Securities Filings for April 06, 2009 through April 17, 2009

Exemption Filings Made with DFI's Securities Division between 06-APR-09 and 17-APR-09

GC 2009 OPPORTUNITY FUND LP
File No: 555931 File Code: 7 Date Recvd: 16-APR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


MAVERICK STABLE PARTNERS LP
File No: 555812 File Code: 7 Date Recvd: 15-APR-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA

MORGAN JP LEVERAGED LOANS LLC
File No: 555813 File Code: 7 Date Recvd: 15-APR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


PASSCO WARMINISTER BUSINESS CENTER S LLC
File No: 555814 File Code: 7 Date Recvd: 15-APR-09 Status 1: F
Examiner: City: IRVINE State: CA Country: USA


TIDAL PETROLEUM INC
File No: 555815 File Code: 7 Date Recvd: 15-APR-09 Status 1: F
Examiner: City: SCHERTZ State: TX Country: USA


CONTRARIAN CAPITAL FUND 1 LP
File No: 555760 File Code: 7 Date Recvd: 14-APR-09 Status 1: F
Examiner: City: GREENWICH State: CT Country: USA


SLOCUM RESEARCH PORTFOLIO LLC
File No: 555758 File Code: 7 Date Recvd: 14-APR-09 Status 1: F
Examiner: City: MINNEAPOLIS State: MN Country: USA


SPO PARTNERS 2 LP
File No: 555759 File Code: 7 Date Recvd: 14-APR-09 Status 1: F
Examiner: City: MILL VALLEY State: CA Country: USA


HIGHLAND COMMINGLED LOAN FUND LP
File No: 555657 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: DALLAS State: TX Country: USA


LAMBEAU VILLAGE LLC
File No: 555598 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


REAL ESTATE GROWTH & INCOME FUND LLC
File No: 555604 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: GILBERT State: AZ Country: USA


SAB EQUITY PARTNERSHIP 2 LP
File No: 555602 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB EQUITY PARTNERSHIP 3 LP
File No: 555600 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB EQUITY PARTNERSHIP LP
File No: 555601 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SAB VALUE OPPORTUNITIES FUND LP
File No: 555603 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: SAN ANTONIO State: TX Country: USA


SWIFT EXCELSIOR INVESTMENTS INC
File No: 555599 File Code: 7 Date Recvd: 13-APR-09 Status 1: F
Examiner: City: WEST LAFAYETTE State: IN Country: USA


CREDIT SUISSE DOLLAR SENIOR LOAN FUND LTD
File No: 555566 File Code: 7 Date Recvd: 10-APR-09 Status 1: F
Examiner: City: GRAND CAYMAN KY11104 State: Country: CAYMAN IS


URCOVEST LLC
File No: 555567 File Code: 7 Date Recvd: 10-APR-09 Status 1: F
Examiner: City: WESTON State: FL Country: USA


ACTIVE IMPLANTS CORP
File No: 555564 File Code: 7 Date Recvd: 09-APR-09 Status 1: F
Examiner: City: MEMPHIS State: TN Country: USA


ZERONINES TECHNOLOGY INC
File No: 555563 File Code: 7 Date Recvd: 09-APR-09 Status 1: F
Examiner: City: CASTLE ROCK State: CO Country: USA


NONINVASIVE MEDICAP TECHNOLOGIES INC
File No: 555535 File Code: 7 Date Recvd: 07-APR-09 Status 1: F
Examiner: City: LAS VEGAS State: NV Country: USA


TWIN RED FUND LP
File No: 555534 File Code: 7 Date Recvd: 07-APR-09 Status 1: F
Examiner: City: RYE State: NY Country: USA


ALKEON GROWTH PARTNERS LP
File No: 555612 File Code: 7 Date Recvd: 06-APR-09 Status 1: F
Examiner: City: NEW YORK State: NY Country: USA


FRED FRANKLIN EQUITY FUND LLC
File No: 555537 File Code: 7 Date Recvd: 06-APR-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA


FRED LANDMARK ON THE LAKE LLC
File No: 555536 File Code: 7 Date Recvd: 06-APR-09 Status 1: F
Examiner: City: MILWAUKEE State: WI Country: USA

REPORT ITEMS 25

Franchise Filings Made with DFI's Securities Division between 06-APR-09 and 17-APR-09

CRUISEONE INC
File No: 555962 File Code: 71 Date Recvd: 17-APR-09 Status 1: R
Examiner: City: FT LAUDERDALE State: FL Country: USA


