Securities Filings for January 26, 2009 through February 06, 2009

Exemption Filings Made with DFI's Securities Division between 26-JAN-09 and 06-FEB-09

BAYSIDE COMMUNITY CHURCH OF SARASOTA INC
File No: 551836 File Code: 10 Date Recvd: 06-FEB-09 Status 1: P
Examiner: City: BRADENTON State: FL Country: USA


CROSSROADS CHURCH OF DENVER INC
File No: 551835 File Code: 10 Date Recvd: 06-FEB-09 Status 1: P
Examiner: City: WHEAT RIDGE State: CO Country: USA

TOMAH BANCSHARES INC
File No: 551926 File Code: 8 Date Recvd: 06-FEB-09 Status 1: P
Examiner: City: TOMAH State: WI Country: USA


WALTON WEST PALMILLA LP
File No: 551834 File Code: 7 Date Recvd: 06-FEB-09 Status 1: F
Examiner: City: SCOTSDALE State: AZ Country: USA


RANCH ROCK PROPERTIES LLC
File No: 551702 File Code: 7 Date Recvd: 05-FEB-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


9 TO 5 LLC
File No: 551633 File Code: 7 Date Recvd: 04-FEB-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BROWARD FINANCIAL HOLDINGS INC
File No: 551847 File Code: 7 Date Recvd: 04-FEB-09 Status 1: F
Examiner: City: FT LAUDERDALE State: FL Country: USA


JACKSON NATIONAL LIFE INSURACE COMP
File No: 551634 File Code: 7 Date Recvd: 04-FEB-09 Status 1: F
Examiner: City: LANSING State: MI Country: USA


ATEL GROWTH CAPITAL FUND 5 LLC
File No: 551103 File Code: 7 Date Recvd: 03-FEB-09 Status 1: F
Examiner: City: SAN FRANCISCO State: CA Country: USA


OSSEON THERAPEUTICS INC
File No: 551104 File Code: 7 Date Recvd: 03-FEB-09 Status 1: F
Examiner: City: SANTA ROSA State: CA Country: USA


PACIFIC ENTERTAINMENT CORP
File No: 551100 File Code: 7 Date Recvd: 03-FEB-09 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


US DEBT SETTLEMENT INC
File No: 551102 File Code: 7 Date Recvd: 03-FEB-09 Status 1: F
Examiner: City: CHATSWORTH State: CA Country: USA


WESTMINISTER CCRC INVESTORS 2 LP
File No: 551101 File Code: 7 Date Recvd: 03-FEB-09 Status 1: F
Examiner: City: LAKE FOREST State: IL Country: USA


BLUE STAR DINING LLC
File No: 550765 File Code: 7 Date Recvd: 02-FEB-09 Status 1: F
Examiner: City: MADISON State: WI Country: USA


IBG LLC
File No: 550772 File Code: 7 Date Recvd: 02-FEB-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


LASERSHIELD SYSTEMS INC
File No: 550773 File Code: 7 Date Recvd: 02-FEB-09 Status 1: F
Examiner: City: LAS CRUCES State: NM Country: USA


SEIDLER OIL & GAS LP CRONUS WEST 4 PROSPECT
File No: 550766 File Code: 7 Date Recvd: 02-FEB-09 Status 1: F
Examiner: City: ALVARADO State: TX Country: USA


GLOBAL BANCORP
File No: 550632 File Code: 7 Date Recvd: 30-JAN-09 Status 1: F
Examiner: City: MOUNTAIN VIEW State: CA Country: USA


PLASTIC DENTAL CORP
File No: 550497 File Code: 7 Date Recvd: 29-JAN-09 Status 1: F
Examiner: City: LINCOLSHIRE State: IL Country: USA


GO HEALTHY INC
File No: 550052 File Code: 7 Date Recvd: 28-JAN-09 Status 1: F
Examiner: City: SPRING State: TX Country: USA


SINGULEX INC
File No: 550053 File Code: 7 Date Recvd: 28-JAN-09 Status 1: F
Examiner: City: ALAMEDA State: CA Country: USA


ARIA ENTERTAINMENT LLC
File No: 549779 File Code: 7 Date Recvd: 27-JAN-09 Status 1: F
Examiner: City: BEVERLY HILLS State: CA Country: USA


