC
File No: 540725 File Code: 71 Date Recvd: 03-DEC-08 Status 1: R
Examiner: City: DULUTH State: GA Country: USA


CARSOUP OF MN INC
File No: 540528 File Code: 76 Date Recvd: 02-DEC-08 Status 1: E
Examiner: RES City: BLOOMINGTON State: MN Country: USA


SHREDSTATION EXPRESS LLC
File No: 540542 File Code: 71 Date Recvd: 02-DEC-08 Status 1: R
Examiner: City: MT LAUREL State: NJ Country: USA

REPORT ITEMS 5

Registration Filings Made with DFI's Securities Division between 01-DEC-08 and 12-DEC-08

COVENTRY GROUP WALDEN SMALL CAP INNOVATIONS FUND
File No: 541485 File Code: 3 Date Recvd: 10-DEC-08 Status 1: Z
Examiner: City: COLUMBUS State: OH Country: USA


INCOME PROPERTY TR OF THE AMERICAS INC
File No: 540871 File Code: 1 Date Recvd: 09-DEC-08 Status 1: P
Examiner: City: DENVER State: CO Country: USA


INSURED TX EX MUNICIPAL PORTFOLIO SERIES 1
File No: 540875 File Code: 5 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INVESTMENT MANAGERS SERIES TR RNC GENTER DIVIDEND INCOME
FUND
File No: 540872 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PERONI GROWRTH PORTFOLIO WINTER 2009 SERIES
File No: 540874 File Code: 5 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PRINCIPAL FUNDS INC GLOBAL DIVERSIFIED INCOME FUND
INSTITUTIONAL CLASS
File No: 540882 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC GLOBAL DIVERSIFIED INCOME FUND CLASS A
File No: 540884 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC GLOBAL DIVERSIFIED INCOME FUND CLASS C
File No: 540883 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC MORTGAGE SECURITIES FUND CLASS J
File No: 540876 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC MORTGAGE SECURITIES FUND CLASS R1
File No: 540877 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC MORTGAGE SECURITIES FUND CLASS R2
File No: 540881 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC MORTGAGE SECURITIES FUND CLASS R3
File No: 540879 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC MORTGAGE SECURITIES FUND CLASS R4
File No: 540880 File Code: 5 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


PRINCIPAL FUNDS INC MORTGAGE SECURITIES FUND CLASS R5
File No: 540878 File Code: 3 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: DES MOINES State: IA Country: USA


TX EX SECURITIES TR NATIONAL TR 452
File No: 540873 File Code: 5 Date Recvd: 09-DEC-08 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CALVERT SAGE FUND CALVERT LARGE CAP VALUE FUND CLASS A
File No: 540841 File Code: 3 Date Recvd: 08-DEC-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT SAGE FUND CALVERT LARGE CAP VALUE FUND CLASS C
File No: 540840 File Code: 3 Date Recvd: 08-DEC-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


CALVERT SAGE FUND CALVERT LARGE CAP VALUE FUND CLASS Y
File No: 540839 File Code: 3 Date Recvd: 08-DEC-08 Status 1: Z
Examiner: City: BETHESDA State: MD Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 740 INVESTMENT GRADE
MUNICIPAL TR SERIES 82
File No: 540837 File Code: 5 Date Recvd: 08-DEC-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPALS SERIES 738 INSURED MUNICIPALS
INCOME TR SERIES 557
File No: 540836 File Code: 5 Date Recvd: 08-DEC-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 152 LONG TERM
INVESTMENT GRADE TR SERIES 43
File No: 540838 File Code: 5 Date Recvd: 08-DEC-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1894 CONS GROWTH DEC 08 TER 3 9 10
File No: 540768 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1894 MODERATE GROWTH DEC 08 TER 3 9 10
File No: 540769 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1895 UTILITIES SELECT PORTFOLIO SERIES 7
File No: 540763 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1903 BALANCED INCOME PORTFOLIO SERIES 18
File No: 540766 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1904 EQUITY ADVANTAGE CLOSED END PORTFOLIO SERIES 5
File No: 540765 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1911 ETF GROWTH & INCOME DEC 08
File No: 540764 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1913 WIND POWER PORTFOLIO SERIES 4
File No: 540767 File Code: 5 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


OLD MUTUAL FUNDS 2 OLD MUTUAL TS&W MID CAP VALUE FUND CLASS
Z
File No: 540828 File Code: 3 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


OLD MUTUAL FUNDS 2 OLD MUTUAL TS&W SMALL CAP VALUE FUND
INSTITUTIONAL CLASS
File No: 540827 File Code: 3 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: DENVER State: CO Country: USA


PRO PHARMACEUTICALS INC
File No: 540762 File Code: 1 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: NEWTON State: MA Country: USA


TR FOR PROFESSIONAL MANAGERS ALTERNATIVE STRATEGIES MUTUAL
FUND CLASS A
File No: 540887 File Code: 3 Date Recvd: 05-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 558 FLAHERTY &
CRUMRINE PREFERRED PORTFOLIO SERIES 14
File No: 540714 File Code: 5 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


NORTHERN LIGHTS FUND TR EAS GENESIS FUND CLASS C
File No: 540717 File Code: 3 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR HUMMER WAYNE SMALL CAP CORE FUND
CLASS A
File No: 540716 File Code: 3 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


NORTHERN LIGHTS FUND TR HUMMER WAYNE SMALL CAP CORE FUND
CLASS I
File No: 540715 File Code: 3 Date Recvd: 03-DEC-08 Status 1: Z
Examiner: City: HAUPPAUGE State: NY Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 546 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 17
File No: 540520 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 551 CLOSED END
COVERED CLASS & INCOME PORTFOLIO 2 YEAR SERIES 14
File No: 540518 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 551 CLOSED END
INFRASTRUCTURE & MLP PORTFOLIO SERIES 4
File No: 540517 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 551 CLOSED END
PREFERRED & INCOME PORTFOLIO SERIES 11
File No: 540519 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CORNERSTONE CORE PROPERTIES REIT INC
File No: 540514 File Code: 1 Date Recvd: 02-DEC-08 Status 1: P
Examiner: City: IRVINE State: CA Country: USA


FT 1935 PREFERRED INCOME PORTFOLIO SERIES 25
File No: 540516 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPALS SERIES 739 INVESTORS QUALITY
TX EX TR SERIES 101
File No: 540515 File Code: 5 Date Recvd: 02-DEC-08 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1893 BANKING OPPORTUNITY PORTFOLIO SERIES 5
File No: 539811 File Code: 5 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1893 DEFENSIVE EQUITY PORTFOLIO SERIES 5
File No: 539810 File Code: 5 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS HODGES FUND CLASS I
File No: 539807 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


PROFESSIONALLY MANAGED PORTFOLIOS HODGES SMALL CAP FUND
CLASS I
File No: 539806 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


TR FOR PROFESSIONAL MANAGERS S&P 500 CAPITAL APPRECIATION
FUND CLASS A
File No: 539813 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


WASATCH FUNDS INC WASATCH 1ST SOURCE INCOME EQUITY FUND
File No: 539815 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: UT Country: USA


WASATCH FUNDS INC WASATCH 1ST SOURCE INCOME FUND
File No: 539814 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: UT Country: USA


WASATCH FUNDS INC WASATCH 1ST SOURCE LONG SHORT FUND
File No: 539816 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: SALT LAKE CITY State: UT Country: USA


Z 7 FUND INC
File No: 539812 File Code: 3 Date Recvd: 01-DEC-08 Status 1: Z
Examiner: City: MESA State: AZ Country: USA

REPORT ITEMS 52



Last Updated: June 27, 2015