Securities Filings for March 09, 2009 through March 20, 2009

Exemption Filings Made with DFI's Securities Division between 09-MAR-09 and 20-MAR-09

SPINEWORKS MEDICAL INC
File No: 554673 File Code: 7 Date Recvd: 20-MAR-09 Status 1: F
Examiner: City: SAN JOSE State: CA Country: USA


VESTA FUNDING INC
File No: 554665 File Code: 7 Date Recvd: 19-MAR-09 Status 1: F
Examiner: City: FRANKLIN State: WI Country: USA

VIRTUAL VENTURES 4 LLC
File No: 554664 File Code: 7 Date Recvd: 19-MAR-09 Status 1: F
Examiner: City: SANTA MONICA State: CA Country: USA


NWI ALPHA FUND LP
File No: 554584 File Code: 7 Date Recvd: 18-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NWI EMERGING MARKET FIXED INCOME FUND LP
File No: 554582 File Code: 7 Date Recvd: 18-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NWI EXPLORER GLOBAL MACRO FUND LP
File No: 554583 File Code: 7 Date Recvd: 18-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PSAM WORLDARB PARTNERS LP
File No: 554581 File Code: 7 Date Recvd: 18-MAR-09 Status 1: F
Examiner: City: NEW YORL State: NY Country: USA


SAGENCE INC
File No: 554585 File Code: 7 Date Recvd: 18-MAR-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


L R GLOBAL FUND LTD
File No: 554485 File Code: 7 Date Recvd: 17-MAR-09 Status 1: F
Examiner: City: HAMILTON HM11 State: Country: BERMUDA


L R GLOBAL PARTNERS LP
File No: 554532 File Code: 7 Date Recvd: 17-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ADVANCED EQUITIES GREENTECH INVESTMENTS 4 LLC
File No: 554440 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


ALLIANCEBERNSTEIN GLOBAL DIVERSIFIED STATEGIES USD MANAGED
LTD HEDGE FUND B
File No: 554461 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: USA


ALLIANCEBERNSTEIN GLOBAL DIVERSIFIED STATEGIES USD MANAGED
LTD HEDGE FUND C
File No: 554460 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN IS


ALLIANCEBERNSTEIN GLOBAL DIVERSIFIED STRATEGIES USD MANAGED
File No: 554446 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: GEORGETOWN GRAND CAYMAN State: Country: CAYMAN IS


CARDIUM THERAPEUTICS INC
File No: 554452 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: SAN DIEGO State: CA Country: USA


FRONTPOINT ENHANCED INDEX FUND US EQUITY SERIES LP
File No: 554447 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


GULFSTAR ENERGY GROUP LLC
File No: 554451 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: MORGANTOWN State: KY Country: USA


KING CONSOLIDATED INC TX BALCK GOLD LP
File No: 554450 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


MMLISI FINANCIAL ALIANCES LLC
File No: 554454 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: SPRINGFIELD State: MA Country: USA


MMLISI FINANCIAL ALIANCES LLC
File No: 554455 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: SPRINGFIELD State: MA Country: USA


MMLISI FINANCIAL ALIANCES LLC
File No: 554456 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: SPRINGFIELD State: MA Country: USA


MMLISI FINANCIAL ALIANCES LLC
File No: 554457 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: SPRINGFIELD State: MA Country: USA


MMLISI FINANCIAL ALIANCES LLC
File No: 554458 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: SPRINGFIELD State: MA Country: USA


MORGAN STANLEY REAL ESTATE FUND 7 GLOBAL T LP
File No: 554448 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MORGAN STANLEY REAL ESTATE FUND 7 PRIVATE INVESTORS GLOBAL
LP
File No: 554449 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


NULLGRAV CORP
File No: 554453 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: L'ANSE State: MI Country: USA


OCM HIGH INCOME CONVERTIBLE FUND 2 LP
File No: 554459 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: LOS ANGELES State: CA Country: USA