DIDOUGHS FRANCHISING CORP
File No: 555971 File Code: 71 Date Recvd: 17-APR-09 Status 1: R
Examiner: City: TISKILWA State: IL Country: USA


GOOD FEET WRLDWIDE LLC
File No: 555964 File Code: 71 Date Recvd: 17-APR-09 Status 1: R
Examiner: City: CARLSBAD State: CA Country: USA


GUESTHOUSE INTERNATIONAL LLC
File No: 555963 File Code: 71 Date Recvd: 17-APR-09 Status 1: R
Examiner: City: HENDERSONVILLE State: TN Country: USA


RAM JACK DISTRIBUTION SYSTEMS LLC
File No: 555965 File Code: 71 Date Recvd: 17-APR-09 Status 1: R
Examiner: City: ADA State: OK Country: USA


ELEMENTS THERAPEUTIC MASSAGE INC
File No: 555939 File Code: 71 Date Recvd: 16-APR-09 Status 1: R
Examiner: City: HIGHLANDS RANCH State: CO Country: USA


FRESHII DEVELOPMENT LLC
File No: 555942 File Code: 71 Date Recvd: 16-APR-09 Status 1: R
Examiner: City: CHICAGO State: IL Country: USA


HD FRANCHISING SYSTEMS LLC
File No: 555973 File Code: 71 Date Recvd: 16-APR-09 Status 1: R
Examiner: City: MILFORD State: OH Country: USA


HOMEWELL SENIOR CARE INC
File No: 555940 File Code: 71 Date Recvd: 16-APR-09 Status 1: R
Examiner: City: LYNNWOOD State: MA Country: USA


K&N MOBILE FRANCHISES INC
File No: 555970 File Code: 71 Date Recvd: 16-APR-09 Status 1: R
Examiner: City: FORT WORTH State: TX Country: USA


LOSS CONTROL GROUP INC
File No: 555941 File Code: 71 Date Recvd: 16-APR-09 Status 1: R
Examiner: City: DEPERE State: WI Country: USA


SOLA FRANCHISE CORP
File No: 555972 File Code: 71 Date Recvd: 16-APR-09 Status 1: R
Examiner: City: DENVER State: CO Country: USA


BAJA SOL FRANCHISING INC
File No: 555837 File Code: 71 Date Recvd: 15-APR-09 Status 1: R
Examiner: City: INVER GROVE HEIGHTS State: MN Country: USA


DOLLARS INSIDE FRANCHISING LLC
File No: 555834 File Code: 71 Date Recvd: 15-APR-09 Status 1: R
Examiner: City: CAPE CORAL State: FL Country: USA


DREAM DINNERS INC
File No: 555836 File Code: 71 Date Recvd: 15-APR-09 Status 1: R
Examiner: City: SNOHOMISH State: WA Country: USA


HLT FRANCHISE FRANCHISE LLC
File No: 555838 File Code: 71 Date Recvd: 15-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


MONEY MAILER FRANCHISE CORP
File No: 555839 File Code: 71 Date Recvd: 15-APR-09 Status 1: R
Examiner: City: GARDEN GROVE State: CA Country: USA


VINO 100 LLC
File No: 555835 File Code: 71 Date Recvd: 15-APR-09 Status 1: R
Examiner: City: BALA CYNWYD State: PA Country: USA


D&D BEAUTY CARE CO
File No: 555801 File Code: 71 Date Recvd: 14-APR-09 Status 1: R
Examiner: City: LINCOLNWOOD State: IL Country: USA


GRISWOLD SPECIAL CARE INTERNATIONAL LLC
File No: 555802 File Code: 71 Date Recvd: 14-APR-09 Status 1: R
Examiner: City: ERDENHEIM State: PA Country: USA


CAPTAIN DS LLC
File No: 555803 File Code: 71 Date Recvd: 13-APR-09 Status 1: R
Examiner: City: NASHVILLE State: TN Country: USA


FRANNET FRANCHISING LLC
File No: 555800 File Code: 71 Date Recvd: 13-APR-09 Status 1: R
Examiner: City: LOUISVILLE State: KY Country: USA


MAINSTREAM FASHOINS FRANCHISING INC
File No: 555799 File Code: 71 Date Recvd: 13-APR-09 Status 1: R
Examiner: City: APPLE VALLEY State: MN Country: USA


ROCOCO FRANCHISE CORP
File No: 555798 File Code: 71 Date Recvd: 13-APR-09 Status 1: R
Examiner: City: OCONOMOWOC State: WI Country: USA


CMIT SOLUTIONS INC
File No: 555790 File Code: 71 Date Recvd: 10-APR-09 Status 1: R
Examiner: City: AUSTIN State: TX Country: USA


