WI Securities Filings for December 29, 2008 through January 09, 2009

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 29-DEC-08 and 09-JAN-09

UNLIMITED RENEWABLES LLC
File No: 543741 File Code: 7 Date Recvd: 05-JAN-09 Status 1: F
Examiner: City: LAKE MILLS


SAGENCE INC
File No: 543779 File Code: 7 Date Recvd: 02-JAN-09 Status 1: F
Examiner: City: MILWAUKEE


345 WEST WASHINGTON INVESTMENT LLC
File No: 543774 File Code: 7 Date Recvd: 30-DEC-08 Status 1: F
Examiner: City: MADISON

REPORT ITEMS 3

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 29-DEC-08 and 09-JAN-09


REPORT ITEMS 0

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 29-DEC-08 and 09-JAN-09

MADISON MOSAIC EQUITY TR
File No: 543739 File Code: 3 Date Recvd: 05-JAN-09 Status 1: Z
Examiner: City: MADISON


TR FOR PROFESSIONAL MANAGERS GRUBB & ELLIS AGA INTERNATIONAL
REALITY FUND CLASS A SHARES
File No: 543773 File Code: 3 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS GRUBB & ELLIS AGA US REALITY
FUND CLASS A SHARES
File No: 543772 File Code: 3 Date Recvd: 02-JAN-09 Status 1: R
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS A SHARES
File No: 543768 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS A SHARES
File No: 543770 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS I SHARES
File No: 543769 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS NEWGATE EMERGING MARKETS FUND
CLASS I SHARES
File No: 543771 File Code: 3 Date Recvd: 02-JAN-09 Status 1: Z
Examiner: City: MILWAUKEE

REPORT ITEMS 7

Takeover Filings made with DFI's Securities Division between 29-DEC-08 and 09-JAN-09


REPORT ITEMS 0



Last Updated: June 27, 2015