HERSHEYB LLC
File No: 549778 File Code: 7 Date Recvd: 27-JAN-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


BROOK HIGHLAND PLACE DST
File No: 549641 File Code: 7 Date Recvd: 26-JAN-09 Status 1: F
Examiner: City: ST GERMAIN State: WI Country: USA


PETROL ENERGY PARTNERS DRILLING PROGRAM 2008 2 LP
File No: 549642 File Code: 7 Date Recvd: 26-JAN-09 Status 1: F
Examiner: City: FRANKLIN State: PA Country: USA


SUSQUEHANNA CAPITAL ACQUISITION CO
File No: 549640 File Code: 7 Date Recvd: 26-JAN-09 Status 1: F
Examiner: City: LANCASTER State: PA Country: USA

REPORT ITEMS 26

Franchise Filings Made with DFI's Securities Division between 26-JAN-09 and 06-FEB-09

TT&B INC
File No: 551849 File Code: 71 Date Recvd: 06-FEB-09 Status 1: R
Examiner: City: EAST LANSING State: MI Country: USA


AMERICARE ALLIANCE INC
File No: 551850 File Code: 71 Date Recvd: 05-FEB-09 Status 1: R
Examiner: City: ATLANTA State: GA Country: USA


JZ ENTERTAINMENT LLC
File No: 551641 File Code: 71 Date Recvd: 30-JAN-09 Status 1: R
Examiner: City: SUWANEE State: GA Country: USA


CHOO CHOO JOHNNYS FRANCHISE INC
File No: 550055 File Code: 71 Date Recvd: 28-JAN-09 Status 1: R
Examiner: City: FRANKFORT State: IL Country: USA


MOONVISION ENTERPRISES INC
File No: 550054 File Code: 71 Date Recvd: 28-JAN-09 Status 1: R
Examiner: City: GREENVILLE State: NC Country: USA


BEADNIKS GROUP INC
File No: 549796 File Code: 71 Date Recvd: 27-JAN-09 Status 1: R
Examiner: City: VIRGINIA BEACH State: VA Country: USA


COMPUCHILD SERVICES OF AMERICA INC
File No: 549797 File Code: 71 Date Recvd: 27-JAN-09 Status 1: R
Examiner: City: CARMEL State: IN Country: USA


BROTHERS FRANCHISING & DEVELOPMENT LLC
File No: 549793 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: LA CROSSE State: WI Country: USA


DUMPSTER DEPOT LICENSING LLC
File No: 549795 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: MANCHESTER State: NH Country: USA


SUPERVALU INC
File No: 549792 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: EDEN PRAIRIE State: MN Country: USA


SUPERVALU INC
File No: 549794 File Code: 71 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: EDEN PRAIRIE State: MN Country: USA

REPORT ITEMS 11

Registration Filings Made with DFI's Securities Division between 26-JAN-09 and 06-FEB-09

INSURED TX EX MUNICIPAL PORTFOLIO LONG TERM SERIES 1
File No: 551832 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX SECURITIES TR NATIONAL TR 454
File No: 551833 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 757 INSURED MUNICIPALS
INCOME TR SERIES 563
File No: 551831 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 758 INVESTMENT GRADE
MUNICIPAL TR SERIES 86
File No: 551830 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 852 DOW JONES TOTAL MARKET
PORTFOLIO ENHANCED INDEX STRATEGY 2009 2
File No: 551829 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 852 ENHANCED SECTOR STRATEGY
ENERGY PORTFOLIO 2009 2
File No: 551824 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 852 ENHANCED SECTOR STRATEGY
FINANCIALS PORTFOLIO 2009 2
File No: 551825 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 852 ENHANCED SECTOR STRATEGY
HEALTH CARE PORTFOLIO 2009 2
File No: 551826 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 852 ENHANCED SECTOR STRATEGY
SECTOR ROTATION PORTFOLIO 2009 2
File No: 551828 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA
VAN KAMPEN UNIT TR SERIES 852 ENHANCED SECTOR STRATEGY
TECHNOLOGY PORTFOLIO 2009 2
File No: 551827 File Code: 5 Date Recvd: 06-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