SPERRY VAN NESS INTERNATIONAL CORP
File No: 555791 File Code: 71 Date Recvd: 10-APR-09 Status 1: R
Examiner: City: IRVINE State: CA Country: USA


CLOSET FACTORY FRANCHISE CORP
File No: 555627 File Code: 71 Date Recvd: 09-APR-09 Status 1: R
Examiner: City: LOS ANGELES State: CA Country: USA


KELLER WILLIAMS REALTY INC
File No: 555628 File Code: 71 Date Recvd: 09-APR-09 Status 1: R
Examiner: City: AUSTIN State: TX Country: USA


NATIONAL HUNTING LEASE NETWORK LLC
File No: 555767 File Code: 71 Date Recvd: 09-APR-09 Status 1: R
Examiner: City: OMAHA State: NE Country: USA


REALTY EXECUTIVE INTERNATIONAL INC
File No: 555943 File Code: 71 Date Recvd: 09-APR-09 Status 1: R
Examiner: City: PHOENIX State: AZ Country: USA


EI FRANCHISE CO LLC
File No: 555629 File Code: 71 Date Recvd: 08-APR-09 Status 1: R
Examiner: City: MIDDLETON State: MA Country: USA


KELLER WILLIAMS REALTY INC
File No: 555632 File Code: 71 Date Recvd: 08-APR-09 Status 1: R
Examiner: City: AUSTIN State: TX Country: USA


CROWN TROPHY INC
File No: 555652 File Code: 71 Date Recvd: 07-APR-09 Status 1: R
Examiner: City: HAWTHORNE State: NY Country: USA


CT FRANCHISING SYSTEMS INC
File No: 555764 File Code: 71 Date Recvd: 07-APR-09 Status 1: R
Examiner: City: CINCINNATI State: OH Country: USA


FIRESTORM FRANCHISING LLC
File No: 555765 File Code: 71 Date Recvd: 07-APR-09 Status 1: R
Examiner: City: ROSWELL State: GA Country: USA


I9 SPORTS CORP
File No: 555651 File Code: 71 Date Recvd: 07-APR-09 Status 1: R
Examiner: City: BRANDON State: FL Country: USA


JP OPERATIONS INC
File No: 555654 File Code: 71 Date Recvd: 07-APR-09 Status 1: R
Examiner: City: GURNEE State: IL Country: USA


SH FRANCHISING LLC
File No: 555633 File Code: 71 Date Recvd: 07-APR-09 Status 1: R
Examiner: City: TOWSON State: MD Country: USA


VOLVO CONSTRUCTION EQUIPMENT RENTS INC
File No: 555648 File Code: 71 Date Recvd: 07-APR-09 Status 1: R
Examiner: City: FLETCHER State: NC Country: USA


AUSSIE PET MOBILE INC
File No: 555821 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: DANA POINT State: CA Country: USA


CONRAD FRANCHISE LLC
File No: 555641 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


DEL TACO LLC
File No: 555649 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: LAKE FOREST State: CA Country: USA


DOUBLETREE FRANCHISE LLC
File No: 555646 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


EMBASSY SUITES FRANCHISE LLC
File No: 555645 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


FISH WINDOW CLEANING SERVICES INC
File No: 555653 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: MANCHESTER State: MO Country: USA


HAMPTON INNS FRANCHISE LLC
File No: 555643 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HILTON FRANCHISE LLC
File No: 555644 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HILTON GARDEN INNS FRANCHISE LLC
File No: 555640 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HLT ESP FRANCHISE LLC
File No: 555637 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


HOMEWOOD SUITES FRANCHISE LLC
File No: 555642 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


KITCHEN SOLVERS LLC
File No: 555810 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: LACROSSE State: WI Country: USA


SMARTBOX PORTABLE SELF STORAGE LLC
File No: 555811 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: RICHMOND State: VA Country: USA


WALDORF ASTORIA FRANCHISE LLC
File No: 555638 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA


WALDORF ASTORIA FRANCHISE LLC
File No: 555639 File Code: 71 Date Recvd: 06-APR-09 Status 1: R
Examiner: City: BEVERLY HILLS State: CA Country: USA

REPORT ITEMS 54

Registration Filings Made with DFI's Securities Division between 06-APR-09 and 17-APR-09