SANDLER ASSOC
File No: 554484 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: NE WYORK State: NY Country: USA


SANDLER ASSOC 2 LP
File No: 554486 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


VESTA MEDICAL LLC
File No: 554439 File Code: 7 Date Recvd: 16-MAR-09 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


COMMON SENSE INVESTORS LP
File No: 554426 File Code: 7 Date Recvd: 13-MAR-09 Status 1: F
Examiner: City: PORTLAND State: OR Country: USA


FOX LIFE SETTLEMENTS 2009 A LLC
File No: 554427 File Code: 7 Date Recvd: 13-MAR-09 Status 1: F
Examiner: City: CARROLLTON State: TX Country: USA


PROMETHEAN SURGICAL DEVICES INC
File No: 554425 File Code: 7 Date Recvd: 13-MAR-09 Status 1: F
Examiner: City: EAST HARTFORD State: CT Country: USA


ELLORA ENERGY INC
File No: 552807 File Code: 7 Date Recvd: 12-MAR-09 Status 1: F
Examiner: City: BOULDER State: CO Country: USA


LINDEN INVESTORS LP
File No: 552808 File Code: 7 Date Recvd: 12-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


STOUT 2H PROSPECT JOINT VENTURE
File No: 552811 File Code: 7 Date Recvd: 12-MAR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


COLUMBIA PARTNERS ABSOLUTE RETURN FUND LLC
File No: 552788 File Code: 7 Date Recvd: 11-MAR-09 Status 1: F
Examiner: City: CHEVY CHASE State: MD Country: USA


CUMBERLAND RIVER PROSPECT PARTNERS
File No: 552786 File Code: 7 Date Recvd: 11-MAR-09 Status 1: F
Examiner: City: BOWLING GREEN State: KY Country: USA


NORTH MUY GRANDE 3-D & BASTIAN BAY 3-D JOINT VENTURE
File No: 552787 File Code: 7 Date Recvd: 11-MAR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


BLUETREND FUND LP
File No: 552778 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: HARRISON State: NY Country: USA


LIXTE BIOTECHNOLOGY HOLDINGS INC
File No: 552780 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: EAST SETAUKET State: NY Country: USA


REPUBLIC RESOURCES LLC
File No: 552779 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SUTTONBROOK CAPITAL PARTNERS LP
File No: 552785 File Code: 7 Date Recvd: 10-MAR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


ADVANCED EQUITIES GREENTECH INVESTMETNS 3 LLC
File No: 552730 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: CHICAGO State: IL Country: USA


CROWN DODSON 4 JOINT VENTURE
File No: 552737 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: CARROLLTON State: TX Country: USA


FLAT WORLD KNOWLEDGE INC
File No: 552733 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: NYACK State: NY Country: USA


GDC GROUP HOLDINGS LLC
File No: 552732 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: CHANHASSEN State: MN Country: USA


IBG LLC
File No: 552731 File Code: 7 Date Recvd: 09-MAR-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA

REPORT ITEMS 48

Franchise Filings Made with DFI's Securities Division between 09-MAR-09 and 20-MAR-09

PURO SYSTEMS INC
File No: 554691 File Code: 71 Date Recvd: 20-MAR-09 Status 1: R
Examiner: City: TAMARAC State: FL Country: USA


BLUE SKY CREAMERY INC
File No: 554689 File Code: 71 Date Recvd: 19-MAR-09 Status 1: R
Examiner: City: AMES State: IA Country: USA


MAID TO PERFECTION GLOBAL INC
File No: 554690 File Code: 71 Date Recvd: 19-MAR-09 Status 1: R
Examiner: City: ST CLOUD State: FL Country: USA


RAPREC FRANCHSING INC
File No: 554687 File Code: 71 Date Recvd: 19-MAR-09 Status 1: R
Examiner: City: PEORIA State: AZ Country: USA