WELLS TIMBERLAND REIT INC
File No: 551851 File Code: 1 Date Recvd: 06-FEB-09 Status 1: P
Examiner: City: NORCROSS State: GA Country: USA


TOUCHSTONE STRATEGIC TR GROWTH OPPORTUNITIES FUND
INSTITUTIONAL SHARES
File No: 551704 File Code: 3 Date Recvd: 05-FEB-09 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE STRATEGIC TR GROWTH OPPORTUNITIES FUND CLASS I
File No: 551705 File Code: 5 Date Recvd: 05-FEB-09 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


TOUCHSTONE STRATEGIC TR GROWTH OPPORTUNITIES FUND CLASS Y
File No: 551706 File Code: 3 Date Recvd: 05-FEB-09 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


AMERICA 1ST INCOME TRENDS PORTFOLIO SERIES 2
File No: 551631 File Code: 5 Date Recvd: 04-FEB-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


CATALYST FUNDS LISTED PRIVATE EQUITY PLUS FUND CLASS A
File No: 551632 File Code: 3 Date Recvd: 04-FEB-09 Status 1: Z
Examiner: City: WILLOW GROVE State: PA Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 755 INVESTORS QUALITY TX
EX TR SERIES 104
File No: 551681 File Code: 5 Date Recvd: 04-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 845 DOW JONES SELECT MICROCAP
ENHANCED INDEX STRATEGY PORTFOLIO 2009 2
File No: 551682 File Code: 5 Date Recvd: 04-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 845 MID CAP STRATEGY PORTFOLIO
2009 2
File No: 551683 File Code: 5 Date Recvd: 04-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 845 SMALL CAP STRATEGY PORTFOLIO
2009 2
File No: 551684 File Code: 5 Date Recvd: 04-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 845 SMID STRATEGY PORTFOLIO 2009 2
2
File No: 551685 File Code: 5 Date Recvd: 04-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FORWARD FUNDS FOWARD LEGATO FUNDS CLASS A
File No: 551092 File Code: 3 Date Recvd: 03-FEB-09 Status 1: Z
Examiner: City: SAN FRANCISCO State: CA Country: USA


SELIGMAN MUNICIPAL FUNDS SERIES INC MN MUNICIPAL SERIES
CLASS C
File No: 551630 File Code: 3 Date Recvd: 03-FEB-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


VAN KAMPEN UNIT TR SERIES 809 DOW JONES LARGE CAP VALUE
STRATEGY 2008 4
File No: 551098 File Code: 5 Date Recvd: 03-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 839 DOW JONES LARGE CAP GROWTH
STRATEGY 2009 1
File No: 551097 File Code: 5 Date Recvd: 03-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 850 AGRICULTURE PORTFOLIOS 2009 2
File No: 551096 File Code: 5 Date Recvd: 03-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 850 COHEN & STEERS GLOBAL
INFRASTRUCTURE STRATEGY 2009 2
File No: 551095 File Code: 5 Date Recvd: 03-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 156 LONG TERM
INVESTMENT GRADE TR SERIES 46
File No: 551099 File Code: 5 Date Recvd: 03-FEB-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1958 GLOBAL INFRASTRUCTURE PORTFOLIO SERIES 7
File No: 550761 File Code: 5 Date Recvd: 02-FEB-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1973 PREFERRED INCOME PORTFOLIO SERIES 28
File No: 550762 File Code: 5 Date Recvd: 02-FEB-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1988 INSURED MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO
SERIES
File No: 550763 File Code: 5 Date Recvd: 02-FEB-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


WORLD FUNDS INC CSI EQUITY FUND CLASS A
File No: 550764 File Code: 3 Date Recvd: 02-FEB-09 Status 1: Z
Examiner: City: RICHMOND State: VA Country: USA


DWS INCOME FUND DWS GNMA FUND CLASS A
File No: 550777 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


DWS INCOME FUND DWS GNMA FUND CLASS C
File No: 550778 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