1ST TR COMBINED 286 TX EX MUNICIPAL INCOME TR SERIES 243
File No: 555951 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FALLEN ANGELS PORTFOLIO SERIES 3
File No: 555949 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 1983 CNADIAN ENERGY & INCOME PORTFOLIO SERIES 13
File No: 555950 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1986 SELECT DSIP PORTFOLIO 2ND QUARTER 2009 SERIES
File No: 555954 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2014 COVERED CALL SELECT CLOSED END PORTFOLIO SERIES 13
File No: 555952 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2033 CORPROATE INVESTMENT GRADE PORTFOLIO INTERMEDIATE
SERIES 8
File No: 555953 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON MONEY MARKET FUND CLASS A
File No: 555944 File Code: 3 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON MONEY MARKET FUND CLASS B
File No: 555946 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


HENDERSON GLOBAL FUNDS HENDERSON MONEY MARKET FUND CLASS C
File No: 555945 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: CHICAGO State: IL Country: USA


INSURED TX EX MUNICIPAL PORTFOLIO SERIES 3
File No: 555947 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


TX EX MUNICIPAL PORTFOLIO INTERMEDIATE SERIES 1
File No: 555948 File Code: 5 Date Recvd: 17-APR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


FT 2012 CAPITAL STRENGTH PORTFOLIO SERIES 3
File No: 555929 File Code: 5 Date Recvd: 16-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2013 US INFRASTRUCTURE PORTFOLIO SERIES 4
File No: 555930 File Code: 5 Date Recvd: 16-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


JPMORGAN TR 2 JPMORGAN LARGE CAP GROWTH FUND CLASS R5
File No: 555928 File Code: 3 Date Recvd: 16-APR-09 Status 1: Z
Examiner: City: BOSTON State: MA Country: USA


CATALYST FUNDS
File No: 555757 File Code: 3 Date Recvd: 14-APR-09 Status 1: Z
Examiner: City: WILLOW GROVE State: PA Country: USA


GRUBB & ELLIS HEALTHCARE REIT INC
File No: 555756 File Code: 1 Date Recvd: 14-APR-09 Status 1: P
Examiner: City: SCOTTSDALE State: AZ Country: USA


ADVISORS CORPORATE TR NON FINANCIAL SERIES 3
File No: 555587 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


CNL MACQUARIE GLOBAL INCOME TR INC
File No: 555583 File Code: 1 Date Recvd: 13-APR-09 Status 1: P
Examiner: City: ORLANDO State: FL Country: USA


FRANKLIN MUTUAL SERIES FUND MUTUAL INTERNATIONAL FUND CLASS
A
File No: 555596 File Code: 3 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


FRANKLIN MUTUAL SERIES FUND MUTUAL INTERNATIONAL FUND CLASS
C
File No: 555595 File Code: 3 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


FRANKLIN MUTUAL SERIES FUND MUTUAL INTERNATIONAL FUND CLASS
R
File No: 555594 File Code: 3 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


FRANKLIN MUTUAL SERIES FUND MUTUAL INTERNATIONAL FUND CLASS
Z
File No: 555597 File Code: 3 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


FRANKLIN MUTUAL SERIES FUND MUTUAL QUEST FUND CLASS R
File No: 555593 File Code: 3 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: SAN MATEO State: CA Country: USA


FT 1991 60 40 STRATEGIC ALLOCATION PORT 2Q 09 TERM 7 14 10
File No: 555592 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 1991 75 25 STRATEGIC ALLOCATION PORT 2Q 09 TERM 7 14 10
File No: 555591 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2019 CORPROATE INVESTMETN GRADE PORTFOLIO SHORT TERM
SERIES 7
File No: 555590 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


MONUMENT GROWTH STRATEGY PORTFOLIO SERIES 18
File No: 555588 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


NAVELLIER GROWTH PORTFOLIO SERIES 6
File No: 555589 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: MONUMENT State: CO Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 781 INSURED MUNICIPALS
INCOME TR SERIES 568
File No: 555586 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR MUNICIPAL SERIES 782 INSURED MUNICIPALS
INCOME TR SERIES 569
File No: 555585 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR TAXABLE INCOME SERIES 169 INTERMEDIATE
CORPROATE INVESTMETN GRADE TR SERIES 39
File No: 555584 File Code: 5 Date Recvd: 13-APR-09 Status 1: Z
Examiner: City: OAKBROOK TERRACE State: IL Country: USA