FRANCHISE ADVANTAGE LLC
File No: 554602 File Code: 71 Date Recvd: 18-MAR-09 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA


GN INDEPENDENTS INC
File No: 554688 File Code: 71 Date Recvd: 18-MAR-09 Status 1: R
Examiner: City: MADISON State: WI Country: USA


BIJOUX TERNER FRANCHISE LLC
File No: 554577 File Code: 71 Date Recvd: 17-MAR-09 Status 1: R
Examiner: City: MIAMI State: FL Country: USA


FIBRENEW USA LTD
File No: 554605 File Code: 71 Date Recvd: 17-MAR-09 Status 1: R
Examiner: City: PRIDDIS AB State: Country: CANADA


MINUTEMAN PRESS INTERNATIONAL INC
File No: 554603 File Code: 71 Date Recvd: 17-MAR-09 Status 1: R
Examiner: City: FARMINGDALE State: NY Country: USA


RE BATH LLC
File No: 554604 File Code: 71 Date Recvd: 17-MAR-09 Status 1: R
Examiner: City: TEMPE State: AZ Country: USA


BLDG WORK USA BUSINESS GROUP INC
File No: 554503 File Code: 71 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: IRVING State: TX Country: USA


BP FRANCHISING LLC
File No: 554502 File Code: 71 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA


BP FRANCHISING LLC
File No: 554505 File Code: 71 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: SOUTHBURY State: CT Country: USA


DOGS RULE RESORT FRANCHISING LP
File No: 554500 File Code: 71 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: PLANO State: TX Country: USA


HOMEWATCH INTERNATIONAL INC
File No: 554501 File Code: 71 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: GREENWOOD VILLAGE State: CA Country: USA


WYNDHAM HOTELS & RESORTS LLC
File No: 554509 File Code: 71 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: PARSIPPANY State: NJ Country: USA


BIKRAM INC
File No: 554474 File Code: 71 Date Recvd: 13-MAR-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


FIGAROS ITALIAN PIZZA INC
File No: 554504 File Code: 71 Date Recvd: 12-MAR-09 Status 1: R
Examiner: City: SALEM State: OR Country: USA


BUJI LLC
File No: 552790 File Code: 71 Date Recvd: 11-MAR-09 Status 1: R
Examiner: City: PICKERINGTON State: OH Country: USA


NICK N WILLYS FRANCHISE CO LLC
File No: 552789 File Code: 71 Date Recvd: 11-MAR-09 Status 1: R
Examiner: City: CONTENNIAL State: CO Country: USA


PAK MAIL CENTERS OF AMERICA INC
File No: 552754 File Code: 71 Date Recvd: 09-MAR-09 Status 1: R
Examiner: City: CENTENNIAL State: CO Country: USA


SIT MEANS SIT FRANCHISE INC
File No: 552791 File Code: 71 Date Recvd: 09-MAR-09 Status 1: R
Examiner: City: LAS VEGAS State: NV Country: USA

REPORT ITEMS 22

Registration Filings Made with DFI's Securities Division between 09-MAR-09 and 20-MAR-09

FT 1989 TAX ADVANTAGED MUNICIPAL CLOSED END PORTFOLIO SERIES
4
File No: 554666 File Code: 5 Date Recvd: 20-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


INSURED TX EX MUNICIPAL PORTFOLIO LONG TERM SERIES 3
File No: 554668 File Code: 5 Date Recvd: 20-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


