Securities Filings for January 12, 2009 through January 23, 2009

Exemption Filings Made with DFI's Securities Division between 12-JAN-09 and 23-JAN-09

GENERAL FINANICAL CORP
File No: 549414 File Code: 7 Date Recvd: 23-JAN-09 Status 1: F
Examiner: City: PASADENA State: CA Country: USA


LAYER 7 TECHNOLOGIES INC
File No: 549415 File Code: 7 Date Recvd: 23-JAN-09 Status 1: F
Examiner: City: VANCOUVER BC V6E 4A6 State: Country: CANADA

NEW ENGLAND LIFE INSURANCE CO METLIFE INC
File No: 549183 File Code: 7 Date Recvd: 22-JAN-09 Status 1: F
Examiner: City: BOSTON State: MA Country: USA


PERFORMANCE TR OPPORTUNITY FUND 2 LP
File No: 549182 File Code: 7 Date Recvd: 22-JAN-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ROYALE ENERGY INC
File No: 547045 File Code: 7 Date Recvd: 21-JAN-09 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


CLEARWATER 2007 NOTE PROGRAM LLC
File No: 547042 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: EAGLE State: ID Country: USA


CYPRESS EQUIPMENT FUND 16 LLC
File No: 546956 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


DISTRESSED OPPORTUNITIES FUND 2 LLC
File No: 547044 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: ST LOUIS State: MO Country: USA


HAMPDEN AGENCIES LTD
File No: 547046 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: LONDON EC3V 0AA State: Country: ENGLAND


HAWTHORN ROYALTIES LLC
File No: 547043 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: ADDISON State: TX Country: USA


NY LIFE INSURANCE CO
File No: 547041 File Code: 7 Date Recvd: 20-JAN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


CUMBERLAND RIVER PROSPECT PARTNERS
File No: 546808 File Code: 7 Date Recvd: 16-JAN-09 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


FINANCIAL NETWORK INVESTMENT CORP
File No: 546809 File Code: 7 Date Recvd: 16-JAN-09 Status 1: F
Examiner: City: SEGUNDO State: CA Country: USA


INCAPITAL INC
File No: 546807 File Code: 55 Date Recvd: 16-JAN-09 Status 1: P
Examiner: City: State: Country: USA


NICOLET BANKSHARES INC
File No: 546801 File Code: 7 Date Recvd: 15-JAN-09 Status 1: F
Examiner: City: GREENBAY State: WI Country: USA


1ST WESTERN INVESTMENT MANAGEMENT INC
File No: 546738 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


AQUA VENTURE HOLDINGS LLC
File No: 546740 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: TAMPA State: FL Country: USA


CHICAGO SELF STORAGE 3 LLC
File No: 546741 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: DANVILLE State: CA Country: USA


LYMAN LUMBER CO MN
File No: 546739 File Code: 7 Date Recvd: 13-JAN-09 Status 1: F
Examiner: City: EXCELSIOR State: MN Country: USA


MAMMOTH DESTINY LTD
File No: 546731 File Code: 7 Date Recvd: 12-JAN-09 Status 1: F
Examiner: City: CAVE CITY State: KY Country: USA


SHALE ROYALTIES 19 INC
File No: 546682 File Code: 7 Date Recvd: 12-JAN-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

REPORT ITEMS 21

Franchise Filings Made with DFI's Securities Division between 12-JAN-09 and 23-JAN-09

MARCOS FRANCHISING LLC
File No: 549418 File Code: 71 Date Recvd: 16-JAN-09 Status 1: R
Examiner: City: TOLEDO State: OH Country: USA


AMERICAN DAIRY QUEEN CORP
File No: 546751 File Code: 71 Date Recvd: 12-JAN-09 Status 1: R
Examiner: City: MINNEAPOLIS State: MN Country: USA


ANNEX BRANDS INC
File No: 546753 File Code: 71 Date Recvd: 12-JAN-09 Status 1: R
Examiner: City: SAN DIEGO State: CA Country: USA


CARNEGIE DALE & ASSOC INC
File No: 546755 File Code: 71 Date Recvd: 12-JAN-09 Status 1: R
Examiner: City: HAUPPAUGE State: NY Country: USA

REPORT ITEMS 4

Registration Filings Made with DFI's Securities Division between 12-JAN-09 and 23-JAN-09

CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 556 LARGE CAP
CORE PORTFOLIO SERIES 11
File No: 549406 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 556 MUTIPLE
ASSET PORTFOLIO PLUS 2 YEAR SERIES 30
File No: 549407 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 556 UTILITIES
PORTFOLIO SERIES 10
File No: 549408 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1945 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 12
File No: 549413 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1952 BALANCED INCOME SELECT PORTFOLIO SERIES 10
File No: 549410 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1953 HIGH YIELD INCOME CLOSED END PORTFOLIO SERIES 27
File No: 549409 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1954 STRATEGIC INCOME CLOSED END PORTFOLIO SERIES 23
File No: 549412 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1967 PREFERRED INCOME OPPORTUNITY PORTFOLIO SERIES 4
File No: 549411 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HINES GLOBAL REIT INC
File No: 549405 File Code: 1 Date Recvd: 23-JAN-09 Status 1: P
Examiner: City: HOUSTON State: TX Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 155 LONG TERM
INVESTMENT GRADE TR SERIES 45
File No: 547023 File Code: 5 Date Recvd: 23-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SEIRES 750 INVESTORS QUALITY TX
EX TR SERIES 103
File No: 547017 File Code: 5 Date Recvd: 21-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 554 BNY BRAZIL
RUSSIA INDIA & CHINA BRIC PORTFOLIO SERIES 6
File No: 547040 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FALLEN ANGELS PORTTFOLIO SERIES 2
File No: 547034 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1913 QUALITY OPPORTUNITY TR
File No: 547038 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1926 CAPITAL STRENGTH PORTFOLIO SERIES 2
File No: 547037 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1944 AGGRESSIVE PREFERRED SECURITIES PORTFOLIO SERIES 4
File No: 547035 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1947 GREATER CHINA PORTFOLIO SERIES 17
File No: 547039 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1963 US INFRASTRUCTURE PORTFOLIO SERIES 3
File No: 547036 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL CLOSED END PORTFOLIO SERIES 10
File No: 547031 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


HIGH YIELD & INCOME CLOSED END PORTFOLIO SERIES 11
File No: 547030 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INFRASTRUCTURE OPPORTUNITY PORTFOLIO SERIES 5
File No: 547029 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


INSURED TX EX MUNICIPAL PORTFOLIO SERIES 2
File No: 547033 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 17
File No: 547032 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TEMPLETON INCOME TR TEMPLETON GLOBAL BOND FUND CLASS R
File No: 546955 File Code: 3 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 751 INVESTMENT GRADE
MUNICIPAL TR SERIES 85
File No: 547021 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 752 INSURED MUNICIPALS
INCOME TR SERIES 561
File No: 547022 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 COHEN & STEERS REIT INCOME
PORTFOLIO 2009 1
File No: 547027 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 DIVERSIFIED HEALTHCARE
PORTFOLIO SERIES 46
File No: 547026 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 ENERGY PORTFOLIO SERIES 29
File No: 547024 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829 FINANCIAL INSTITUTIONS
PORTFOLIO SERIES 41
File No: 547025 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 829UTILITIES INCOME PORTFOLIO
SERIES 26
File No: 547028 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 842 FINANCIAL APPORTUNITY &
CONSOLIDATION PORTFOLIO 2009 1
File No: 547020 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 844 VAN KAMPEN PREFERRED
OPPORTUNITY PORTFOLIO SERIES 5
File No: 547019 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 154 INVESTMENT
GRADE TR SERIES 33
File No: 547018 File Code: 5 Date Recvd: 20-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 562 ENERGY
PORTFOLIO SERIES 8
File No: 546803 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 562 FLAHERTY &
CRUMINE PREFERRED PORTFOLIO SERIES 15
File No: 546802 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


EQUITY OPPORTUNITY TR DIVIDEND RULER SERIES 2009A
File No: 547048 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


EQUITY OPPORTUNITY TR VALUE SELECT 10 SERIES 2009A
File No: 547047 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1925 SELECT DSIP PORTFOLIO 1ST QUARTER 2009 SERIES
File No: 546805 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1934 MARKET LEADERS SELECT PORTFOLIO SERIES 15
File No: 546804 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1966 BRIC PORTFOLIO SERIES 10
File No: 546806 File Code: 5 Date Recvd: 16-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


TX EX SECURITIES TR NATIONAL TR 453
File No: 546800 File Code: 5 Date Recvd: 15-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1964 SENIOR LOAN SELECT CLOSED END PORTFOLIO SERIES 8
File No: 546746 File Code: 3 Date Recvd: 14-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


KBS STRATEGIC OPPORTUNITY REIT INC
File No: 546799 File Code: 1 Date Recvd: 14-JAN-09 Status 1: P
Examiner: City: NEWPORT BEACH State: CA Country: USA


VAN AKMPEN UNIT TR SERIES 840 GLOBAL MACROTRENDS STRATEGY
SERIES 23
File No: 546744 File Code: 5 Date Recvd: 14-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN AKMPEN UNIT TR TAXABLE SERIES 153 LONG TERM INVESTMENT
GRADE TR SERIES 44
File No: 546745 File Code: 5 Date Recvd: 14-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1943 VANTAGE PORTFOLIO 2009
File No: 546737 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1948 PREFERRED INCOME PORTFOLIO SERIES 27
File No: 546735 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1951 GLOBAL EQUITY INCOME CLOSED END PORTFOLIO SERIES 3
File No: 546734 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1959 PREFERRED INCOME PORTFOLIO SERIES 3
File No: 546736 File Code: 5 Date Recvd: 13-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 553
DIVERSIFIED INCOME WAVE PORTFOLIO SERIES 6
File No: 546732 File Code: 5 Date Recvd: 12-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1937 60 40 STRATEGIC ALLOCATION PORT 1Q 09 TERM 04 15 10
File No: 546730 File Code: 5 Date Recvd: 12-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


VALUE LINE SELECT ETF INDEX PORTFOLIO SERIES 2
File No: 546728 File Code: 5 Date Recvd: 12-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA

REPORT ITEMS 53



Last Updated: June 27, 2015