VAN KAMPEN UNIT TR MUNCIPAL SERIES 772 INVESTMENT GRADE
MUNICIPAL TR LTD MATURITY SERIES 1
File No: 555555 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNCIPAL SERIES 773 INVESTMENT GRADE
MUNICIPAL TR INTERMEDIATE SERIES 1
File No: 555554 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR MUNCIPAL SERIES 780 INVESTORS QUALITY TX
EX TR SERIES 109
File No: 555553 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 869 COHEN & STEERS REIT INCOME
PORTFOLIO 2009 2
File No: 555559 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 869 DIVERSIFIED HEALTHCARE
PORTFOLIO SERIES 47
File No: 555560 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 869 ENERGY PORTFOLIO SERIES 30
File No: 555562 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 869 FINANCIAL INSTITUTIONS
PORTFOLIO SERIES 42
File No: 555561 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 869 UTILITY INCOME PORTFOLIO
SERIES 27
File No: 555558 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 871 SELECT S&P GREATER CHINA PICKS
PORTFOLIO SERIES 14
File No: 555557 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


VAN KAMPEN UNIT TR SERIES 874 VAN KAMPEN PREFERRED
OPPORTUNITY PORTFOLIO SERIES 6
File No: 555556 File Code: 5 Date Recvd: 09-APR-09 Status 1: Z
Examiner: City: OAKBROOK State: IL Country: USA


FT 1990 DIVERSIFIED EQUITY STRATEGIC ALLLOCATION PORT 2Q 09
TERM 7 13 10
File No: 555546 File Code: 5 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2001 INTERNATIONAL PORTFOLIO SERIES 18
File No: 555549 File Code: 5 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2001 LARGE CAP PORTFOLIO SERIES 18
File No: 555548 File Code: 5 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2001 SMID CAP PORTFOLIO SERIES
File No: 555550 File Code: 5 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2011 GLOBAL EQUITY INCOME CLOSED END PORTFOLIO SERIES 4
File No: 555547 File Code: 5 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


FT 2017 PHARMACEUTICAL SELECT PORTFOLIO SERIES 29
File No: 555545 File Code: 5 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: WHEATON State: IL Country: USA


LEGG MASON PARTNERS EQUITY TR LEGG MASON PERMAL TACTICAL
ALLOCATION FUND CLASS A
File No: 555888 File Code: 3 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


LEGG MASON PARTNERS EQUITY TR LEGG MASON PERMAL TACTICAL
ALLOCATION FUND CLASS C
File No: 555889 File Code: 3 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


LEGG MASON PARTNERS EQUITY TR LEGG MASON PERMAL TACTICAL
ALLOCATION FUND CLASS FI
File No: 555891 File Code: 3 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


LEGG MASON PARTNERS EQUITY TR LEGG MASON PERMAL TACTICAL
ALLOCATION FUND CLASS I
File No: 555890 File Code: 3 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


LEGG MASON PARTNERS EQUITY TR LEGG MASON PERMAL TACTICAL
ALLOCATION FUND CLASS IS
File No: 555892 File Code: 3 Date Recvd: 08-APR-09 Status 1: Z
Examiner: City: NEW YORK State: NY Country:


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 575 CLOSED END
EQUITY & INCOME PORTFOLIO SERIES 19
File No: 555533 File Code: 5 Date Recvd: 07-APR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 575 STRATEGIC
INCOME PORTFOLIO SERIES 31
File No: 555530 File Code: 5 Date Recvd: 07-APR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 584 CLAYMORE
GUGGENHEIM LONG TERM NATIONAL MUNICIPAL TR SERIES 1
File No: 555531 File Code: 5 Date Recvd: 07-APR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CLAYMORE SECURITIES DEFINED PORTFOLIOS SERIES 585 CLAYMORE
GUGGENHEIM INTERMEDIATE INVESTMENT GRADE CORPORATE TR SERIES
File No: 555532 File Code: 5 Date Recvd: 07-APR-09 Status 1: Z
Examiner: City: LISLE State: IL Country: USA


CULLEN FUNDS TR CULLEN HIGH DIVIDEND EQUITY FUND CLASS R1
File No: 555610 File Code: 3 Date Recvd: 06-APR-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CULLEN FUNDS TR CULLEN HIGH DIVIDEND EQUITY FUND CLASS R2
File No: 555611 File Code: 3 Date Recvd: 06-APR-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CULLEN FUNDS TR CULLEN INTERNATIONAL HIGH DIVIDEND FUND
CLASS R1
File No: 555608 File Code: 3 Date Recvd: 06-APR-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA


CULLEN FUNDS TR CULLEN INTERNATIONAL HIGH DIVIDEND FUND
CLASS R2
File No: 555609 File Code: 3 Date Recvd: 06-APR-09 Status 1: Z
Examiner: City: MILWAUKEE State: WI Country: USA

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Last Updated: June 27, 2015