SMART TR TAX FREE INCOME TR 2009 SERIES A
File No: 554667 File Code: 5 Date Recvd: 20-MAR-09 Status 1: Z
Examiner: City: PARSIPPANY State: NJ Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 768 INVESTORS QUALITY TX
EX TR SERIES 107
File No: 554671 File Code: 5 Date Recvd: 20-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 861 CLOSED END STRATEGY COHEN &
STEERS COVERED CALL INCOME PORTFOLIO 2009 2
File No: 554670 File Code: 5 Date Recvd: 20-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 861 CLOSED END STRATEGY COHEN &
STEERS VALUE EQUITY & INCOME PORTFOLIO 2009 2
File No: 554669 File Code: 5 Date Recvd: 20-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 164 LONG TERM
CORPORATE INVESTMENT GRADE TR SERIES 49
File No: 554672 File Code: 5 Date Recvd: 20-MAR-09 Status 1: R
Examiner: City: OAKBROOK State: IL Country: USA


THORNBURG INVESTMENT TR THORNBURG STRATEGIC MUNICIPAL INCOME
FUND CLASS C
File No: 554662 File Code: 3 Date Recvd: 19-MAR-09 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


THORNBURG INVESTMENT TR THORNBURG STRATEGIC MUNICIPAL INCOME
FUND CLASS A
File No: 554663 File Code: 3 Date Recvd: 18-MAR-09 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA
THORNBURG INVESTMENT TR THORNBURG STRATEGIC MUNICIPAL INCOME
FUND CLASS I
File No: 554661 File Code: 3 Date Recvd: 18-MAR-09 Status 1: Z
Examiner: City: SANTE FE State: NM Country: USA


1ST TR COMBINED SERIES 285 TX EX MUNICIPAL INCOME TR SERIES
242
File No: 554531 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


CLAYMORE SECURITIES DEFINE DPORTFOLIOS SERIES 576 DELTA
GLOBAL CANADAIAN ENERGY TR SERIES 19
File No: 554529 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1982 GLOBAL AGRICULTURE PORTFOLIO SERIES 8
File No: 554530 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 DOW JONES SELECT DIVIDEND
INDEX STRATEGY PORTFOLIO 2009 2
File No: 554510 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 EAFE GROWTH SELECT 20
PORTFOLIO 2009 2
File No: 554517 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 EAFE SELECT 20 PORTFOLIO 2009
2
File No: 554511 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 EAFE SELECT 5 INDUSTRIAL
PORTFOLIO 2009 2
File No: 554512 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 EAFE SELECT S&P CORE PORTFOLIO
2009 2
File No: 554514 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 EAFE SELECT S&P INDUSTRIAL
PORTFOLIO 2009 2
File No: 554513 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 GLOBAL 45 DIVIDEND STRATEGY
PORTFOLIO 2009 2
File No: 554515 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 860 MULTI STRATEGY SERIES EAFE
EDVY 2009 2
File No: 554516 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 862 BIRINYI EQUITY SELECT TR
SERIES 23
File No: 554518 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 862 ENHANCED INDEX STRATEGIES
PORTFOLIO 2009 2
File No: 554521 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 862 FOCUS VALUE PORTFOLIO SERIES
31
File No: 554520 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 862 LARGE CAP GROWTH STRATEGY
PORTFOLIO 2009 2
File No: 554522 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 862 LARGE CAP VALUE STRATEGY
PORTFOLIO 2009 2
File No: 554519 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 862 MULTI STRATEGY SERIES CORE
EQUITY ALLOCATION PORTFOLIO 2009 2
File No: 554523 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 864 CLOSED END STRATEGY COHEN &
STEERS MASTER EQUITY & INCOME PORTFOLIO SERIES 13
File No: 554524 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 864 CLOSED END STRATEGY COHEN &
STEERS MASTER INCOME PORTFOLIO SERIES 19
File No: 554526 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 864 CLOSED END STRATEGY COHEN &
STEERS MASTER MUNICIPAL INCOME PORTFOLIO NATIONAL SERIES 15
File No: 554527 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 864 CLOSED END STRATEGY SENIOR
LOAN & LTD DURATION PORTFOLIO SERIES 20
File No: 554525 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR SERIES TAXABLE INCOME SERIES 163
INTERMEDIATE CORPORATE INVESTMENT GRADE TR SERIES 37
File No: 554528 File Code: 5 Date Recvd: 17-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 577 FLAHERTY &
CRUMRINE PREFERRED PORTFOLIO SERIES 16
File No: 554431 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


