WI Securities Filings
for March 16, 2009 through March 27, 2009
Exemption Filings Made by Wisconsin Companies with DFI's Securities
Division between 16-MAR-09 and 27-MAR-09
VESTA FUNDING INC
File No: 554665 File Code: 7 Date Recvd: 19-MAR-09 Status 1: F
Examiner: City: FRANKLIN
SAGENCE INC
File No: 554585 File Code: 7 Date Recvd: 18-MAR-09 Status 1: F
Examiner: City: MILWAUKEE
REPORT ITEMS 2
Franchise Filings Made by Wisconsin Companies with DFI's Securities Division
between 16-MAR-09 and 27-MAR-09
ORANGE SHOE GYM HOLDINGS INC
File No: 554796 File Code: 71 Date Recvd: 24-MAR-09 Status 1: R
Examiner: City: MADISON State: WI
GN INDEPENDENTS INC
File No: 554688 File Code: 71 Date Recvd: 18-MAR-09 Status 1: R
Examiner: City: MADISON State: WI
REPORT ITEMS 2
Registration Filings Made by Wisconsin Companies with DFI's Securities
Division between 16-MAR-09 and 27-MAR-09
HENESSY FUNDS TR HENNESSY CORNERSTONE LARGE GROWTH FUND
INSTITUTIONAL CLASS
File No: 554770 File Code: 3 Date Recvd: 23-MAR-09 Status 1: R
Examiner: City: MILWAUKEE
HENESSY FUNDS TR HENNESSY SELECT LARGE VALUE FUND
INSTITUTIONAL CLASS
File No: 554769 File Code: 3 Date Recvd: 23-MAR-09 Status 1: R
Examiner: City: MILWAUKEE
TR FOR PROFESSIONAL MANAGERS SMEAD VALUE FUND
File No: 554445 File Code: 3 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: MILWAUKEE
REPORT ITEMS 3
Takeover Filings made with DFI's Securities Division between 16-MAR-09
and 27-MAR-09
REPORT ITEMS 0
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