DWS INCOME FUND DWS GNMA FUND INSTITUTIONAL CLASS
File No: 550779 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE TAX ADVANTAGED
TREASURY LINKED STRATEGIES FUND CLASS A
File No: 551615 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE TAX ADVANTAGED
TREASURY LINKED STRATEGIES FUND CLASS C
File No: 551616 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE TAX ADVANTAGED
TREASURY LINKED STRATEGIES FUND CLASS I
File No: 551617 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE TAX ADVANTAGED BOND
STRATEGIES FUND CLASS A
File No: 551618 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE TAX ADVANTAGED BOND
STRATEGIES FUND CLASS C
File No: 551619 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


EATON VANCE MUNICIPALS TR 2 EATON VANCE TAX ADVANTAGED BOND
STRATEGIES FUND CLASS I
File No: 551620 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS MID CAP VALUE FUND CLASS R
File No: 551612 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS STRATEGIC GROWTH FUND CLASS
IR
File No: 551610 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


GOLDMAN SACHS TR GOLDMAN SACHS STRATEGIC GROWTH FUND CLASS R
File No: 551611 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


TURNER FUNDS TURNER EMERGING GROWTH FUND INSTITUTIONAL CLASS
File No: 551613 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


TURNER FUNDS TURNER SAMLL CAP EQUITY FUND INSTITUTIONAL
CLASS
File No: 551614 File Code: 3 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: BERWYN State: PA Country: USA


VAN KAMPEN UNIT TR SERIES 859 SELECT 10 INDUSTRIAL PORTFOLIO
2009 1A
File No: 550629 File Code: 5 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES MUNICIPAL 573 QUALITY MUNICIPALS
INCOME TR 2ND LTD MATURITY SERIES
File No: 550630 File Code: 5 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 157 INVESTMENT
GRADE TR SERIES 34
File No: 550631 File Code: 5 Date Recvd: 30-JAN-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


ADVISORS INNER CIRCLE FUND 2 CLEAR RIVER FUND INVESTOR
SHARES
File No: 551042 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


ALLIANZ FUNDS MULTI STRATEGY TR ALLIANZ NACM INTERNATIONAL
GROWTH FUND CLASS A
File No: 551036 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS MULTI STRATEGY TR ALLIANZ NACM INTERNATIONAL
GROWTH FUND CLASS C
File No: 551037 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS MULTI STRATEGY TR ALLIANZ NACM INTERNATIONAL
GROWTH FUND CLASS D
File No: 551039 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS MULTI STRATEGY TR ALLIANZ NACM INTERNATIONAL
GROWTH FUND CLASS P
File No: 551038 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS MULTI STRATEGY TR ALLIANZ NACM INTERNATIONAL
GROWTH FUND CLASS R
File No: 551040 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


ALLIANZ FUNDS MULTI STRATEGY TR ALLIANZ NACM INTERNATIONAL
GROWTH FUND INTERNATIONAL CLASS
File No: 551041 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


FT 1946 DIVIDEND & INCOME SELECT CLOSED END PORTFOLIO SERIES
14
File No: 550494 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1955 MUNICIPAL INCOME CLOSED END PORTFOLIO SERIES 30
File No: 550493 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1956 FINANCIALS SELECT PORTFOLIO SERIES 26
File No: 550496 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1956 PRECIOUS METALS SELECT PORTFOLIO SERIES 14
File No: 550495 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


KLD GLOBAL CLIMATE 100 INDEX PORTFOLIO SERIES 5
File No: 550492 File Code: 5 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


LEGG MASON GLOBAL TR INC LEGG MASON EMERGING MARKETS TR
CLASS A
File No: 551048 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON GLOBAL TR INC LEGG MASON INTERNATIONAL EQUITY TR
CLASS A
File No: 551049 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON GROWTH TR INC CLASS A
File No: 551051 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON INVESTMENT TR INC LEGG MASON OPPORTUNITY TR CLASS
A
File No: 551052 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON INVESTORS TR INC LEGG MASON AMERICAN LENDING CO
TR CLASS A
File No: 551046 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON INVESTORS TR INC LEGG MASON US SMALL
CAPITALIZATION VALUE TR CLASS A
File No: 551047 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON LIGHT STREET TR INC LEGG MASON CLASSIC VALUATION
FUND CLASS A
File No: 551053 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON PARTNERS INCOME TR WESTERN ASSET EMERGING MARKETS
DEBT PORTFOLIO CLASS A
File No: 551044 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS INCOME TR WESTERN ASSET EMERGING MARKETS
DEBT PORTFOLIO CLASS C
File No: 551043 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS INCOME TR WESTERN ASSET EMERGING MARKETS
DEBT PORTFOLIO CLASS IS
File No: 551045 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON SPECIAL INVESTMENT TR INC CLASS A
File No: 551055 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON TAX FREE INCOME FUND LEGG MASON MD TFI TR CLASS C
File No: 551054 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


