WI Securities Filings for March 16, 2009 through March 27, 2009

Exemption Filings Made by Wisconsin Companies with DFI's Securities Division between 16-MAR-09 and 27-MAR-09

VESTA FUNDING INC
File No: 554665 File Code: 7 Date Recvd: 19-MAR-09 Status 1: F
Examiner: City: FRANKLIN


SAGENCE INC
File No: 554585 File Code: 7 Date Recvd: 18-MAR-09 Status 1: F
Examiner: City: MILWAUKEE

REPORT ITEMS 2

Franchise Filings Made by Wisconsin Companies with DFI's Securities Division between 16-MAR-09 and 27-MAR-09

ORANGE SHOE GYM HOLDINGS INC
File No: 554796 File Code: 71 Date Recvd: 24-MAR-09 Status 1: R
Examiner: City: MADISON State: WI


GN INDEPENDENTS INC
File No: 554688 File Code: 71 Date Recvd: 18-MAR-09 Status 1: R
Examiner: City: MADISON State: WI

REPORT ITEMS 2

Registration Filings Made by Wisconsin Companies with DFI's Securities Division between 16-MAR-09 and 27-MAR-09

HENESSY FUNDS TR HENNESSY CORNERSTONE LARGE GROWTH FUND
INSTITUTIONAL CLASS
File No: 554770 File Code: 3 Date Recvd: 23-MAR-09 Status 1: R
Examiner: City: MILWAUKEE


HENESSY FUNDS TR HENNESSY SELECT LARGE VALUE FUND
INSTITUTIONAL CLASS
File No: 554769 File Code: 3 Date Recvd: 23-MAR-09 Status 1: R
Examiner: City: MILWAUKEE


TR FOR PROFESSIONAL MANAGERS SMEAD VALUE FUND
File No: 554445 File Code: 3 Date Recvd: 16-MAR-09 Status 1: R
Examiner: City: MILWAUKEE

REPORT ITEMS 3

Takeover Filings made with DFI's Securities Division between 16-MAR-09 and 27-MAR-09


REPORT ITEMS 0



Last Updated: June 27, 2015