FT 1981 STRATEGIC INCOME ADVANTAGE SELECT CLOSED END
PORTFOLIO SERIES 16
File No: 554435 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2004 PREFERRED INCOME PORTFOLIO SERIES 29
File No: 554438 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2005 DIVIDEND STRENGTH PORTFOLIO SERIES
File No: 554437 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2007 INVESTMENT GRADE SLECT CLOSED END PORTFOLIO SERIES
11
File No: 554436 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


GLOBAL BASIC MATERIALS PORTFOLIO SERIES 10
File No: 554434 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


HIGH 50 DIVIDEND STRATEGY PORTFOLIO SERIES 24
File No: 554432 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


PERONI GROWTH PORTFOLIO SPRING 2009 SERIES
File No: 554433 File Code: 5 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


RIDGEWORTH FUNDS SELECT LARGE CAP GROWTH STOCK FUND A SHARES
File No: 554479 File Code: 3 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: COLUMBUS State: OH Country: USA


RIDGEWORTH FUNDS STRATEGIC INCOME FUND A SHARES
File No: 554477 File Code: 3 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: COLUMBUS State: OH Country: USA


RIDGEWORTH FUNDS TOTAL RETURN BOND FUND I SHARES
File No: 554478 File Code: 3 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: COLUMBUS State: OH Country: USA


TR FOR PROFESSIONAL MANAGERS SMEAD VALUE FUND
File No: 554445 File Code: 3 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


VAN ECK FUNDS MULTI MANAGER ALTERNATIVE FUND CLASS A
File No: 554444 File Code: 3 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


VAN ECK FUNDS MULTI MANAGER ALTERNATIVE FUND CLASS I
File No: 554443 File Code: 3 Date Recvd: 16-MAR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


KBS REAL ESTATE INVESTMENT TR 2 INC
File No: 552810 File Code: 1 Date Recvd: 12-MAR-09 Status 1: P
Examiner: City: NEWPORT BEACH State: CA Country: USA


PAYDEN & RYGEL INVESTMENT GROUP PAYDEN CORPORATE BOND FUND
File No: 552809 File Code: 3 Date Recvd: 12-MAR-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 570
STRATEGIC EQUITY ALLOCATION TR SERIES 19
File No: 552784 File Code: 5 Date Recvd: 11-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


STRALEM FUND STRALEM EQUITY FUND
File No: 552783 File Code: 3 Date Recvd: 11-MAR-09 Status 1: Z
Examiner: City: CINCINNATI State: OH Country: USA


ADVISORS CORPROATE TR NON FINANCIAL SERIES 2
File No: 552776 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


MUNICIPAL CLOSED END PORTFOLIOS ERIES 11
File No: 552777 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 160 LONG TERM
CORPORATE INVESTMETN GRADE TR SERIES 48
File No: 552774 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 161 INTERMEDIATE
CORPORATE INVESTMENT GRADE TR SERIES 36
File No: 552775 File Code: 5 Date Recvd: 10-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 569 DIVERSIFIED
INCOME WAVE PORTFOLIO SERIES 7
File No: 552728 File Code: 5 Date Recvd: 09-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIO SERIES 569 STRATEGIC
INCOME PORTFOLIO SERIES 30
File No: 552729 File Code: 5 Date Recvd: 09-MAR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


ROYCE FUND ROYCE FINANCIAL SERVICES FUND SERVICE CLASS
File No: 554580 File Code: 3 Date Recvd: 09-MAR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 766 QUALITY MUNICIPALS
INCOME TR 3RD LTD MATURITY SERIES
File No: 552727 File Code: 5 Date Recvd: 09-MAR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA

REPORT ITEMS 58



Last Updated: June 27, 2015