LEGG MASON VALUE TR INC CLASS A
File No: 551050 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: BALTIMORE State: MD Country: USA


PIMCO FUNDS PIMCO UNCONSTRAINED TAX MANAGED BOND FUND
INSTITUTIONAL CLASS
File No: 551035 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


PIMCO FUNDS PIMCO UNCONSTRAINED TAX MANAGED BOND FUND CLASS
A
File No: 551032 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


PIMCO FUNDS PIMCO UNCONSTRAINED TAX MANAGED BOND FUND CLASS
C
File No: 551033 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


PIMCO FUNDS PIMCO UNCONSTRAINED TAX MANAGED BOND FUND CLASS
D
File No: 551034 File Code: 3 Date Recvd: 29-JAN-09 Status 1: Z
Examiner: City: NEWPORT BEACH State: CA Country: USA


AQR FUNDS AQR DIVERSIFIED ARBITRAGE FUND CLASS I
File No: 551596 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: GREENWICH State: CT Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 555 HEALTH
CARE PORTFOLIO SERIES 9
File No: 550050 File Code: 5 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 559 SACKS
SELECT PORTFOLIO SERIES 14
File No: 550049 File Code: 5 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 564 ZACKS
INCOME ADVANTAGE STRATEGY SERIES 4
File No: 550051 File Code: 5 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


LEGG MASON PARTNERS INCOME TR LMP OR MUNICIPALS FUND CLASS B
File No: 551599 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS INCOME TR LMP PA MUNICIPALS FUND CLASS A
File No: 551598 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LEGG MASON PARTNERS INCOME TR LMP PA MUNICIPALS FUND CLASS B
File No: 551597 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


LOOMIS SATLES FUND 2 LOOMIS SAYLES MID CAP GROWTH FUND CLASS
C
File No: 551600 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


VANGUARD INSTERNATIONAL EQUITY INDEX FUNDS VANGUARD FTSE ALL
WORLD E US SMALL CAP INDEX FUND INSTITUTIONAL SHARES
File No: 550046 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


VANGUARD INSTERNATIONAL EQUITY INDEX FUNDS VANGUARD FTSE ALL
WORLD E US SMALL CAP INDEX FUND INVESTOR SHARES
File No: 550047 File Code: 3 Date Recvd: 28-JAN-09 Status 1: Z
Examiner: City: VALLEY FORGE State: PA Country: USA


DIVIDEND ADVANTAGE PORTFOLIO SERIES 1
File No: 549634 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1929 INCOME ALLOCATION CLOSED END FUND 09
File No: 549635 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 DOW TARGET 10 FEB 09 TERM 2 26 10
File No: 549639 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 TARGET FOCUS 4 FEB 09 TERM 4 30 10
File No: 549638 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 TARGET TRIAD FEB 09 TERM 4 30 10
File No: 549637 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1930 TARGET VIP FEB 09 TERM 4 30 10
File No: 549636 File Code: 5 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


TAMARACK FUNDS TR ACCESS CAPITAL COMMUNITY INVESTMENT FUND
CLASS A
File No: 551128 File Code: 3 Date Recvd: 26-JAN-09 Status 1: Z
Examiner: City: MINNEAPOLIS State: MN Country: USA


VAN ECK FUNDS EMERGING MARKETS FUND CLASS I
File No: 549631 File Code: 3 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


VAN ECK FUNDS GLOBAL HARD ASSETS FUND CLASS I
File No: 549632 File Code: 3 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA


VAN ECK FUNDS INTERNATIONAL INVESTORS GOLD FUND CLASS I
File No: 549633 File Code: 3 Date Recvd: 26-JAN-09 Status 1: R
Examiner: City: NEW YORK State: NY Country: USA

REPORT ITEMS 98



Last Updated: June 27, 2015